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Safety & alignment

Daily feed of AI safety and alignment work: interpretability, evaluations, red-teaming, frontier-lab safety frameworks and governance of advanced AI.

Position: Retire the "Positive Backdoor" Label -- Secret Alignment Requires Strict and Systematic Evaluation

This position paper argues that the AI/ML community should stop overclaiming and retire the label "positive backdoor," and instead treat trigger-activated hidden behaviors as Secret Alignment. Crucially, protective claims based on Secret Alignment should be presumed not secure by default unless supported by rigorous, standardized evaluation. The Private AI era, enabled by open-weight LLMs and accessible training/inference stacks, turns language models into privately owned digital assets, creatin
arXiv 65d ago Research Safety & alignment

Models That Know How Evaluations Are Designed Score Safer

The validity of AI safety evaluations depends on models behaving consistently across controlled and deployment settings. Prior work has identified test-time contextual cues, such as hypothetical scenarios, as a source of verbalized evaluation awareness and subsequent behavioral shift. In this paper, we investigate a potential explanation of this phenomenon: evaluation meta-knowledge, defined as parametric knowledge about the structural traits that characterize evaluations. Similar to dataset con
arXiv 65d ago Research Safety & alignmentFinance, VC & PE

GS-FUSE: Granger-Supervised Gated Fusion and Multi-Granularity Alignment for Event-Driven Financial Forecasting

Accurately forecasting the impact of salient financial events on markets is critical for investors and policymakers. However, existing multimodal time-series models typically fuse text and prices symmetrically, without an explicit way to decide when event text is truly predictive, and thus struggle to exploit the directional event-to-price structure and the heterogeneous roles of textual and price signals. In this work, we propose GS-Fuse, a multimodal event-based forecasting framework that empl
arXiv 65d ago Research Safety & alignmentFinance, VC & PE

From Learning Resources to Competencies: LLM-Based Tagging with Evidence and Graph Constraints

Linking learning resources to a structured competency framework is key to enabling competency-based search and curriculum analytics in Learning Management Systems (LMS). However, manual tagging is labor-intensive, and fully automatic methods often lack transparency. In this paper, we present an end-to-end alignment pipeline that uses a large language model (LLM) as a constrained, evidence-producing tagger. LMS resources -both instructional content and assessments -are first segmented into meanin
arXiv 65d ago Research Safety & alignmentJobs & economy

Bayesian Gated Non-Negative Contrastive Learning

While Contrastive Learning (CL) has revolutionized self-supervised representation learning, its latent representations remain highly entangled and opaque, limiting their interpretability in safety-critical applications. We identify that a fundamental cause of this entanglement is the reliance on deterministic similarity measures, which treat all feature dimensions equally. In compositional scenes, this creates an Optimization Conflict: common background features, such as, "blue sky", are encoura
arXiv 65d ago Research Safety & alignment

Review Arcade: On the Human Alignment and Gameability of LLM Reviews

LLM-generated reviews for scientific papers are gaining considerable traction and are even being officially piloted by major conferences. We have to assume that not only reviewers are using LLM-assistance, but also that authors use LLMs to revise their papers before submitting. In this work, we perform empirical experiments on papers from the 2025 ACL Rolling Review (ARR) to evaluate LLM reviews from both the author and the reviewer perspective. First, we identify a limited alignment of LLM revi
arXiv 65d ago Research Safety & alignment

Picid: A Modular Evaluation Infrastructure for Reproducible PHM Across Tasks and Domains

Progress in Prognostics and Health Management (PHM) is hindered by the lack of standardized and reusable evaluation practices across tasks, datasets, and application domains. Reported results are often difficult to reproduce and compare, as key protocol choices, such as data splits, preprocessing, label alignment, temporal windowing, and metrics, are often implicit or implemented ad hoc. We introduce \picid, a modular evaluation infrastructure that formalizes the PHM evaluation pipeline as an ex
arXiv 65d ago Research Safety & alignmentHealthcare

SafeMed-R1: Clinician-Audited Safety and Ethics Alignment for Medical Large Language Models

Large language models(LLMs) increasingly match expert performance on licensing examinations, yet routine clinical use remains limited because governance requires auditable reasoning, safety and ethics alignment, and resilience to adversarial misuse. Here we present SafeMed-R1, trained with a traceable Clinical Trust Signals(CTS) pipeline that links each reasoning instance to clinician rubric scores and edit histories, and aligned through safety and ethics supervision and red team stress testing.
arXiv 65d ago Research RegulationSafety & alignment

Routing-Aligned Fine-Tuning for Multilingual Downstream Tasks in Mixture-of-Experts Models

Mixture-of-Experts (MoE) models have emerged as a dominant paradigm for efficient LLM scaling, yet adapting them to non-English downstream tasks remains challenging. Existing fine-tuning approaches treat MoE models as monolithic learners, ignoring the heterogeneous routing structure that develops during pretraining. We validate across multiple MoE models and downstream tasks that middle layers form a language-universal alignment zone where routing divergence strongly predicts per-language task p
arXiv 65d ago Research Safety & alignment

REED: Post-Training Representation Editing for Cross-Domain Linguistic Steganalysis

In real-world scenarios of linguistic steganalysis, tested texts usually come from unseen domains with different vocabularies, topics, writing styles, and steganographic generation patterns, which can significantly degrade the detection performance. Although existing cross-domain steganalysis methods can effectively alleviate this problem through distribution alignment, domain-invariant feature learning, etc., the detection performance is not satisfactory. In this paper, we propose a post-traini
arXiv 65d ago Research Safety & alignment

MTAVG-Bench 2.0: Diagnosing Failure Modes of Cinematic Expressiveness in Multi-Talker Audio-Video Generation

In recent years, Multi-Talker Audio-Video Generation (MTAVG) models have shown promising performance on fundamental metrics such as lip-sync and audio-visual alignment. However, these metrics remain insufficient for assessing cinematic expressiveness in scene-level generation. In multi-character scenes, generation models must go beyond audio-visual realism to convey coherent character performance and other higher-level cinematic qualities. To fill this gap, we introduce MTAVG-Bench 2.0, a benchm
arXiv 65d ago Research Safety & alignmentHealthcare

SPARD: Defending Harmful Fine-Tuning Attack via Safety Projection with Relevance-Diversity Data Selection

Fine-tuning large language models often undermines their safety alignment, a problem further amplified by harmful fine-tuning attacks in which adversarial data removes safeguards and induces unsafe behaviors. We propose SPARD, a defense framework that integrates Safety-Projected Alternating optimization with Relevance-Diversity aware data selection. SPARD employs SPAG, which optimizes alternatively between utility updates and explicit safety projections with a set of safe data to enforce safety
arXiv 65d ago Research Safety & alignmentMilitary & security

Disentangling Adversarial Prompts: A Semantic-Graph Defense for Robust LLM Security

Large Language Models (LLMs) are increasingly vulnerable to adversarial prompts that exploit semantic ambiguities to bypass safety mechanisms, resulting in harmful or inappropriate outputs. Such attacks, including jailbreaking and prompt injection, pose significant risks to the integrity and availability of LLMs in security-critical applications. This paper proposes the Adversarial Prompt Disentanglement (APD) framework, a novel defense mechanism that proactively identifies and neutralizes malic
arXiv 65d ago Research Safety & alignmentMilitary & security

DeepSciVerify: Verifying Scientific Claim--Citation Alignment via LLM-Driven Evidence Escalation

Misalignment between claims and their cited evidence is a common failure mode in reports generated by large language models, limiting their reliability in scientific and other high-stakes settings. We present DeepSciVerify, a two-stage pipeline for scientific claim-citation verification that combines abstract-level reasoning with selective escalation to passage-level evidence. The system first verifies claims using the abstract and defers uncertain cases, retrieving and analyzing full-text passa
arXiv 65d ago Research Safety & alignment

Behavioural Analysis of Alignment Faking

Alignment faking (AF) refers to a model strategically complying with a training objective to avoid behavioural modification while preserving its deployment preferences. Understanding when and why AF arises matters as models grow better at distinguishing training from deployment. Prior work finds AF fragile, prompt-sensitive, and model-dependent, leaving its underlying drivers unclear. We study AF in a controlled, minimal setup that isolates its core components, and observe it across a wider rang
arXiv 65d ago Research Safety & alignment

Latent Goal Prediction from Language for Model-Based Planning

Planning with world models is bottlenecked by compounding prediction errors and the difficulty of defining optimizable goals. Visual targets provide precise local gradients but poor distant guidance, while language is flexible yet limited by noisy cross-modal alignment or dependence on large generative models unsuited for the high-sampling nature of model-based planning. To address these challenges, we introduce Latent Goal Prediction from Language (LAGO), a framework that predicts both sequence
arXiv 65d ago Research Safety & alignment

Intelligence as Managed Autonomy: Failure, Escalation, and Governance for Agentic AI Systems

As autonomous and agentic AI systems scale in robotic and human-machine environments, managing hallucination and persistent but unjustified action remains an open challenge. Rather than attributing these failures solely to model or alignment limitations, this paper explores the architectural vulnerability of unbounded autonomy - the presumption that an agent should continue operating regardless of rising uncertainty. It introduces a theory of managed autonomy that defines intelligent behavior th
arXiv 66d ago Research RegulationSafety & alignment

Alignment Tampering: How Reinforcement Learning from Human Feedback Is Exploited to Optimize Misaligned Biases

Reinforcement Learning from Human Feedback (RLHF) is the standard method to align Large Language Models (LLMs) with human preferences. In this work, we introduce alignment tampering, a potential vulnerability where the LLM undergoing alignment influences the preference dataset, causing RLHF to amplify undesired behaviors. This arises from core limitations of RLHF: (1) preference datasets are constructed from the LLM's own outputs, allowing it to influence them, and (2) pairwise comparisons only
arXiv 66d ago Research Safety & alignment

When Eyes Betray AI: Social Gaze Consistency as a Semantic Cue for AI-Generated Image Detection

Recent generative models have largely closed the gap on low-level artifacts - pixel fingerprints, frequency anomalies, upsampling traces - particularly in person-centric and partial-edit settings where the manipulated region is small and surrounded by photometrically authentic content. We introduce Social Gaze Consistency, a high-level semantic cue defined as the mutual coherence of gaze direction, head-eye alignment, and pupil placement between interacting individuals, and show that it constitu
arXiv 66d ago Research Safety & alignment

Falcon-X: A Time Series Foundation Model for Heterogeneous Multivariate Modeling

Time series foundation models (TSFMs) are transforming the forecasting paradigm through large-scale cross-domain pretraining. However, most existing TSFMs remain univariate, and recent efforts to enable cross-variate modeling still operate directly within the raw variate space. This design introduces fundamental limitations in semantic alignment and relational expressivity. Specifically, raw-space group mixing lacks a dedicated mechanism to align heterogeneous physical quantities, while standard
arXiv 66d ago Research Safety & alignment

FineVLA: Fine-Grained Instruction Alignment for Steerable Vision-Language-Action Policies

Vision-Language-Action (VLA) models are increasingly expected to not only complete robot tasks, but also follow human instructions about how those tasks should be executed. However, existing robot datasets usually pair trajectories with coarse goal-level language, leaving execution-critical details such as active arm, approach direction, and contact region unspecified. This limits steerable policy learning and robotic video understanding. We introduce FineVLA, an open framework for action-aligne
arXiv 66d ago Research RegulationSafety & alignment

Grounding Text Embeddings in Stakeholder Associations

Text embeddings are widely used to analyse large corpora of complex texts. However, it is unclear whether the embeddings capture the same semantic distances as the human experts using them. Ensuring alignment between embedding representations and human intentions is essential for valid analyses. We present the Stakeholder Grounding Exercise, a method for making expert associations explicit and grounding embedding model results in human understanding. In our primary case study on Danish policy is
arXiv 66d ago Research RegulationSafety & alignment

Position: AI Safety Requires Effective Controllability

AI safety is still largely framed as alignment: training models to follow human preferences, safety policies, and normative constraints. That framing has improved the behavior of modern language models, but aligned behavior does not by itself guarantee that a deployed agent can be stopped, overridden, or constrained once it operates in open-ended, interactive, and tool-using environments. A system may be safe in expectation and still fail to yield to explicit runtime authority under conflicting
arXiv 66d ago Research Safety & alignmentAgents & autonomy

When Medical Safety Alignment Fails: A Benchmark for Evaluating LLMs on High-Risk Medical Queries

Large language models (LLMs) are increasingly used for medical and health-related questions, yet their safety in high-risk medical scenarios remains poorly understood. We introduce \textsc{MedHarm}\footnote{Code and data will be released upon acceptance. Due to the sensitive nature of high-risk medical queries, data access will be available to qualified researchers upon request.}, a high-risk medical safety benchmark with 1,100 medically grounded queries across 10 safety-critical categories, inc
arXiv 66d ago Research Safety & alignmentHealthcare

In LLM Reasoning, there is Irrationality on top of Value Misalignment

Significant progress has been made in aligning LLMs with target value functions. We argue that, even when an LLM has been well aligned in (post-)training, it may still fail to maximise the aligned value in reasoning. We mathematically formalise this gap as rational value risk: the utility discrepancy between a model's deployed reasoning strategy and its rational counterpart, which is defined to be the responses that maximise expected utility in the steepest direction. The estimation error of rat
arXiv 66d ago Research Safety & alignment

Developing a Totally Unimodular Linear Program for Optimal Conformance Checking: When and Why It Complements A*

Alignment-based conformance checking is the state-of-the-art approach for comparing observed process executions with normative process models. The standard exact solution relies on an A*-based heuristic search, which can exhibit exponential runtime in the presence of long traces or substantial deviations. This paper introduces a reformulation of alignment-based conformance checking as a totally unimodular linear program (LP) defined on the reachability graph of the synchronous product. By exploi
arXiv 66d ago Research Safety & alignment

Practical Anonymous Two-Party Gradient Boosting Decision Tree

Structured data is well handled by gradient-boosted decision trees (GBDT), which are usually trained on vertically partitioned features across mutually distrustful parties. High speed and interpretability make GBDTs popular in finance and healthcare, where neural networks may fall short. Enabling secure computation for GBDTs poses unique challenges, requiring secure record alignment for comparison. Relying on private set intersection (PSI) is a de facto approach. Mistaking PSI for a safety measu
arXiv 66d ago Research Safety & alignmentHealthcare

Multi-Stakeholder LLM Alignment: Decomposing Estimation from Aggregation

Multi-stakeholder tasks require one output to satisfy users with conflicting preferences. Holistic LLM judges conflate utility estimation and utility aggregation, yielding unstable implicit weights. We show empirically and theoretically that this aggregation-specific \emph{weighting noise} can create large score shifts when stakeholder satisfaction is dispersed; in our experiments, these weight-induced shifts also increase with stakeholder count. We propose \textsc{DecompR}: counterfactual-calib
arXiv 66d ago Research Safety & alignment

EmoDistill: Offline Emotion Skill Distillation for Language Model Agents in Adversarial Negotiation

Post-trained LLMs are often optimized to align responses with human preferences, making them safe, polite, and conversationally appropriate. In adversarial negotiation, however, this alignment can become a vulnerability: emotionally framed language may steer agents toward the counterparty's interests. Using GoEmotions-based affective prompting, we show that emotion substantially shifts negotiation outcomes, suggesting that emotion is a strategic action channel rather than a surface style. Thus,
arXiv 66d ago Research Safety & alignmentAgents & autonomy

L2Rec: Towards Dual-View Understanding of LLMs for Personalized Recommendation

Adapting large language models (LLMs) for personalized recommendation requires aligning their general-purpose capabilities with user-specific preferences while effectively leveraging both behavioral and semantic signals. Existing approaches typically integrate these signals at either the input level (e.g., injecting behavioral embeddings into the token space) or the output level (e.g., contrastive alignment of separate encoders), suffering from distribution gaps or lack of end-to-end task superv
arXiv 66d ago Research Safety & alignment

FAST-GOAL: Fast and Efficient Global-local Object Alignment Learning

Vision-language models such as CLIP have shown impressive capabilities in aligning images and text, but they often struggle with lengthy and detailed text descriptions due to pre-training on short and concise captions. We present FAST-GOAL (Fast and Efficient Global-local Object Alignment Learning), an efficient fine-tuning method that enhances ability of CLIP to handle lengthy text through global-local semantic alignment. Our method consists of two key components. First, Fast Local Image-Senten
arXiv 66d ago Research Safety & alignment

Linear and Neural Dueling Bandits with Delayed Feedback

Contextual dueling bandits form a cornerstone of preference-based decision-making, with critical applications in recommender systems and large language model alignment. However, standard algorithms rely on the idealized assumption of immediate feedback, a condition frequently violated in real-world scenarios such as prompt optimization. This setting introduces a unique theoretical challenge: unlike linear bandits, dueling bandit estimators lack closed-form solutions, rendering naive adaptations
arXiv 66d ago Research Safety & alignment

Aligning Few-Step Generative Models by Amortizing Sample-based Variational Inference

Aligning a few-step generative model is challenging, since existing alignment frameworks typically rely on restrictive assumptions: a tractable likelihood, a specific ODE/SDE solver, or a particular model family. We introduce FAV, Few-step Generative Models Alignment via Sample-based Variational Inference, a general alignment framework that requires only sample access to the generator and the reference distribution. We cast alignment as sampling from a reward-tilted distribution anchored to a re
arXiv 66d ago Research Safety & alignment

Uniboost: Global Coordination with Value Alignment for Fair and Efficient Traffic Allocation

With the rapid evolution of internet services, recommendation systems have become indispensable. In particular, the blending (re-ranking) stage plays a pivotal role in allocating traffic across diverse business objectives. However, existing approaches often suffer from coupled allocation plans, score inflation, and a lack of interpretability. To address these challenges, we propose Uniboost, a unified traffic allocation framework. Uniboost introduces a posterior value alignment mechanism that ca
arXiv 66d ago Research Safety & alignment

The Rescue Effect: Spatio-Semantic Early Exit Bypasses Quantization Collapse in CLIP

Deploying Vision-Language Models on resource-constrained hardware typically requires INT8 quantization, but in joint-embedding architectures such as CLIP this introduces a failure mode distinct from quantized CNN classifiers: activation noise accumulated across transformer blocks perturbs the direction of the multimodal embedding, eroding the cosine alignment on which zero-shot retrieval depends. We characterize this as Quantization-Induced Representation Collapse (QIRC) and quantify it on INT8
arXiv 66d ago Research Safety & alignment

Algorithmic Fragility and Persona Bias in LLM-Generated Autistic Communication

Safety alignment reduces explicitly harmful outputs but inadvertently encodes a sanitized, neuronormative representation of marginalized communication. We investigate this encoding using a dual-persona rewrite paradigm, prompting ten large language models (LLMs) to rewrite naturally occurring autistic discourse from either an autistic or neurotypical persona. We uncover autistic-persona rewrites diverge significantly more in lexical form and affective register than neurotypical rewrites, despite
arXiv 66d ago Research Bias & fairnessSafety & alignment

Curriculum Learning for Safety Alignment

Direct Preference Optimisation (DPO) is widely used for safety alignment in large language models. However, prior work shows it is brittle and exhibits poor out-of-distribution (OOD) generalisation. In this paper, we investigate whether Curriculum Learning can improve the robustness of DPO-based safety alignment. We propose Staged-Competence, a curriculum-based framework that organises preference data by difficulty, employs competence-based sampling, and progressively updates the reference model
arXiv 66d ago Research Safety & alignmentFinance, VC & PE

Creative Quality Alignment: Expert Tacit Knowledge Transfer via Chain-of-Thought Fine-Tuning

This paper provides an empirical implementation of the creative quality metric proposed in Calibrated Surprise (Zou & Xu, 2026a). The question this paper addresses is: does this mathematical claim hold at the engineering level? To make the answer as general as possible, we deliberately choose the strictest engineering conditions: low data cost and a small base model. Training data comes from approximately 100 expert chain-of-thought (CoT) annotations produced by the BC Protocol (Zou & Xu, 2026b)
arXiv 67d ago Research Safety & alignment

VEN-VL: A Visual Ensemble MoE Framework for Effective and Efficient Multi-Modal Understanding

Despite the remarkable progress achieved by recent efficient methods in accelerating multimodal understanding, they still suffer from noticeable performance degradation. Their emphasis on the high compression ratio of a single visual clue and reliance on the heuristic pruning strategy with coarse attention alignment incurs a bottleneck on the information capacity and density of visual tokens. Addressing this limitation, we propose VEN-VL, a visual ensemble MoE framework for effective and efficie
arXiv 67d ago Research Safety & alignment

OASIS: Observation-Action Space Alignment via SE(3) Trajectory Prediction for Robotic Manipulation

Recent vision-language-action (VLA) models and world action models (WAMs) advance robotic manipulation by enriching intermediate representations with auxiliary spatial features or future visual-state prediction. However, these representations largely remain within the observation space and do not share the rigid-body geometry of the action space, forcing the action decoder to implicitly recover this geometry. We propose OASIS, a visuomotor policy that aligns the intermediate representation with
arXiv 67d ago Research RegulationSafety & alignment
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