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Safety & alignment

Daily feed of AI safety and alignment work: interpretability, evaluations, red-teaming, frontier-lab safety frameworks and governance of advanced AI.

MIMO: Multilingual Information Retrieval via Monolingual Objectives

Multilingual Information Retrieval (MLIR) reflects real-world search environments in which queries and relevant documents may appear in different languages within a mixed-language corpus. However, existing embedding models are primarily optimized for Multi-Monolingual retrieval and their performance often degrades in MLIR settings. Moreover, directly applying conventional contrastive learning to MLIR can exacerbate language clustering and expose a trade-off between cross-lingual alignment and em
arXiv 63d ago Research Safety & alignmentEnvironment

Contribution Weights: A Geometrical Analysis of Self-Attention Transformers

Analyzing attention weights has become a standard approach for interpreting the information flow of Large Language Models (LLMs). However, this approach has significant limitations as it neglects the geometric properties of the value vectors being aggregated. To address this gap, we introduce \emph{Contribution Weights}, a projection-based metric that quantifies a token's influence by accounting for it's attention weight, value magnitude, and directional alignment with the layer output. We demon
arXiv 63d ago Research Safety & alignment

Sample-Efficient Post-Training for LEGO Spatial-Physics Reasoning

LLM-based LEGO assembly generation requires both semantic grounding and physical feasibility. We identify a data-induced failure mode, PhysHack, in which the assemblies satisfy physical-validity constraints while producing structures that are geometrically misaligned, semantically inconsistent, or poorly calibrated. To address this challenge, we propose a model-based data selection approach that uses only a small fraction of the training data while improving physically grounded LEGO assembly gen
arXiv 63d ago Research Safety & alignment

A Persona-Based Evaluation Framework for Pluralistic Alignment in Generative AI

Current alignment paradigms for generative artificial intelligence rely predominantly on monolithic benchmarking frameworks that reduce the plurality of human judgment to aggregated statistical baselines, thereby obscuring cultural, demographic, and contextual variability in evaluation. We introduce a state-space constrained emulation framework for AI evaluation that replaces singular assessment functions with a structured manifold of synthetic cognitive profiles representing diverse human persp
arXiv 63d ago Research Safety & alignment

ImmersiveTTS: Environment-Aware Text-to-Speech with Multimodal Diffusion Transformer and Domain-Specific Representation Alignment

Recent advancements in text-guided audio generation have yielded promising results in diverse domains, including sound effects, speech, and music. However, jointly generating speech with environmental audio remains challenging due to the inherent disparities in their acoustic patterns and temporal dynamics. We propose ImmersiveTTS, an environment-aware text-to-speech (TTS) model that generates natural speech seamlessly integrated within environmental contexts by explicitly modeling cross-modal i
arXiv 63d ago Research Safety & alignmentEnvironment

TUX: Measuring Human--AI Tacit Understanding

As large language models (LLMs) increasingly act as collaborative partners, human--AI alignment is often evaluated through explicit task success, accuracy, or reward optimization. Yet many collaborative settings depend on tacit understanding: whether an agent can align with a human's evaluative stance or representational priors without clear objectives, communication, or feedback. To study this capacity, we develop a spectrum-placement task inspired by the social party game Wavelength, in which
arXiv 63d ago Research Safety & alignmentAgents & autonomy

What Makes LVLMs Hallucinate Less? Unveiling the Architectural Factors Behind Hallucination Robustness

Hallucination remains one of the key challenges undermining the reliability of Large Vision-Language Models (LVLMs). But what makes an LVLM hallucinate less? Many existing efforts focus on improving internal components of the model. We argue that hallucination fundamentally stems from how the model architecture is designed. To investigate this, we factor the architecture design into three dimensions: Linguistic Foundation (LF), Visual Representation (VR), and Semantic Alignment (SA), and categor
arXiv 63d ago Research Safety & alignmentFinance, VC & PE

Federated Variational Preference Alignment with Gumbel-Softmax Prior for Personalized User Preferences

Federated Learning (FL) offers a privacy-preserving pathway for aligning Large Language Models (LLMs); however, existing frameworks typically enforce a monolithic reward model, inevitably averaging out inherently conflicting user preferences (e.g., helpfulness vs. harmlessness). While Variational Preference Learning (VPL) offers a pathway to personalization, adapting it to decentralized settings presents a fundamental challenge: posterior collapse driven by severe local data scarcity and heterog
arXiv 63d ago Research Safety & alignmentPrivacy

DiffCrossGait: Trajectory-Level Alignment for 2D-3D Cross-Modal Gait Recognition via Latent Diffusion

Cross-modal 2D-3D gait recognition is impeded by inherent domain discrepancies between 2D silhouette and 3D LiDAR range-view representations. While prior methods align only final embeddings, we propose DiffCrossGait, which reformulates cross-modal matching as trajectory-level alignment in an identity-relevant latent diffusion space, rather than assuming full equivalence between 2D and 3D observations. By driving both modalities with shared Gaussian noise within a latent space, we enable continuo
arXiv 63d ago Research Safety & alignment

COMPASS: Cognitive MCTS-Guided Process Alignment for Safe Search Agents

LLM-powered search agents enable multi-step reasoning and tool use. However, these capabilities introduce retrieval-induced safety degradation, as harmful intents may decompose into seemingly innocuous sub-queries that lead to unsafe outcomes. Existing alignment methods struggle to capture sparse safety signals and fail to supervise diverse violations across multi-step interactions. We propose COMPASS, a Cognitive MCTS-Guided Process Alignment framework designed to achieve robust safety alignmen
arXiv 63d ago Research Safety & alignmentAgents & autonomy

Differentially Private Preference Data Synthesis for Large Language Model Alignment

Preference alignment is a crucial post-training step for large language models (LLMs) to ensure their outputs align with human values. However, post-training on real human preference data raises privacy concerns, as these datasets often contain sensitive user prompts and human judgments. To address this, we propose DPPrefSyn, a novel algorithm for generating differentially private (DP) synthetic preference data to enable privacy-preserving preference alignment. DPPrefSyn is a principled framewor
arXiv 63d ago Research Safety & alignmentPrivacy

Persona Attack: Incremental Memory Injection Jailbreak Attack against Large Language Models

As Large Language Models evolve for user convenience, vulnerability to jailbreak attacks continues to be reported despite ongoing efforts in safety training. Traditional jailbreak techniques typically focus on a single prompt injection, neglecting the models' ability to remember the flow of conversation and the user's instructions. In this paper, we propose Persona Attack, a memory injection based jailbreak method that manipulates the model's context window through a step by step approach. Exper
arXiv 63d ago Research Safety & alignment

Generating Graph-Like Logical Rules for Knowledge Graph Reasoning via Diffusion Models

Logical rules constitute a cornerstone of knowledge graph (KG) reasoning, valued for their interpretability and ability to model relational patterns. However, existing rule mining methods predominantly focus on simple chain-like rules and therefore neglect the richer relational information encoded in graph-like structures, such as cycles and branches. This limitation is further exacerbated by computational bottlenecks caused by the combinatorial explosion of the search space, which is especially
arXiv 63d ago Research Safety & alignment

Human-Alignment, Calibration, and Activation Patterns in Large Language Model Uncertainty

Uncertainty Quantification is a large and growing subfield of large language model behavioral analysis. Primarily to recognize and combat hallucination, the field has largely focused on measuring and improving calibration, the accuracy of uncertainty judgments to task efficacy. In this work, we investigate the relatively underexplored question of how similar large language model uncertainty is to human uncertainty. We investigate the presence and strength of human-similar uncertainty signals, de
arXiv 63d ago Research Safety & alignmentFinance, VC & PE

Rationalize: Shared Semantic Reasoning for Human-AI Alignment

We introduce Rationalize, a role-pair framework for shared semantic reasoning between humans and AI models in data-driven sensemaking. Building on ideas in human-machine teaming and critical thinking, we conceptualize human-AI interaction as a series of complementary role pairs (Explorer-Guide, Investigator-Informant, Teacher-Student, Judge-Advocate) operating in a shared reasoning space. In this space, human analysts and AI models (such as LLMs) make purposes, questions, assumptions, evidence,
arXiv 63d ago Research Safety & alignmentChildren & education

Calibrated Preference Learning: The Case of Label Ranking

Calibration, the alignment of predicted probabilities with true outcome frequencies, is essential for reliable decision-making. While extensively studied for classification and regression, calibration has not been formally addressed for probabilistic label ranking, where the goal is to predict a distribution over orderings of a label set. Naively treating rankings as classes ignores their structure and fails to capture important modalities such as pairwise and top-k predictions. We formalize cal
arXiv 64d ago Research Safety & alignment

Gram: Assessing sabotage propensities via automated alignment auditing

We introduce Gram, an automated alignment auditing framework to assess the propensity of AI agents to engage in sabotage. We evaluate Gemini models across 17 simulated agentic deployment scenarios that incentivize sabotage. We find Gemini models misbehave in about 2-3% of our simulated trajectories. Many of these cases are explained by "overeagerness" in Gemini models resulting in both excessive role-playing and goal-seeking behavior. In contrast to other alignment auditing approaches, Gram is d
arXiv 64d ago Research Safety & alignmentAgents & autonomy

AI Loss of Control Incident Management: Response & Resilience

Recent research demonstrating AI systems exhibiting deception and shutdown resistance suggests that AI loss of control (LOC) is an urgent policy concern , yet current literature focuses almost exclusively on alignment and prevention. To address this gap, this paper introduces a foundational framework and taxonomy for managing catastrophic AI LOC incidents. The taxonomy's first level distinguishes between scenarios where regaining control is 'extremely costly' versus 'impossible'. While impossibl
arXiv 64d ago Research RegulationSafety & alignment

VLA-Trace: Diagnosing Vision-Language-Action Models through Representation and Behavior Tracing

Understanding how Vision-Language-Action (VLA) models transform multimodal knowledge into embodied control remains an open challenge. We present VLA-Trace, a progressive diagnostic framework that analyzes VLA models through a unified evidence chain from representation dynamics to causal control attribution and behavioral manifestation. It specifically combines cross-modal and checkpoint-drift centered kernel alignment (CKA) to trace representation evolution, attention knockout interventions to i
arXiv 64d ago Research Safety & alignmentHealthcare

Alignment-Guided Score Matching for Text-to-Image Alignment in Diffusion Models

Diffusion models generate highly realistic images but often struggle with precise text-image alignment. While recent post-training methods improve alignment using external rewards or human preference signals, their performance heavily depends on reward quality and does not directly address alignment within the diffusion process itself. Recent reward-free approaches such as SoftREPA demonstrate that optimizing soft text tokens via contrastive learning can effectively improve text-image representa
arXiv 64d ago Research Safety & alignment

Teaching Values to Machines: Simulating Human-Like Behavior in LLMs

Large Language Models (LLMs) demonstrate a remarkable capacity to adopt different personas and roles; however, it remains unclear whether they can manifest behavior that adheres to a coherent, human-like value structure. In this work, we draw on established psychological value theory to induce human-like values in LLMs and assess their alignment with patterns observed in human studies. Using validated psychological questionnaires, we conduct large-scale experiments -- over 5 million questions --
arXiv 64d ago Research Safety & alignment

Genetically Aligned Patient Representations Improve Hematological Diagnosis

Multimodal alignment of histopathology encoders with transcriptomic and genomic data has been shown to significantly improve performance in downstream diagnostic tasks. Hematological cytology is unique in that visual single-cell evaluation is often paired with cytogenetics and molecular genetics for blood cancer diagnosis. In this study, we present a framework to align single white blood cell images with chromosomal aberrations (karyotype) and somatic mutations from targeted gene panels. Our tra
arXiv 64d ago Research Safety & alignmentHealthcare

Toward AI That Understands Self and Others: A World-Model Theory of Cognitive Diversity and Alignment

Modern societies possess more information than ever before, yet they do not converge toward a single shared understanding. The same events, facts, laws, technologies, or risks can be interpreted as evidence of freedom, danger, exclusion, injustice, responsibility, or unrealized possibility. Existing discussions often treat such disagreement as a conflict of values, preferences, or beliefs. This paper argues that disagreement is already a late-stage phenomenon. The central premise is simple but n
arXiv 64d ago Research Safety & alignment

AgentDoG 1.5: A Lightweight and Scalable Alignment Framework for AI Agent Safety and Security

Modern open-world agents such as OpenClaw exhibit powerful cross-environment execution capabilities yet introduce broad new safety risk sources. Meanwhile, advanced frontier AI models drastically lower attack barriers, rendering current agent alignment frameworks inadequate for real-world deployment. To tackle these emerging threats, we propose a lightweight and scalable agent safety alignment framework. Specifically, we update the agent safety taxonomy to accommodate emergent risks from Codex a
arXiv 64d ago Research Safety & alignmentAgents & autonomy

Beyond Attack Success Rate: Temporal Logit Observability for LLM Safety Failures

Attack Success Rate (ASR) evaluates each jailbreak with a single yes/no label at the end of generation, telling us whether a failure happened but not how it unfolded. Two attacks that produce equally harmful outputs may have followed completely different paths, and ASR cannot tell them apart. We make those hidden paths observable from logits alone. Temporal Logit Observability (TLO) is a training-free diagnostic that watches a compliance-refusal margin during decoding and places each model-attac
arXiv 64d ago Research RegulationSafety & alignment

Adaptive Interviewing for Persona Simulation in LLMs: Evidence-Grounded Reasoning Improves Decision Alignment

Accurately simulating the decisions of a specific individual remains challenging for large language models (LLMs), partly because persona information is often provided as static descriptions that miss the values, experiences, and contextual cues needed for individual-level decision simulation. We propose an adaptive interview framework that gathers persona-relevant information through a structured three-stage dialogue: core questions, dynamic follow-ups, and a synthesized personality summary. Us
arXiv 64d ago Research Safety & alignment

How Coding Agents Fail Their Users: A Large-Scale Analysis of Developer-Agent Misalignment in 20,574 Real-World Sessions

AI coding agents increasingly act directly within software environments, yet existing analyses of their failures rely on benchmark trajectories that miss how developers actually experience misalignment. We present an observational study of 20,574 coding-agent sessions from 1,639 repositories across IDE and CLI workflows. We operationalize misalignment as a breakdown made visible through developer pushback, and annotate each episode along four axes: form, cause, cost, and resolution. We identify
arXiv 64d ago Research Safety & alignmentAgents & autonomy

AliMark: Enhancing Robustness of Sentence-Level Watermarking Against Text Paraphrasing

Existing sentence-level watermarking methods enhance robustness to paraphrasing by anchoring watermarks in sentence semantics. However, their prefix-based designs remain vulnerable to structural perturbations, such as sentence splitting and merging, which commonly arise under strong paraphrasers like DIPPER and GPT-3.5. To mitigate this issue, we propose AliMark, a framework that reformulates sentence-level watermarking as a bit sequence encoding and alignment problem between a potentially water
arXiv 64d ago Research Safety & alignmentEnvironment

Beyond Bilingual Transfer: Multilingual Code-Switching in Instruction Tuning

Recent studies have shown that code-switching data (CSD), in which multiple languages are mixed within the same context, can improve cross-lingual transfer and multilingual alignment in large language models (LLMs). However, existing studies primarily focus on bilingual transfer between English and a target language, leaving multilingual settings involving three or more languages largely unexplored. In this work, we investigate multilingual code-switching instruction tuning across four languages
arXiv 64d ago Research Safety & alignmentFinance, VC & PE

Aligned but Fragile: Enhancing LLM Safety Robustness via Zeroth-Order Optimization

Safety alignment for large language models (LLMs) aims to reduce harmful or unsafe behavior while preserving general utility. However, recent findings reveal that alignment effects can be fragile: lightweight post-alignment manipulations, such as parameter noise, activation noise, or quantization, can easily weaken the intended safety behavior. Prior efforts to improve robustness have primarily focused on data curation, modified alignment objectives, and safety-critical parameter identification,
arXiv 64d ago Research Safety & alignment

When and How Human Curation Backfires: Preference Alignment under Multi-Model Self-Consuming Loop

Foundation models are increasingly trained on synthetic data generated by prior model iterations rather than exclusively on real data. This self-consuming training paradigm can lead to model collapse, divergence, or bias amplification. Recent work (Ferbach et al., 2024) shows that incorporating human curation into the loop can steer a self-consuming model toward human-aligned behavior, but these analyses focus on a single, isolated model that solely consumes its own outputs. In practice, however
arXiv 64d ago Research Bias & fairnessSafety & alignment

Relevance as a Vulnerability: How Web Retrieval Degrades Safety Alignment in LLM Agents

AI agents augment large language models with external tools such as web retrieval, enabling grounded and up-to-date responses. However, incorporating external content into the generation pipeline can weaken the safety alignment mechanisms that govern model outputs. Prior work shows that enabling retrieval in agents increases compliance with harmful requests. We introduce AgentREVEAL, a diagnostic framework for analyzing retrieval-induced safety degradation in LLM agents. The framework examines t
arXiv 64d ago Research RegulationSafety & alignment

When LLMs Learn to Be Consistently Wrong: A Multi-Model Study of Linear Representations of Synthetic Deception

Deceptive alignment, in which models maintain accurate internal representations while deliberately producing false outputs, remains a central challenge in AI safety. While strategic deception is the primary long-term concern, synthetic dishonesty - induced via direct optimization on incorrect answers - provides a controlled testbed for studying the representational basis of learned deception. We introduce a multi-model paradigm in which honest and deceptive variants of five transformer models (P
arXiv 64d ago Research Safety & alignment

Toward User Preference Alignment in LLM Recommendation via Explicit Context Feedback

Traditional recommender systems (RecSys) primarily infer user preferences from implicit signals (such as clicks, watches, and purchases), often neglecting the rich explicit contextual feedback users provide through verbal text, like comments and reviews. This explicit context feedback captures the nuanced reasons behind user decisions regarding their preferences. In addition, it offers critical heterogeneous information for user preference alignment and more explainable recommendations. Overlook
arXiv 64d ago Research Safety & alignmentTransparency

When and How Long? The Readout-Mediator Angle in Temporal Reasoning

A linear probe can decode a representation almost perfectly and yet be completely irrelevant to how the model uses it. On calendar-date duration reasoning in language models, a $\sin$/$\cos$ probe recovers day-of-year from a layer's activations, yet ablating its direction has no effect on the model's answers -- while ablating a four-dimensional subspace found by Distributed Alignment Search (DAS) at the same layer collapses performance entirely. We measure the angle between these two subspaces -
arXiv 64d ago Research Safety & alignment

The Confidence Shortcut: A Reasoning Failure Mode of Masked Diffusion Models

Masked diffusion language models (MDMs) uniquely support any-order generation, with confidence-based decoding currently serving as the de facto standard inference policy. To optimize for this, recent training schemes attempt to align training mask patterns directly with those observed during generation. However, we argue that confidence-based decoding is inherently misaligned with the logical-flow trajectories required for complex reasoning, and that confidence-aligned training actively entrench
arXiv 64d ago Research RegulationSafety & alignment

Return-to-Go Is More Than a Number: Q-Guided Alignment for Return-Conditioned Supervised Learning

Conditioned Sequence Models (CSMs) learn policies by treating return-to-go (RTG) as a control signal. However, existing CSMs often treat the RTGs as simple numerical inputs rather than aligning them with the performance of their policies. In this paper, we propose Q-ALIGN DT, a framework that enforces this alignment by ensuring the $Q$-value of the output policy is consistent with the input RTG. By leveraging a $Q$ function to provide dense guidance to CSMs and further fine-tuning it using an RT
arXiv 64d ago Research RegulationSafety & alignment

Utility-Aware Multimodal Contrastive Learning for Product Image Generation

Product images strongly influence consumer decision-making in online marketplaces. Empowered by multimodal contrastive learning, generative AI can output images that closely align with text prompts. Yet existing generative AI models do not directly optimize marketplace performance. This is a critical gap, since semantic alignment alone does not guarantee that an image will sell. To address this limitation, we propose a \textit{utility-aware multimodal contrastive learning} framework that incorpo
arXiv 65d ago Research Safety & alignment

DREAM-R: Multimodal Speculative Reasoning with RL-Based Refined Drafting, Precise Verification, and Fully Parallel Execution

Speculative reasoning has recently been proposed as a means to accelerate reasoning-intensive generation in large multimodal models, but its effectiveness is often constrained by misalignment between speculative drafts and target-verified reasoning. In this work, we introduce DREAM-R, a framework that substantially improves the performance of speculative reasoning. At its core, DREAM-R employs Speculative Alignment Policy Optimization (SAPO), a reinforcement-learning objective that trains draft
arXiv 65d ago Research RegulationSafety & alignment

Sense Representations Are Inducible Interfaces

Sense representations (explicit, per-token meaning decompositions) are useful for disambiguation, steering, and cross-lingual alignment, but existing approaches require models to be pretrained with sense structure baked in. We introduce ACROS, which induces an explicit sense pathway into a frozen pretrained decoder LM through a gated residual addition. On SmolLM2-360M, ACROS preserves base LM quality while supporting three uses of the same induced variables: zero-shot word-sense disambiguation (
arXiv 65d ago Research Safety & alignment
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