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Transparency

Explainable AI, audits, model cards, disclosure law and accountability mechanisms — tracked daily.

MOCHA: Multi-Objective Chebyshev Annealing for Agent Skill Optimization

LLM agents organize behavior through skills - structured natural-language specifications governing how an agent reasons, retrieves, and responds. Unlike monolithic prompts, skills are multi-field artifacts subject to hard platform constraints: description fields are truncated for routing, instruction bodies are compacted via progressive disclosure, and co-resident skills compete for limited context windows. These constraints make skill optimization inherently multi-objective: a skill must simult
arXiv 73d ago Research Agents & autonomyTransparency

Exploring and Developing a Pre-Model Safeguard with Draft Models

Large Language Model (LLM) alignment remains vulnerable to jailbreak attacks that elicit unsafe responses, motivating pre-model and post-model guards. Pre-model guards audit the safety of prompts before invoking target models. However, relying solely on the prompt often leads to high false-negative rates (i.e., jailbreak attacks go undetected). Post-model guards address this issue by auditing both the user prompt and the target model's response. However, they incur a high computational cost, inc
arXiv 73d ago Research Safety & alignmentTransparency

What Does the AI Doctor Value? Auditing Pluralism in the Clinical Ethics of Language Models

Medicine is inherently pluralistic. Principles such as autonomy, beneficence, nonmaleficence, and justice routinely conflict, and such ethical dilemmas often sharply divide reasonable physicians. Good clinical practice navigates these tensions in concert with each patient's values rather than imposing a single ethical stance. The ethical values that large language models bring to medical advice, however, have not been systematically examined. We present a framework for auditing value pluralism i
arXiv 73d ago Research HealthcareAgents & autonomy

Programmable Participatory Governance -- A Formal Framework for Transparent, Accountable, and Citizen-Responsive Democratic Systems: From Deliberative Theory to Decentralised Architecture

Public confidence in democratic institutions has declined across many OECD countries over recent decades, while political participation and policy influence remain unevenly distributed across socioeconomic groups. Concurrently, democratic backsliding, declining electoral participation, and persistent concerns regarding institutional transparency and accountability have raised questions about whether existing governance structures are capable of sustaining broad-based legitimacy in complex modern
arXiv 73d ago Research RegulationTransparency

Learning Quantifiable Visual Explanations Without Ground-Truth

Explainable AI (XAI) techniques are increasingly important for the validation and responsible use of modern deep learning models, but are difficult to evaluate due to the lack of good ground-truth to compare against. We propose a framework that serves as a quantifiable metric for the quality of XAI methods, based on continuous input perturbation. Our metric formally considers the sufficiency and necessity of the attributed information to the model's decision-making, and we illustrate a range of
arXiv 73d ago Research Transparency

An Assessment of Human vs. Model Uncertainty in Soft-Label Learning and Calibration

Central to human-aligned AI is understanding the benefits of human-elicited labels over synthetic alternatives. While human soft-labels improve calibration by capturing uncertainty, prior studies conflate these benefits with the implicit correction of mislabeled data (mode shifts), obscuring true effects of soft-labels. We present a controlled audit of soft-label learning across MNIST and a synthetic variant, re-annotating subsets to extract human uncertainty. By decoupling soft-label supervisio
arXiv 73d ago Research Transparency

It Takes Two: Complementary Self-Distillation for Contextual Integrity in LLMs

Contextual Integrity (CI) defines privacy not merely as keeping information hidden, but as governing information flows according to the norms of a given context. As large language models are increasingly deployed as personal agents handling sensitive workflows, adhering to CI becomes critical. However, even frontier models remain unreliable in making disclosure decisions, and existing mitigation strategies often degrade underlying task performance. To overcome this privacy-utility trade-off, we
arXiv 73d ago Research PrivacyAgents & autonomy

REBAR: Reference Ethical Benchmark for Autonomy Readiness

As autonomous systems grow more advanced, objective metrics to evaluate their ethical and legal compliance are critical for informing end users of their limitations and ensuring accountability of those who misuse them. Current ethical embodied AI frameworks remain mostly qualitative, focusing on system design (through safety guardrails or targeted red teaming), and the realized guardrails often directly disallow unsafe behavior without providing the user with an override or interpretable reason.
arXiv 73d ago Research RegulationSafety & alignment

Exploring Trust Calibration in XAI - The Impact of Exposing Model Limitations to Lay Users

Trust calibration -- aligning user trust judgment with model capability -- is crucial for safe deployment of explainable AI (XAI), yet is often evaluated via global trust ratings detached from objective performance evidence. We present a preregistered, incentivized between-subject online study (N=418 representative UK sample) on explainable skin-lesion classification that disentangles expectation-setting from experienced performance. Participants completed 15 case evaluations using a fixed XAI p
arXiv 74d ago Research Transparency

Going Headless? On the Boundaries of Vertical AI Firms

Vertical AI firms in accounting, law, healthcare, procurement, and similar domains historically bundled workflow, domain logic, and accountability into a single application. General-purpose AI agents are now unbundling that package, prompting founders and investors to advocate "going headless": cede the workflow and interface to agents and expose domain expertise as callable services. This article argues that going headless is correct for some firms and destructive for others, and that the latte
arXiv 74d ago Research RegulationHealthcare

Position: Generative Engine Optimization Creates Underexamined Risks, Governance Must Target Concentration, Disclosure, and Academic Blind Spots

Large language model (LLM) answer engines are increasingly used for information seeking, shifting visibility from ranked lists to synthesized answers. This enables Generative Engine Optimization (GEO), which targets LLM answer engines' evidence pool and generation. We analyze the search engine optimization (SEO) to GEO transition to identify two risks: (i) concentrated influence from low contestability and system sensitivity, and (ii) undisclosed commercial influence embedded in evidence and rea
arXiv 74d ago Research RegulationTransparency

Adversarial Fragility and Language Vulnerability in Clinical AI: A Systematic Audit of Diagnostic Collapse Under Imperceptible Perturbations and Cross-Lingual Drift in Low-Resource Healthcare Settings

Current clinical artificial intelligence (AI) systems are evaluated almost exclusively on clean, standardised, English-language inputs, conditions that do not reflect the realities of healthcare delivery in low-resource settings. This study presents the first systematic dual audit of two orthogonal safety vulnerabilities in clinical AI: adversarial image fragility and cross-lingual diagnostic drift. Using DenseNet121, the architecture underlying CheXNet, fine-tuned on the COVID-QU-Ex chest X-ray
arXiv 75d ago Research HealthcareTransparency

GPF-LiveNews: A Streaming Evaluation Protocol for Group-Conditioned Framing in Large Language Models

Deployed language models are evaluated in a non-stationary environment: model versions, retrieval layers, safety systems, and real-world inputs all change over time. Static bias benchmarks remain useful, but they do not show how models frame newly emerging events for different prompted audiences. We introduce GPF-LIVENEWS, a streaming evaluation protocol and benchmark snapshot for auditing group-conditioned framing in open-ended LLM outputs. The protocol expands fresh BBC/Reuters news anchors ac
arXiv 76d ago Research Bias & fairnessTransparency

Voices in the Loop: Mapping Participatory AI

Participatory approaches to artificial intelligence are increasingly documented across public, civic, and humanitarian settings, but evidence about how participation is organized remains fragmented. This paper reports on the construction of an open repository and interactive atlas of participatory AI initiatives, using records harmonized from Maga~na and Shilton's Trustworthy AI corpus, and additional audited cases from research and practice. We contribute three elements. First, we specify a rep
arXiv 76d ago Research Transparency

Auditing Discriminatory Patterns in Mortgage Lending Through Association Rules and Fair Binning

Mortgage lending in the United States exhibits persistent racial and gender disparities. We investigate whether standard data preprocessing steps, specifically attribute binning, amplify these disparities in downstream pattern mining. Using 103,481 cleaned mortgage applications from the HMDA 2023 dataset (Chicago metropolitan area), we build a three-stage pipeline: (1) a PySpark data cleaning and binning pipeline that implements both standard equal-frequency binning and the epsilon-biased fair b
arXiv 76d ago Research Bias & fairnessTransparency

Marginal Alignment Does Not Guarantee Joint-Distribution Fidelity: An Official-Reference Audit of Nemotron-Personas-Korea with Cross-Locale Replication

Synthetic persona datasets cite alignment with official demographics as a basis for trust, yet downstream users consume them as joint structures across age, sex, region, occupation, education, name, and institutional status. Marginal alignment does not imply that these joints are preserved. We propose the Independence-Assumption Footprint (IAF), an audit primitive that operates on the attribute combinations a dataset card itself documents as treated independently. For each such combination, IAF
arXiv 76d ago Research Safety & alignmentChildren & education

Fully Open Meditron: An Auditable Pipeline for Clinical LLMs

Clinical decision support systems (CDSS) require scrutable, auditable pipelines that enable rigorous, reproducible validation. Yet current LLM-based CDSS remain largely opaque. Most "open" models are open-weight only, releasing parameters while withholding the data provenance, curation procedures, and generation pipelines that determine model behavior. Fully Open (FO) models, which expose the complete training stack end-to-end, do not currently exist in medicine. We introduce Fully Open Meditron
arXiv 76d ago Research HealthcareTransparency

Formal Methods Meet LLMs: Auditing, Monitoring, and Intervention for Compliance of Advanced AI Systems

We examine one particular dimension of AI governance: how to monitor and audit AI-enabled products and services throughout the AI development lifecycle, from pre-deployment testing to post-deployment auditing. Combining principles from formal methods with SoTA machine learning, we propose techniques that enable AI-enabled product and service developers, as well as third party AI developers and evaluators, to perform offline auditing and online (runtime) monitoring of product-specific (temporally
arXiv 76d ago Research RegulationTransparency

XSearch: Explainable Code Search via Concept-to-Code Alignment

Semantic code search has been widely adopted in both academia and industry. These approaches embed natural-language queries and code snippets into a shared embedding space and retrieve results based on vector similarity. Despit strong performance on benchmark datasets, they often suffer from poor explainability and generalization. Retrieved code may appear semantically similar yet miss critical functional requirements of the query, while providing no explanation of why the result was retrieved.
arXiv 76d ago Research Safety & alignmentTransparency

AI Debris: Residual Risk and the Afterlife of Failed AI Systems

AI governance frameworks primarily focus on risks during the development and deployment phases, implicitly treating system withdrawal as a technical shutdown. This paper argues that decommissioned AI systems generate residual risk, termed AI debris, that persists after model removal and continues to shape institutional behaviour, accountability, and trust. AI debris is defined as the post-withdrawal socio-technical residue of AI systems, including workflow dependency, data contamination, capabil
arXiv 76d ago Research RegulationTransparency

CitePrism: Human-in-the-Loop AI for Citation Auditing and Editorial Integrity

Editors and reviewers are expected to ensure that manuscripts cite relevant, accurate, current, and ethically appropriate literature, yet manuscript-level citation auditing remains largely manual, fragmented, and difficult to scale. Citation context, metadata quality, self-citation patterns, and bibliographic integrity all affect whether a reference appropriately supports a local claim. We present CitePrism, a transparent hybrid decision-support framework for editorial citation auditing that com
arXiv 76d ago Research Transparency

Operator-Controlled 6G: From Connectivity Infrastructure to Guaranteed Digital Services

Sixth-generation mobile networks (6G) are approaching a structural inflection point. Five generations of vendor-led architectures have left operators procuring and operating networks they do not own, on platforms they cannot modify, with AI layers they cannot audit. This paper argues that 6G must reverse this trajectory by reordering operator priorities: Control First, Customer First, Business First, Operations First, and Technology Last. Technology should serve operator control, customer outcom
arXiv 77d ago Research Transparency

On the Fragility of Data Attribution When Learning Is Distributed

Data attribution has become an important component of pricing, auditing, and governance in machine learning pipelines, yet most attribution methods implicitly assume that attribution values faithfully reflect participants' contributions. We show that this assumption can fail: a single participant in a standard distributed training workflow can substantially inflate its measured attribution value while preserving global utility. Our attribution-first attack uses latent optimization to inject smal
arXiv 77d ago Research RegulationTransparency

RIDE: Retinex-Informed Decoupling for Exposing Concealed Objects

Concealed Object Segmentation (COS) encompasses a family of dense-prediction tasks, including camouflaged object detection, polyp segmentation, transparent object detection, and industrial defect inspection, where targets are visually entangled with their surroundings through different physical mechanisms. Existing methods either operate directly on RGB images or employ \emph{heterogeneous} decompositions (\eg, Fourier, wavelet) that redistribute spatial evidence across scale/frequency coefficie
arXiv 77d ago Research Transparency

Beyond Performance Disparities: A Three-Level Audit of Representational Harm in CelebA

Large-scale facial datasets like CelebA are widely used in computer vision, yet the cultural biases embedded in their labels remain underexplored. Fairness research has distinguished representational from allocational harms, but audits of computer vision datasets have mostly examined categorical labels, leaving open how such harms appear in learned features and model attention. This paper examines CelebA at three levels: dataset structure, learned feature weights, and spatial attention, focusing
arXiv 77d ago Research Bias & fairnessTransparency

Quantitative Video World Model Evaluation for Geometric-Consistency

Generative video models are increasingly studied as implicit world models, yet evaluating whether they produce physically plausible 3D structure and motion remains challenging. Most existing video evaluation pipelines rely heavily on human judgment or learned graders, which can be subjective and weakly diagnostic for geometric failures. We introduce PDI-Bench (Perspective Distortion Index), a quantitative framework for auditing geometric coherence in generated videos. Given a generated clip, we
arXiv 77d ago Research HealthcareTransparency

AI Knows When It's Being Watched: Functional Strategic Action and Contextual Register Modulation in Large Language Models

Large language models (LLMs) have been extensively studied from computational and cognitive perspectives, yet their behavior as communicative actors in socially structured contexts remains underexplored. This study examines whether LLM-based multi-agent systems exhibit systematic linguistic adaptation in response to perceived social observation contexts -- a question with direct implications for AI governance and auditing. Drawing on Habermas's (1981) Theory of Communicative Action, Goffman's (1
arXiv 77d ago Research RegulationAgents & autonomy

Mechanical Enforcement for LLM Governance:Evidence of Governance-Task Decoupling in Financial Decision Systems

Large language models in regulated financial workflows are governed by natural-language policies that the same model interprets, creating a principal--agent failure: outputs can appear compliant without being compliant. Existing evaluation measures task accuracy but not whether governance constrains behaviour at the decision rationale level -- where regulated decisions must be auditable. We introduce five governance metrics that quantify policy compliance at the rationale level and apply them in
arXiv 78d ago Research RegulationAgents & autonomy

Do Language Models Align with Brains? Prediction Scores Are Not Enough

Brain-language model comparisons often interpret neural prediction scores as evidence that model representations capture brain-relevant language computation. We asked whether language models align with brains, and whether prediction scores are enough to support that claim, using L-PACT, a source-audited framework that evaluates predictive, relational, mechanism-stripping, and reliability-bounded evidence. Across primary naturalistic language neural datasets and derived language-model representat
arXiv 78d ago Research Transparency

Beyond Anthropomorphism: Exploring the Roles of Perceived Non-humanity and Structural Similarity in Deep Self-Disclosure Toward Generative AI

This study investigates deep self-disclosure toward generative AI by examining perceived non-humanity and structural similarity as psychological factors beyond anthropomorphism. Perceived non-humanity may reduce evaluation apprehension, whereas structural similarity refers to the perceived logical alignment between a user's thinking and AI responses. Using cross-sectional survey data from 2,400 participants collected in 2025, this study analyzed associations with both the occurrence and depth of
arXiv 78d ago Research Safety & alignmentTransparency

Tracing Persona Vectors Through LLM Pretraining

How large language models internally represent high-level behaviors is a core interpretability question with direct relevance to AI safety: it determines what we can detect, audit, or intervene on. Recent work has shown that traits such as evil or sycophancy correspond to linear directions in the internal activations, the so-called persona vectors. Although these vectors are now routinely utilized to inspect and steer model behavior in safety-relevant settings, how these representations are form
arXiv 79d ago Research Safety & alignmentTransparency

Context Matters: Auditing Gender Bias in T2I Generation through Risk-Tiered Use-Case Profiles

Text-to-image (T2I) generative models are increasingly used to produce content for education, media, and public-facing communication, and are starting to be integrated into higher-impact pipelines. Since generated images tend to reinforce stereotypes, producing representational erasure via "default" depictions and shaping perceptions of who belongs in certain roles, a growing body of work has proposed metrics to quantify gender bias in T2I outputs. Yet existing evaluations remain fragmented. Met
arXiv 79d ago Research Bias & fairnessChildren & education

Counterfactual Reasoning for Causal Responsibility Attribution in Probabilistic Multi-Agent Systems

Responsibility allocation -- determining the extent to which agents are accountable for outcomes -- is a fundamental challenge in the design and analysis of multi-agent systems. In this work, we model such systems as concurrent stochastic multi-player games and introduce a notion of retrospective (backward) counterfactual responsibility, which quantifies an agent's accountability for outcomes resulting from a given strategy profile. To allocate responsibility among agents, we utilise the Shapley
arXiv 79d ago Research Agents & autonomyTransparency

Iterative Audit Convergence in LLM-Managed Multi-Agent Systems: A Case Study in Prompt-Engineering Quality Assurance

Prompt specifications for multi-agent large language model (LLM) systems carry data contracts and integration logic across interdependent files but are rarely subjected to structured-inspection rigor. We report a single-system case study of iterative, agent-driven auditing applied to AEGIS (Autonomous Engineering Governance and Intelligence System), a seven-lane production pipeline whose 7152-line specification surface was audited across nine rounds, surfacing 51 consistency defects (per-round c
arXiv 79d ago Research RegulationAgents & autonomy

Into the Unknown: Accounting for Missing Demographic Data when Mitigating Ad Delivery Skew

Online advertising platforms use algorithmic systems to power the process of matching ads to users, termed ad delivery. Prior audits have demonstrated that ad delivery can be skewed by demographic attributes, such that ads are systematically under-delivered to certain groups despite advertiser intent to reach groups proportionally. This under-delivery raises a serious concern in the context of ads promoting public services, which might prevent certain groups of individuals from accessing informa
arXiv 79d ago Research Transparency

Counterfactual Trace Auditing of LLM Agent Skills

Large Language Model agents are increasingly augmented with agent skills. Current evaluation methods for skills remain limited. Most deployed benchmarks report only pass rate before and after a skill is attached, treating the skill as a black box change to agent behavior. We introduce Counterfactual Trace Auditing (CTA), a framework for measuring how a skill changes agent behavior. CTA pairs each with skill agent trace with a without skill counterpart on the same task, segments both traces into
arXiv 80d ago Research Agents & autonomyTransparency

When Reasoning Traces Become Performative: Step-Level Evidence that Chain-of-Thought Is an Imperfect Oversight Channel

Chain-of-thought (CoT) traces are increasingly used both to improve language model capability and to audit model behavior, implicitly assuming that the visible trace remains synchronized with the computation that determines the answer. We test this assumption with a step-level Detect-Classify-Compare framework built around an answer-commitment proxy that is cross-validated with Patchscopes, tuned-lens probes, and causal direction ablation. Across nine models and seven reasoning benchmarks, laten
arXiv 80d ago Research Transparency

Two Wrongs, No Right: Auditing Social-Desirability Bias in LLM Annotators for Computational Social Science

LLM annotators are increasingly used in computational social science (CSS), but it is unclear whether their alignment-shaped errors preserve the empirical conclusions a researcher would report. We audit three open-source 7B instruction-tuned models (Zephyr, Mistral-Instruct, Qwen2.5-Instruct) across six TweetEval tasks under four prompt conditions (72 cells) and find that social-desirability failures do not run in a single direction. Zephyr exhibits leniency bias, systematically under-applying h
arXiv 80d ago Research Bias & fairnessSafety & alignment

An Explainable AI Assistant for Introductory Programming Education: Improving Feedback Reliability with Instructor-AI Collaboration

Active learning is widely recognized as an effective approach for improving learning outcomes in introductory programming courses. However, insufficient instructional support often limits students' access to timely, personalized feedback, which is crucial for mastering foundational programming concepts. Although recent advances in AI, particularly large language models, offer scalable opportunities for feedback, concerns about explainability and reliability remain. In this paper, we present an A
arXiv 80d ago Research Children & educationTransparency

Native Explainability for Bayesian Confidence Propagation Neural Networks: A Framework for Trusted Brain-Like AI

The EU Artificial Intelligence Act (Regulation 2024/1689), fully applicable to high-risk systems from August 2026, creates urgent demand for AI architectures that are simultaneously trustworthy, transparent, and feasible to deploy on resource-constrained edge devices. Brain-like neural networks built on the Bayesian Confidence Propagation Neural Network (BCPNN) formalism have re-emerged as a credible alternative to backpropagation-driven deep learning. They deliver state-of-the-art unsupervised
arXiv 80d ago Research RegulationTransparency
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