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Safety & alignment
Daily feed of AI safety and alignment work: interpretability, evaluations, red-teaming, frontier-lab safety frameworks and governance of advanced AI.
Cognitively Layered Data Synthesis for Domain Adaptation of LLMs to Space Situational Awareness
Large language models (LLMs) demonstrate exceptional performance on general-purpose tasks. however, transferring them to complex engineering domains such as space situational awareness (SSA) remains challenging owing to insufficient structural alignment with mission chains, the absence of higher-order cognitive supervision, and poor correspondence between data quality criteria and engineering specifications. The core bottleneck is the construction of high-quality supervised fine-tuning (SFT) dat
RubiCap: Rubric-Guided Reinforcement Learning for Dense Image Captioning
Dense image captioning is critical for cross-modal alignment in vision-language pretraining and text-to-image generation, but scaling expert-quality annotations is prohibitively expensive. While synthetic captioning via strong vision-language models (VLMs) is a practical alternative, supervised distillation often yields limited output diversity and weak generalization. Reinforcement learning (RL) could overcome these limitations, but its successes have so far been concentrated in verifiable doma
Composed Vision-Language Retrieval for Skin Cancer Case Search via Joint Alignment of Global and Local Representations
Medical image retrieval aims to identify clinically relevant lesion cases to support diagnostic decision making, education, and quality control. In practice, retrieval queries often combine a reference lesion image with textual descriptors such as dermoscopic features. We study composed vision-language retrieval for skin cancer, where each query consists of an image to text pair and the database contains biopsy-confirmed, multi-class disease cases. We propose a transformer based framework that l
AI Phenomenology for Understanding Human-AI Experiences Across Eras
There is no 'ordinary' when it comes to AI. The human-AI experience is extraordinarily complex and specific to each person, yet dominant measures such as usability scales and engagement metrics flatten away nuance. We argue for AI phenomenology: a research stance that asks "How did it feel?" beyond the standard questions of "How well did it perform?" when interacting with AI systems. AI phenomenology acts as a paradigm for bidirectional human-AI alignment as it foregrounds users' first-person pe
Unpacking Interpretability: Human-Centered Criteria for Optimal Combinatorial Solutions
Algorithmic support systems often return optimal solutions that are hard to understand. Effective human-algorithm collaboration, however, requires interpretability. When machine solutions are equally optimal, humans must select one, but a precise account of what makes one solution more interpretable than another remains missing. To identify structural properties of interpretable machine solutions, we present an experimental paradigm in which participants chose which of two equally optimal soluti
Towards Effective and Efficient Graph Alignment without Supervision
Unsupervised graph alignment aims to find the node correspondence across different graphs without any anchor node pairs. Despite the recent efforts utilizing deep learning-based techniques, such as the embedding and optimal transport (OT)-based approaches, we observe their limitations in terms of model accuracy-efficiency tradeoff. By focusing on the exploitation of local and global graph information, we formalize them as the ``local representation, global alignment'' paradigm, and present a new
Visual Self-Fulfilling Alignment: Shaping Safety-Oriented Personas via Threat-Related Images
Multimodal large language models (MLLMs) face safety misalignment, where visual inputs enable harmful outputs. To address this, existing methods require explicit safety labels or contrastive data; yet, threat-related concepts are concrete and visually depictable, while safety concepts, like helpfulness, are abstract and lack visual referents. Inspired by the Self-Fulfilling mechanism underlying emergent misalignment, we propose Visual Self-Fulfilling Alignment (VSFA). VSFA fine-tunes vision-lang
X-AVDT: Audio-Visual Cross-Attention for Robust Deepfake Detection
The surge of highly realistic synthetic videos produced by contemporary generative systems has significantly increased the risk of malicious use, challenging both humans and existing detectors. Against this backdrop, we take a generator-side view and observe that internal cross-attention mechanisms in these models encode fine-grained speech-motion alignment, offering useful correspondence cues for forgery detection. Building on this insight, we propose X-AVDT, a robust and generalizable deepfake
A Hierarchical Error-Corrective Graph Framework for Autonomous Agents with LLM-Based Action Generation
We propose a Hierarchical Error-Corrective Graph FrameworkforAutonomousAgentswithLLM-BasedActionGeneration(HECG),whichincorporates three core innovations: (1) Multi-Dimensional Transferable Strategy (MDTS): by integrating task quality metrics (Q), confidence/cost metrics (C), reward metrics (R), and LLM-based semantic reasoning scores (LLM-Score), MDTS achieves multi-dimensional alignment between quantitative performance and semantic context, enabling more precise selection of high-quality candi
Towards plausibility in time series counterfactual explanations
We present a new method for generating plausible counterfactual explanations for time series classification problems. The approach performs gradient-based optimization directly in the input space. To enforce plausibility, we integrate soft-DTW (dynamic time warping) alignment with $k$-nearest neighbors from the target class, which effectively encourages the generated counterfactuals to adopt a realistic temporal structure. The overall optimization objective is a multi-faceted loss function that
A Survey of Multimodal Mathematical Reasoning: From Perception, Alignment to Reasoning
Multimodal Mathematical Reasoning (MMR) has recently attracted increasing attention for its capability to solve mathematical problems involving both textual and visual modalities. However, current models still face significant challenges in real-world visual math tasks, often misinterpreting diagrams, failing to align mathematical symbols with visual evidence, or producing inconsistent reasoning steps. Moreover, existing evaluations mainly focus on checking final answers rather than verifying th
Evaluating LLM-Based Grant Proposal Review via Structured Perturbations
As AI-assisted grant proposals outpace manual review capacity in a kind of ``Malthusian trap'' for the research ecosystem, this paper investigates the capabilities and limitations of LLM-based grant reviewing for high-stakes evaluation. Using six EPSRC proposals, we develop a perturbation-based framework probing LLM sensitivity across six quality axes: funding, timeline, competency, alignment, clarity, and impact. We compare three review architectures: single-pass review, section-by-section anal
AlpsBench: An LLM Personalization Benchmark for Real-Dialogue Memorization and Preference Alignment
As Large Language Models (LLMs) evolve into lifelong AI assistants, LLM personalization has become a critical frontier. However, progress is currently bottlenecked by the absence of a gold-standard evaluation benchmark. Existing benchmarks either overlook personalized information management that is critical for personalization or rely heavily on synthetic dialogues, which exhibit an inherent distribution gap from real-world dialogue. To bridge this gap, we introduce AlpsBench, An LLM PerSonaliza
The Struggle Between Continuation and Refusal: A Mechanistic Analysis of the Continuation-Triggered Jailbreak in LLMs
With the rapid advancement of large language models (LLMs), the safety of LLMs has become a critical concern. Despite significant efforts in safety alignment, current LLMs remain vulnerable to jailbreaking attacks. However, the root causes of such vulnerabilities are still poorly understood, necessitating a rigorous investigation into jailbreak mechanisms across both academic and industrial communities. In this work, we focus on a continuation-triggered jailbreak phenomenon, whereby simply reloc
AI Meets Mathematics Education: A Case Study on Supporting an Instructor in a Large Mathematics Class with Context-Aware AI
Large-enrollment university courses face persistent challenges in providing timely and scalable instructional support. While generative AI holds promise, its effective use depends on reliability and pedagogical alignment. We present a human-centered case study of AI-assisted support in a Calculus I course, implemented in close collaboration with the course instructor. We developed a system to answer students' questions on a discussion forum, fine-tuning a lightweight language model on 2,588 hist
Alignment-Aware and Reliability-Gated Multimodal Fusion for Unmanned Aerial Vehicle Detection Across Heterogeneous Thermal-Visual Sensors
Reliable unmanned aerial vehicle (UAV) detection is critical for autonomous airspace monitoring but remains challenging when integrating sensor streams that differ substantially in resolution, perspective, and field of view. Conventional fusion methods-such as wavelet-, Laplacian-, and decision-level approaches-often fail to preserve spatial correspondence across modalities and suffer from annotation of inconsistencies, limiting their robustness in real-world settings. This study introduces two
DARC: Disagreement-Aware Alignment via Risk-Constrained Decoding
Preference-based alignment methods (e.g., RLHF, DPO) typically optimize a single scalar objective, implicitly averaging over heterogeneous human preferences. In practice, systematic annotator and user-group disagreement makes mean-reward maximization brittle and susceptible to proxy over-optimization. We propose **Disagreement-Aware Alignment via Risk-Constrained Decoding (DARC)**, a retraining-free inference-time method that frames response selection as distributionally robust, risk-sensitive d
Foley-Flow: Coordinated Video-to-Audio Generation with Masked Audio-Visual Alignment and Dynamic Conditional Flows
Coordinated audio generation based on video inputs typically requires a strict audio-visual (AV) alignment, where both semantics and rhythmics of the generated audio segments shall correspond to those in the video frames. Previous studies leverage a two-stage design where the AV encoders are firstly aligned via contrastive learning, then the encoded video representations guide the audio generation process. We observe that both contrastive learning and global video guidance are effective in align
CDRRM: Contrast-Driven Rubric Generation for Reliable and Interpretable Reward Modeling
Reward modeling is essential for aligning Large Language Models(LLMs) with human preferences, yet conventional reward models suffer from poor interpretability and heavy reliance on costly expert annotations. While recent rubric-based approaches enhance evaluation transparency, they lack systematic quality control, yielding noisy and redundant criteria, failing to mitigate persistent biases (e.g., verbosity, position) in LLM evaluators, and creating a scalability-reliability trade-off. To address
Alignment-Process-Outcome: Rethinking How AIs and Humans Collaborate
In real-world collaboration, alignment, process structure, and outcome quality do not exhibit a simple linear or one-to-one correspondence: similar alignment may accompany either rapid convergence or extensive multi-branch exploration, and lead to different results. Existing accounts often isolate these dimensions or focus on specific participant types, limiting structural accounts of collaboration. We reconceptualize collaboration through two complementary lenses. The task lens models collabora
From Refusal Tokens to Refusal Control: Discovering and Steering Category-Specific Refusal Directions
Language models are commonly fine-tuned for safety alignment to refuse harmful prompts. One approach fine-tunes them to generate categorical refusal tokens that distinguish different refusal types before responding. In this work, we leverage a version of Llama 3 8B fine-tuned with these categorical refusal tokens to enable inference-time control over fine-grained refusal behavior, improving both safety and reliability. We show that refusal token fine-tuning induces separable, category-aligned di
Intentional Deception as Controllable Capability in LLM Agents
As LLM-based agents increasingly operate in multi-agent systems, understanding adversarial manipulation becomes critical for defensive design. We present a systematic study of intentional deception as an engineered capability, using LLM-to-LLM interactions within a text-based RPG where parameterized behavioral profiles (9 alignments x 4 motivations, yielding 36 profiles with explicit ethical ground truth) serve as our experimental testbed. Unlike accidental deception from misalignment, we invest
Clear, Compelling Arguments: Rethinking the Foundations of Frontier AI Safety Cases
This paper contributes to the nascent debate around safety cases for frontier AI systems. Safety cases are structured, defensible arguments that a system is acceptably safe to deploy in a given context. Historically, they have been used in safety-critical industries, such as aerospace, nuclear or automotive. As a result, safety cases for frontier AI have risen in prominence, both in the safety policies of leading frontier developers and in international research agendas proposed by leaders in ge
Compressed-Domain-Aware Online Video Super-Resolution
In bandwidth-limited online video streaming, videos are usually downsampled and compressed. Although recent online video super-resolution (online VSR) approaches achieve promising results, they are still compute-intensive and fall short of real-time processing at higher resolutions, due to complex motion estimation for alignment and redundant processing of consecutive frames. To address these issues, we propose a compressed-domain-aware network (CDA-VSR) for online VSR, which utilizes compressed
Do Machines Fail Like Humans? A Human-Centred Out-of-Distribution Spectrum for Mapping Error Alignment
Determining whether AI systems process information similarly to humans is central to cognitive science and trustworthy AI. While modern AI models can match human accuracy on standard tasks, such parity does not guarantee that their underlying decision-making strategies resemble those of humans. Assessing performance using error alignment metrics to compare how humans and models fail, and how this changes for distorted, or otherwise more challenging, stimuli, provides a viable pathway toward a fi
Sparsity and Out-of-Distribution Generalization
Explaining out-of-distribution generalization has been a central problem in epistemology since Goodman's "grue" puzzle in 1946. Today it's a central problem in machine learning, including AI alignment. Here we propose a principled account of OOD generalization with three main ingredients. First, the world is always presented to experience not as an amorphous mass, but via distinguished features (for example, visual and auditory channels). Second, Occam's Razor favors hypotheses that are "sparse,
Learning Concept Bottleneck Models from Mechanistic Explanations
Concept Bottleneck Models (CBMs) aim for ante-hoc interpretability by learning a bottleneck layer that predicts interpretable concepts before the decision. State-of-the-art approaches typically select which concepts to learn via human specification, open knowledge graphs, prompting an LLM, or using general CLIP concepts. However, concepts defined a-priori may not have sufficient predictive power for the task or even be learnable from the available data. As a result, these CBMs often significantl
The Third Ambition: Artificial Intelligence and the Science of Human Behavior
Contemporary artificial intelligence research has been organized around two dominant ambitions: productivity, which treats AI systems as tools for accelerating work and economic output, and alignment, which focuses on ensuring that increasingly capable systems behave safely and in accordance with human values. This paper articulates and develops a third, emerging ambition: the use of large language models (LLMs) as scientific instruments for studying human behavior, culture, and moral reasoning.
A Cortically Inspired Architecture for Modular Perceptual AI
This paper bridges neuroscience and artificial intelligence to propose a cortically inspired blueprint for modular perceptual AI. While current monolithic models such as GPT-4V achieve impressive performance, they often struggle to explicitly support interpretability, compositional generalization, and adaptive robustness - hallmarks of human cognition. Drawing on neuroscientific models of cortical modularity, predictive processing, and cross-modal integration, we advocate decomposing perception
Beyond Reward Suppression: Reshaping Steganographic Communication Protocols in MARL via Dynamic Representational Circuit Breaking
In decentralized Multi-Agent Reinforcement Learning (MARL), steganographic collusion -- where agents develop private protocols to evade monitoring -- presents a critical AI safety threat. Existing defenses, limited to behavioral or reward layers, fail to detect coordination in latent communication channels. We introduce the Dynamic Representational Circuit Breaker (DRCB), an architectural defense operating at the optimization substrate. Building on the AI Mother Tongue (AIM) framework, DRCB util
Hit-RAG: Learning to Reason with Long Contexts via Preference Alignment
Despite the promise of Retrieval-Augmented Generation in grounding Multimodal Large Language Models with external knowledge, the transition to extensive contexts often leads to significant attention dilution and reasoning hallucinations. The surge in information density causes critical evidence to be submerged by voluminous noise, which complicates the discernment of relevant fragments within a dense input. In this paper, we propose \textbf{Hit-RAG}, a multi-stage preference alignment framework
Can Safety Emerge from Weak Supervision? A Systematic Analysis of Small Language Models
Safety alignment is critical for deploying large language models (LLMs) in real-world applications, yet most existing approaches rely on large human-annotated datasets and static red-teaming benchmarks that are costly, difficult to scale, and slow to adapt to evolving model behaviors. Moreover, overly conservative safety mechanisms can reduce model usefulness by rejecting sensitive but legitimate queries. We introduce Self-MOA (Self Multi-Objective Alignment), a fully automated framework for ali
LieCraft: A Multi-Agent Framework for Evaluating Deceptive Capabilities in Language Models
Large Language Models (LLMs) exhibit impressive general-purpose capabilities but also introduce serious safety risks, particularly the potential for deception as models acquire increased agency and human oversight diminishes. In this work, we present LieCraft: a novel evaluation framework and sandbox for measuring LLM deception that addresses key limitations of prior game-based evaluations. At its core, LieCraft is a novel multiplayer hidden-role game in which players select an ethical alignment
Evaluating Human-AI Safety: A Framework for Measuring Harmful Capability Uplift
Current frontier AI safety evaluations emphasize static benchmarks, third-party annotations, and red-teaming. In this position paper, we argue that AI safety research should focus on human-centered evaluations that measure harmful capability uplift: the marginal increase in a user's ability to cause harm with a frontier model beyond what conventional tools already enable. We frame harmful capability uplift as a core AI safety metric, ground it in prior social science research, and provide concre
"Dark Triad" Model Organisms of Misalignment: Narrow Fine-Tuning Mirrors Human Antisocial Behavior
The alignment problem refers to concerns regarding powerful intelligences, ensuring compatibility with human preferences and values as capabilities increase. Current large language models (LLMs) show misaligned behaviors, such as strategic deception, manipulation, and reward-seeking, that can arise despite safety training. Gaining a mechanistic understanding of these failures requires empirical approaches that can isolate behavioral patterns in controlled settings. We propose that biological mis
Best-of-Tails: Bridging Optimism and Pessimism in Inference-Time Alignment
Inference-time alignment effectively steers large language models (LLMs) by generating multiple candidates from a reference model and selecting among them with an imperfect reward model. However, current strategies face a fundamental dilemma: ``optimistic'' approaches like Best-of-$N$ suffer from reward hacking, while ``pessimistic'' regularized methods often stifle the exploration needed to discover high-quality responses. In this work, we formalize this trade-off through the lens of regret min
Boosting deep Reinforcement Learning using pretraining with Logical Options
Deep reinforcement learning agents are often misaligned, as they over-exploit early reward signals. Recently, several symbolic approaches have addressed these challenges by encoding sparse objectives along with aligned plans. However, purely symbolic architectures are complex to scale and difficult to apply to continuous settings. Hence, we propose a hybrid approach, inspired by humans' ability to acquire new skills. We use a two-stage framework that injects symbolic structure into neural-based
LiveSense: A Real-Time Wi-Fi Sensing Platform for Range-Doppler on COTS Laptop
We present LiveSense - a cross-platform that transforms a commercial off-the-shelf (COTS) Wi-Fi Network Interface Card (NIC) on a laptop into a centimeter-level Range-Doppler sensor while preserving simultaneous communication capability. The laptops are equipped with COTS Intel AX211 (Wi-Fi 6E) or Intel BE201 (Wi-Fi 7) NICs. LiveSense can (i) Extract fully-synchronized channel state information (CSI) at >= 40 Hz, (ii) Perform time-phase alignment and self-interference cancellation on-device, and
SAHOO: Safeguarded Alignment for High-Order Optimization Objectives in Recursive Self-Improvement
Recursive self-improvement is moving from theory to practice: modern systems can critique, revise, and evaluate their own outputs, yet iterative self-modification risks subtle alignment drift. We introduce SAHOO, a practical framework to monitor and control drift through three safeguards: (i) the Goal Drift Index (GDI), a learned multi-signal detector combining semantic, lexical, structural, and distributional measures; (ii) constraint preservation checks that enforce safety-critical invariants
Information-Theoretic Constraints for Continual Vision-Language-Action Alignment
When deployed in open-ended robotic environments, Vision--Language--Action (VLA) models need to continually acquire new skills, yet suffer from severe catastrophic forgetting. We observe that this degradation is related to the deterioration of cross-modal information structure, where dependencies among visual observations, language instructions, and actions progressively diffuse during continual adaptation. But existing continual learning methods fail to preserve such cross-modal information dep