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Safety & alignment

Daily feed of AI safety and alignment work: interpretability, evaluations, red-teaming, frontier-lab safety frameworks and governance of advanced AI.

Emergent Formal Verification: How an Autonomous AI Ecosystem Independently Discovered SMT-Based Safety Across Six Domains

An autonomous AI ecosystem (SUBSTRATE S3), generating product specifications without explicit instructions about formal methods, independently proposed the use of Z3 SMT solver across six distinct domains of AI safety: verification of LLM-generated code, tool API safety for AI agents, post-distillation reasoning correctness, CLI command validation, hardware assembly verification, and smart contract safety. These convergent discoveries, occurring across 8 products over 13 days with Jaccard simila
arXiv 132d ago Research Safety & alignmentAgents & autonomy

DMMRL: Disentangled Multi-Modal Representation Learning via Variational Autoencoders for Molecular Property Prediction

Molecular property prediction constitutes a cornerstone of drug discovery and materials science, necessitating models capable of disentangling complex structure-property relationships across diverse molecular modalities. Existing approaches frequently exhibit entangled representations--conflating structural, chemical, and functional factors--thereby limiting interpretability and transferability. Furthermore, conventional methods inadequately exploit complementary information from graphs, sequenc
arXiv 132d ago Research Safety & alignmentHealthcare

Alignment Whack-a-Mole : Finetuning Activates Verbatim Recall of Copyrighted Books in Large Language Models

Frontier LLM companies have repeatedly assured courts and regulators that their models do not store copies of training data. They further rely on safety alignment strategies via RLHF, system prompts, and output filters to block verbatim regurgitation of copyrighted works, and have cited the efficacy of these measures in their legal defenses against copyright infringement claims. We show that finetuning bypasses these protections: by training models to expand plot summaries into full text, a task
arXiv 132d ago Research RegulationSafety & alignment

Before the Tool Call: Deterministic Pre-Action Authorization for Autonomous AI Agents

AI agents today have passwords but no permission slips. They execute tool calls (fund transfers, database queries, shell commands, sub-agent delegation) with no standard mechanism to enforce authorization before the action executes. Current safety architectures rely on model alignment (probabilistic, training-time) and post-hoc evaluation (retrospective, batch). Neither provides deterministic, policy-based enforcement at the individual tool call level. We characterize this gap as the pre-action
arXiv 132d ago Research RegulationSafety & alignment

RubricRAG: Towards Interpretable and Reliable LLM Evaluation via Domain Knowledge Retrieval for Rubric Generation

Large language models (LLMs) are increasingly evaluated and sometimes trained using automated graders such as LLM-as-judges that output scalar scores or preferences. While convenient, these approaches are often opaque: a single score rarely explains why an answer is good or bad, which requirements were missed, or how a system should be improved. This lack of interpretability limits their usefulness for model development, dataset curation, and high-stakes deployment. Query-specific rubric-based e
arXiv 133d ago Research Safety & alignment

Causal Direct Preference Optimization for Distributionally Robust Generative Recommendation

Direct Preference Optimization (DPO) guides large language models (LLMs) to generate recommendations aligned with user historical behavior distributions by minimizing preference alignment loss. However, our systematic empirical research and theoretical analysis reveal that DPO tends to amplify spurious correlations caused by environmental confounders during the alignment process, significantly undermining the generalization capability of LLM-based generative recommendation methods in out of dist
arXiv 133d ago Research Safety & alignmentEnvironment

Alignment midtraining for animals

We investigate the robustness of value alignment via midtraining with synthetic documents, using animal compassion as a value that is both important in its own right and orthogonal to existing alignment efforts. To evaluate compassionate reasoning, we develop and publicly release Animal Norms In Moral Assessment (ANIMA), a 26-question evaluation spanning 13 ethical dimensions, publicly available as a dataset and Inspect evaluation. On ANIMA, training with 3000 documents achieves 77% compared to
arXiv 133d ago Research Safety & alignmentFinance, VC & PE

LumosX: Relate Any Identities with Their Attributes for Personalized Video Generation

Recent advances in diffusion models have significantly improved text-to-video generation, enabling personalized content creation with fine-grained control over both foreground and background elements. However, precise face-attribute alignment across subjects remains challenging, as existing methods lack explicit mechanisms to ensure intra-group consistency. Addressing this gap requires both explicit modeling strategies and face-attribute-aware data resources. We therefore propose LumosX, a frame
arXiv 133d ago Research Safety & alignment

Evolving Jailbreaks: Automated Multi-Objective Long-Tail Attacks on Large Language Models

Large Language Models (LLMs) have been widely deployed, especially through free Web-based applications that expose them to diverse user-generated inputs, including those from long-tail distributions such as low-resource languages and encrypted private data. This open-ended exposure increases the risk of jailbreak attacks that undermine model safety alignment. While recent studies have shown that leveraging long-tail distributions can facilitate such jailbreaks, existing approaches largely rely o
arXiv 134d ago Research Safety & alignment

Chain-of-Adaptation: Surgical Vision-Language Adaptation with Reinforcement Learning

Conventional fine-tuning on domain-specific datasets can inadvertently alter a model's pretrained multimodal priors, leading to reduced generalization. To address this, we propose Chain-of-Adaptation (CoA), an adaptation framework designed to integrate domain knowledge while maintaining the model's inherent reasoning and perceptual capabilities. CoA introduces a structured reasoning format that enhances domain alignment without sacrificing general multimodal competence by reinforcement learning.
arXiv 134d ago Research Safety & alignment

Spectral Alignment in Forward-Backward Representations via Temporal Abstraction

Forward-backward (FB) representations provide a powerful framework for learning the successor representation (SR) in continuous spaces by enforcing a low-rank factorization. However, a fundamental spectral mismatch often exists between the high-rank transition dynamics of continuous environments and the low-rank bottleneck of the FB architecture, making accurate low-rank representation learning difficult. In this work, we analyze temporal abstraction as a mechanism to mitigate this mismatch. By
arXiv 134d ago Research Safety & alignmentEnvironment

HiPath: Hierarchical Vision-Language Alignment for Structured Pathology Report Prediction

Pathology reports are structured, multi-granular documents encoding diagnostic conclusions, histological grades, and ancillary test results across one or more anatomical sites; yet existing pathology vision-language models (VLMs) reduce this output to a flat label or free-form text. We present HiPath, a lightweight VLM framework built on frozen UNI2 and Qwen3 backbones that treats structured report prediction as its primary training objective. Three trainable modules totalling 15M parameters add
arXiv 134d ago Research Safety & alignmentHealthcare

Enhancing Alignment for Unified Multimodal Models via Semantically-Grounded Supervision

Unified Multimodal Models (UMMs) have emerged as a promising paradigm that integrates multimodal understanding and generation within a unified modeling framework. However, current generative training paradigms suffer from inherent limitations. We present Semantically-Grounded Supervision (SeGroS), a fine-tuning framework designed to resolve the granularity mismatch and supervisory redundancy in UMMs. At its core, we propose a novel visual grounding map to construct two complementary supervision
arXiv 134d ago Research Safety & alignment

Embodied Science: Closing the Discovery Loop with Agentic Embodied AI

Artificial intelligence has demonstrated remarkable capability in predicting scientific properties, yet scientific discovery remains an inherently physical, long-horizon pursuit governed by experimental cycles. Most current computational approaches are misaligned with this reality, framing discovery as isolated, task-specific predictions rather than continuous interaction with the physical world. Here, we argue for embodied science, a paradigm that reframes scientific discovery as a closed loop
arXiv 134d ago Research Safety & alignmentAgents & autonomy

Toward High-Fidelity Visual Reconstruction: From EEG-Based Conditioned Generation to Joint-Modal Guided Rebuilding

Human visual reconstruction aims to reconstruct fine-grained visual stimuli based on subject-provided descriptions and corresponding neural signals. As a widely adopted modality, Electroencephalography (EEG) captures rich visual cognition information, encompassing complex spatial relationships and chromatic details within scenes. However, current approaches are deeply coupled with an alignment framework that forces EEG features to align with text or image semantic representation. The dependency
arXiv 134d ago Research Safety & alignment

CAF-Score: Calibrating CLAP with LALMs for Reference-free Audio Captioning Evaluation

While Large Audio-Language Models (LALMs) have advanced audio captioning, robust evaluation remains difficult. Reference-based metrics are expensive and often fail to assess acoustic fidelity, while Contrastive Language-Audio Pretraining (CLAP)-based approaches frequently overlook syntactic errors and fine-grained details. We propose CAF-Score, a reference-free metric that calibrates CLAP's coarse-grained semantic alignment with the fine-grained comprehension and syntactic awareness of LALMs. By
arXiv 134d ago Research Safety & alignment

LoD-Loc v3: Generalized Aerial Localization in Dense Cities using Instance Silhouette Alignment

We present LoD-Loc v3, a novel method for generalized aerial visual localization in dense urban environments. While prior work LoD-Loc v2 achieves localization through semantic building silhouette alignment with low-detail city models, it suffers from two key limitations: poor cross-scene generalization and frequent failure in dense building scenes. Our method addresses these challenges through two key innovations. First, we develop a new synthetic data generation pipeline that produces InsLoD-L
arXiv 134d ago Research Safety & alignmentEnvironment

Dual-Domain Representation Alignment: Bridging 2D and 3D Vision via Geometry-Aware Architecture Search

Modern computer vision requires balancing predictive accuracy with real-time efficiency, yet the high inference cost of large vision models (LVMs) limits deployment on resource-constrained edge devices. Although Evolutionary Neural Architecture Search (ENAS) is well suited for multi-objective optimization, its practical use is hindered by two issues: expensive candidate evaluation and ranking inconsistency among subnetworks. To address them, we propose EvoNAS, an efficient distributed framework
arXiv 134d ago Research Safety & alignment

The Causal Impact of Tool Affordance on Safety Alignment in LLM Agents

Large language models (LLMs) are increasingly deployed as agents with access to executable tools, enabling direct interaction with external systems. However, most safety evaluations remain text-centric and assume that compliant language implies safe behavior, an assumption that becomes unreliable once models are allowed to act. In this work, we empirically examine how executable tool affordance alters safety alignment in LLM agents using a paired evaluation framework that compares text-only chat
arXiv 134d ago Research Safety & alignmentAgents & autonomy

Linear Social Choice with Few Queries: A Moment-Based Approach

Most social choice rules assume access to full rankings, while current alignment practice -- despite aiming for diversity -- typically treats voters as anonymous and comparisons as independent, effectively extracting only about one bit per voter. Motivated by this gap, we study social choice under an extreme communication budget in the linear social choice model, where each voter's utility is the inner product between a latent voter type and the embedding of the context and candidate. The candid
arXiv 134d ago Research Safety & alignment

The Autonomy Tax: Defense Training Breaks LLM Agents

Large language model (LLM) agents increasingly rely on external tools (file operations, API calls, database transactions) to autonomously complete complex multi-step tasks. Practitioners deploy defense-trained models to protect against prompt injection attacks that manipulate agent behavior through malicious observations or retrieved content. We reveal a fundamental \textbf{capability-alignment paradox}: defense training designed to improve safety systematically destroys agent competence while f
arXiv 134d ago Research Safety & alignmentMilitary & security

VEPO: Variable Entropy Policy Optimization for Low-Resource Language Foundation Models

Large language models frequently exhibit suboptimal performance on low resource languages, primarily due to inefficient subword segmentation and systemic training data imbalances. In this paper, we propose Variable Entropy Policy Optimization (VEPO), which leverages Reinforcement Learning with Verifiable Rewards to incorporate deterministic structural constraints into the policy alignment process. This framework ensures prescribed sequence length, robust format consistency, and rigorous linguist
arXiv 135d ago Research RegulationSafety & alignment

Adoption and Effectiveness of AI-Based Anomaly Detection for Cross Provider Health Data Exchange

This study investigates the adoption and effectiveness of AI-based anomaly detection in cross-provider electronic health record (EHR) environments. It aims to (1) identify the organisational and digital capabilities required for successful implementation and (2) evaluate the performance and interpretability of lightweight anomaly detection approaches using contextual audit data. A semi-systematic scoping synthesis is conducted to derive a four-pillar readiness framework covering governance, infr
arXiv 135d ago Research RegulationSafety & alignment

Evaluating 5W3H Structured Prompting for Intent Alignment in Human-AI Interaction

Natural language prompts often suffer from intent transmission loss: the gap between what users actually need and what they communicate to AI systems. We evaluate PPS (Prompt Protocol Specification), a 5W3H-based framework for structured intent representation in human-AI interaction. In a controlled three-condition study across 60 tasks in three domains (business, technical, and travel), three large language models (DeepSeek-V3, Qwen-Max, and Kimi), and three prompt conditions - (A) simple promp
arXiv 135d ago Research Safety & alignment

Characterizing Linear Alignment Across Language Models

Language models increasingly appear to learn similar representations, despite differences in training objectives, architectures, and data modalities. This emerging compatibility between independently trained models introduces new opportunities for cross-model alignment to downstream objectives. Moreover, this capability unlocks new potential application domains, such as settings where security, privacy, or competitive constraints prohibit direct data or model sharing. In this work, we investigat
arXiv 135d ago Research Safety & alignmentPrivacy

Ontology-Guided Diffusion for Zero-Shot Visual Sim2Real Transfer

Bridging the simulation-to-reality (sim2real) gap remains challenging as labelled real-world data is scarce. Existing diffusion-based approaches rely on unstructured prompts or statistical alignment, which do not capture the structured factors that make images look real. We introduce Ontology- Guided Diffusion (OGD), a neuro-symbolic zero-shot sim2real image translation framework that represents realism as structured knowledge. OGD decomposes realism into an ontology of interpretable traits -- s
arXiv 135d ago Research Safety & alignment

From Human Interfaces to Agent Interfaces: Rethinking Software Design in the Age of AI-Native Systems

Software systems have traditionally been designed for human interaction, emphasizing graphical user interfaces, usability, and cognitive alignment with end users. However, recent advances in large language model (LLM)-based agents are changing the primary consumers of software systems. Increasingly, software is no longer only used by humans, but also invoked autonomously by AI agents through structured interfaces. In this paper, we argue that software engineering is undergoing a paradigm shift f
arXiv 135d ago Research Safety & alignmentAgents & autonomy

Expert Personas Improve LLM Alignment but Damage Accuracy: Bootstrapping Intent-Based Persona Routing with PRISM

Persona prompting can steer LLM generation towards a domain-specific tone and pattern. This behavior enables use cases in multi-agent systems where diverse interactions are crucial and human-centered tasks require high-level human alignment. Prior works provide mixed opinions on their utility: some report performance gains when using expert personas for certain domains and their contribution to data diversity in synthetic data creation, while others find near-zero or negative impact on general u
arXiv 135d ago Research Safety & alignmentAgents & autonomy

Do Post-Training Algorithms Actually Differ? A Controlled Study Across Model Scales Uncovers Scale-Dependent Ranking Inversions

Post-training alignment has produced dozens of competing algorithms -- DPO, SimPO, KTO, GRPO, and others -- yet practitioners lack controlled comparisons to guide algorithm selection. We present OXRL, a unified framework implementing 51 post-training algorithms with identical infrastructure, enabling the first large-scale apples-to-apples evaluation. Our study spans 8 algorithms across 4 model scales (0.5B--7B), 3 evaluation domains, and a 20-variant DPO taxonomy (100 runs at 1.5B, 5 seeds each)
arXiv 135d ago Research Safety & alignment

TARo: Token-level Adaptive Routing for LLM Test-time Alignment

Large language models (LLMs) exhibit strong reasoning capabilities but typically require expensive post-training to reach high performance. Recent test-time alignment methods offer a lightweight alternative, but have been explored mainly for preference alignment rather than reasoning. To bridge this gap, we propose, Token-level Adaptive Routing (TARo), which steers frozen LLMs toward structured reasoning entirely at inference time. Specifically, we first train reward models on step-wise mathemat
arXiv 135d ago Research Safety & alignment

To See or To Please: Uncovering Visual Sycophancy and Split Beliefs in VLMs

When VLMs answer correctly, do they genuinely rely on visual information? We introduce a Tri-Layer Diagnostic Framework with three per-sample metrics: Latent Anomaly Detection, Visual Necessity Score, and Competition Score, which disentangle perception, dependency, and alignment failures. Across 9 VLMs and 9,000 model-sample pairs under counterfactual blind, noise, and conflict interventions, 72.9% of samples exhibit Visual Sycophancy, a Split Beliefs pattern in which internal evidence is preser
arXiv 135d ago Research Safety & alignmentHealthcare

Interpretability without actionability: mechanistic methods cannot correct language model errors despite near-perfect internal representations

Language models encode task-relevant knowledge in internal representations that far exceeds their output performance, but whether mechanistic interpretability methods can bridge this knowledge-action gap has not been systematically tested. We compared four mechanistic interpretability methods -- concept bottleneck steering (Steerling-8B), sparse autoencoder feature steering, logit lens with activation patching, and linear probing with truthfulness separator vector steering (Qwen 2.5 7B Instruct)
arXiv 135d ago Research Safety & alignment

Detection Is Cheap, Routing Is Learned: Why Refusal-Based Alignment Evaluation Fails

Current alignment evaluation mostly measures whether models encode dangerous concepts and whether they refuse harmful requests. Both miss the layer where alignment often operates: routing from concept detection to behavioral policy. We study political censorship in Chinese-origin language models as a natural experiment, using probes, surgical ablations, and behavioral tests across nine open-weight models from five labs. Three findings follow. First, probe accuracy alone is non-diagnostic: politi
arXiv 135d ago Research RegulationSafety & alignment

VLM-AutoDrive: Post-Training Vision-Language Models for Safety-Critical Autonomous Driving Events

The rapid growth of ego-centric dashcam footage presents a major challenge for detecting safety-critical events such as collisions and near-collisions, scenarios that are brief, rare, and difficult for generic vision models to capture. While multimodal large language models (MLLMs) demonstrate strong general reasoning ability, they underperform in driving contexts due to domain and temporal misalignment. We introduce VLM-AutoDrive, a modular post-training framework for adapting pretrained Vision
arXiv 135d ago Research Safety & alignment

VC-Soup: Value-Consistency Guided Multi-Value Alignment for Large Language Models

As large language models (LLMs) increasingly shape content generation, interaction, and decision-making across the Web, aligning them with human values has become a central objective in trustworthy AI. This challenge becomes even more pronounced when aligning multiple, potentially conflicting human values. Although recent approaches, such as reward reweighting, prompt-based supervised fine-tuning, and model merging, attempt to tackle multi-value alignment, they still face two major limitations:
arXiv 136d ago Research Safety & alignmentFinance, VC & PE

MALLES: A Multi-agent LLMs-based Economic Sandbox with Consumer Preference Alignment

In the real economy, modern decision-making is fundamentally challenged by high-dimensional, multimodal environments, which are further complicated by agent heterogeneity and combinatorial data sparsity. This paper introduces a Multi-Agent Large Language Model-based Economic Sandbox (MALLES), leveraging the inherent generalization capabilities of large-sacle models to establish a unified simulation framework applicable to cross-domain and cross-category scenarios. Central to our approach is a pr
arXiv 136d ago Research Safety & alignmentJobs & economy

Interpretable Cross-Domain Few-Shot Learning with Rectified Target-Domain Local Alignment

Cross-Domain Few-Shot Learning (CDFSL) adapts models trained with large-scale general data (source domain) to downstream target domains with only scarce training data, where the research on vision-language models (e.g., CLIP) is still in the early stages. Typical downstream domains, such as medical diagnosis, require fine-grained visual cues for interpretable recognition, but we find that current fine-tuned CLIP models can hardly focus on these cues, albeit they can roughly focus on important re
arXiv 136d ago Research Safety & alignmentHealthcare

Training-Only Heterogeneous Image-Patch-Text Graph Supervision for Advancing Few-Shot Learning Adapters

Recent adapter-based CLIP tuning (e.g., Tip-Adapter) is a strong few-shot learner, achieving efficiency by caching support features for fast prototype matching. However, these methods rely on global uni-modal feature vectors, overlooking fine-grained patch relations and their structural alignment with class text. To bridge this gap without incurring inference costs, we introduce a novel asymmetric training-only framework. Instead of altering the lightweight adapter, we construct a high-capacity
arXiv 136d ago Research Safety & alignment

Explainability and Certification of AI-Generated Educational Assessments

The rapid adoption of generative artificial intelligence (AI) in educational assessment has created new opportunities for scalable item creation, personalized feedback, and efficient formative evaluation. However, despite advances in taxonomy alignment and automated question generation, the absence of transparent, explainable, and certifiable mechanisms limits institutional and accreditation-level acceptance. This chapter proposes a comprehensive framework for explainability and certification of
arXiv 136d ago Research Safety & alignmentTransparency

Understanding and Defending VLM Jailbreaks via Jailbreak-Related Representation Shift

Large vision-language models (VLMs) often exhibit weakened safety alignment with the integration of the visual modality. Even when text prompts contain explicit harmful intent, adding an image can substantially increase jailbreak success rates. In this paper, we observe that VLMs can clearly distinguish benign inputs from harmful ones in their representation space. Moreover, even among harmful inputs, jailbreak samples form a distinct internal state that is separable from refusal samples. These
arXiv 136d ago Research Safety & alignment
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