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Safety & alignment

Daily feed of AI safety and alignment work: interpretability, evaluations, red-teaming, frontier-lab safety frameworks and governance of advanced AI.

Beyond Single-Agent Alignment: Preventing Context-Fragmented Violations in Multi-Agent Systems

We identify and formalize a novel security risk: Context-Fragmented Violations (CFVs) - a class of policy breaches where individual agent actions appear locally safe and reasonable, yet collectively violate organizational policies because critical policy facts are siloed in different departments private contexts. Existing prompt-based alignment mechanisms and monolithic interceptors are poorly matched to violations that span contextual islands. We propose Distributed Sentinel, a distributed zero
arXiv 99d ago Research RegulationSafety & alignment

Estimating Tail Risks in Language Model Output Distributions

Language models are increasingly capable and are being rapidly deployed on a population-level scale. As a result, the safety of these models is increasingly high-stakes. Fortunately, advances in alignment have significantly reduced the likelihood of harmful model outputs. However, when models are queried billions of times in a day, even rare worst-case behaviors will occur. Current safety evaluations focus on capturing the distribution of inputs that yield harmful outputs. These evaluations disr
arXiv 99d ago Research Safety & alignment

Modulating Cross-Modal Convergence with Single-Stimulus, Intra-Modal Dispersion

Neural networks exhibit a remarkable degree of representational convergence across diverse architectures, training objectives, and even data modalities. This convergence is predictive of alignment with brain representation. A recent hypothesis suggests this arises from learning the underlying structure in the environment in similar ways. However, it is unclear how individual stimuli elicit convergent representations across networks. An image can be perceived in multiple ways and expressed differ
arXiv 99d ago Research Safety & alignmentEnvironment

Alignment has a Fantasia Problem

Modern AI assistants are trained to follow instructions, implicitly assuming that users can clearly articulate their goals and the kind of assistance they need. Decades of behavioral research, however, show that people often engage with AI systems before their goals are fully formed. When AI systems treat prompts as complete expressions of intent, they can appear to be useful or convenient, but not necessarily aligned with the users' needs. We call these failures Fantasia interactions. We argue
arXiv 99d ago Research Safety & alignment

Quotient-Space Diffusion Models

Diffusion-based generative models have reformed generative AI, and also enabled new capabilities in the science domain, e.g., fast generation of 3D structures of molecules. In such tasks, there is often a symmetry in the system, identifying elements that can be converted by certain transformations as equivalent. Equivariant diffusion models guarantee a symmetric distribution, but miss the opportunity to make learning easier, while alignment-based simplification attempts fail to preserve the targ
arXiv 99d ago Research Safety & alignment

FairQE: Multi-Agent Framework for Mitigating Gender Bias in Translation Quality Estimation

Quality Estimation (QE) aims to assess machine translation quality without reference translations, but recent studies have shown that existing QE models exhibit systematic gender bias. In particular, they tend to favor masculine realizations in gender-ambiguous contexts and may assign higher scores to gender-misaligned translations even when gender is explicitly specified. To address these issues, we propose FairQE, a multi-agent-based, fairness-aware QE framework that mitigates gender bias in b
arXiv 99d ago Research Bias & fairnessSafety & alignment

VG-CoT: Towards Trustworthy Visual Reasoning via Grounded Chain-of-Thought

The advancement of Large Vision-Language Models (LVLMs) requires precise local region-based reasoning that faithfully grounds the model's logic in actual visual evidence. However, existing datasets face limitations in scalability due to extensive manual annotation and lack of explicit alignment between multi-step reasoning and corresponding image regions, which constrains the evaluation of model trustworthiness. To address these challenges, we propose the Visual Grounding Chain-of-Thought (VG-Co
arXiv 99d ago Research Safety & alignment

From Noise to Intent: Anchoring Generative VLA Policies with Residual Bridges

Bridging high-level semantic understanding with low-level physical control remains a persistent challenge in embodied intelligence, stemming from the fundamental spatiotemporal scale mismatch between cognition and action. Existing generative VLA policies typically adopt a "Generation-from-Noise" paradigm, which disregards this disparity, leading to representation inefficiency and weak condition alignment during optimization. In this work, we propose ResVLA, an architecture that shifts the paradi
arXiv 99d ago Research Safety & alignment

Trust-SSL: Additive-Residual Selective Invariance for Robust Aerial Self-Supervised Learning

Self-supervised learning (SSL) is a standard approach for representation learning in aerial imagery. Existing methods enforce invariance between augmented views, which works well when augmentations preserve semantic content. However, aerial images are frequently degraded by haze, motion blur, rain, and occlusion that remove critical evidence. Enforcing alignment between a clean and a severely degraded view can introduce spurious structure into the latent space. This study proposes a training str
arXiv 100d ago Research Safety & alignment

CAP: Controllable Alignment Prompting for Unlearning in LLMs

Large language models (LLMs) trained on unfiltered corpora inherently risk retaining sensitive information, necessitating selective knowledge unlearning for regulatory compliance and ethical safety. However, existing parameter-modifying methods face fundamental limitations: high computational costs, uncontrollable forgetting boundaries, and strict dependency on model weight access. These constraints render them impractical for closed-source models, yet current non-invasive alternatives remain un
arXiv 100d ago Research RegulationSafety & alignment

ReCAPA: Hierarchical Predictive Correction to Mitigate Cascading Failures

Vision-Language-Action systems follow instructions to execute multi-step tasks in multimodal environments. Recent VLA approaches typically rely on post-hoc correction mechanisms or operate under fixed task decompositions and alignment schemes. However, once an intermediate step is mis-specified, local errors propagate through subsequent steps and eventually accumulate into cascading failures. To mitigate this compounding effect, we propose Predictive Alignment and Planning Architecture, a framew
arXiv 100d ago Research Safety & alignmentEnvironment

AI Governance under Political Turnover: The Alignment Surface of Compliance Design

Governments are increasingly interested in using AI to make administrative decisions cheaper, more scalable, and more consistent. But for probabilistic AI to be incorporated into public administration it must be embedded in a compliance layer that makes decisions reviewable, repeatable, and legally defensible. That layer can improve oversight by making departures from law easier to detect. But it can also create a stable approval boundary that political successors learn to navigate while preserv
arXiv 100d ago Research RegulationSafety & alignment

Leveraging Multimodal LLMs for Built Environment and Housing Attribute Assessment from Street-View Imagery

We present a novel framework for automatically evaluating building conditions nationwide in the United States by leveraging large language models (LLMs) and Google Street View (GSV) imagery. By fine-tuning Gemma 3 27B on a modest human-labeled dataset, our approach achieves strong alignment with human mean opinion scores (MOS), outperforming even individual raters on SRCC and PLCC relative to the MOS benchmark. To enhance efficiency, we apply knowledge distillation, transferring the capabilities
arXiv 100d ago Research Safety & alignmentEnvironment

Strategic Polysemy in AI Discourse: A Philosophical Analysis of Language, Hype, and Power

This paper examines the strategic use of language in contemporary artificial intelligence (AI) discourse, focusing on the widespread adoption of metaphorical or colloquial terms like "hallucination", "chain-of-thought", "introspection", "language model", "alignment", and "agent". We argue that many such terms exhibit strategic polysemy: they sustain multiple interpretations simultaneously, combining narrow technical definitions with broader anthropomorphic or common-sense associations. In contem
arXiv 100d ago Research Safety & alignmentAgents & autonomy

Value-Conflict Diagnostics Reveal Widespread Alignment Faking in Language Models

Alignment faking, where a model behaves aligned with developer policy when monitored but reverts to its own preferences when unobserved, is a concerning yet poorly understood phenomenon, in part because current diagnostic tools remain limited. Prior diagnostics rely on highly toxic and clearly harmful scenarios, causing most models to refuse immediately. As a result, models never deliberate over developer policy, monitoring conditions, or the consequences of non-compliance, making these diagnost
arXiv 100d ago Research RegulationSafety & alignment

Relative Principals, Pluralistic Alignment, and the Structural Value Alignment Problem

The value alignment problem for artificial intelligence (AI) is often framed as a purely technical or normative challenge, sometimes focused on hypothetical future systems. I argue that the problem is better understood as a structural question about governance: not whether an AI system is aligned in the abstract, but whether it is aligned enough, for whom, and at what cost. Drawing on the principal-agent framework from economics, this paper reconceptualises misalignment as arising along three in
arXiv 100d ago Research RegulationSafety & alignment

Can "AI" Be a Doctor? A Study of Empathy, Readability, and Alignment in Clinical LLMs

Large Language Models (LLMs) are increasingly deployed in healthcare, yet their communicative alignment with clinical standards remains insufficiently quantified. We conduct a multidimensional evaluation of general-purpose and domain-specialized LLMs across structured medical explanations and real-world physician-patient interactions, analyzing semantic fidelity, readability, and affective resonance. Baseline models amplify affective polarity relative to physicians (Very Negative: 43.14-45.10% v
arXiv 100d ago Research Safety & alignmentHealthcare

Working Memory Constraints Scaffold Learning in Transformers under Data Scarcity

We investigate the integration of human-like working memory constraints into the Transformer architecture and implement several cognitively inspired attention variants, including fixed-width windows based and temporal decay based attention mechanisms. Our modified GPT-2 models are trained from scratch on developmentally plausible datasets (10M and 100M words). Performance is evaluated on grammatical judgment tasks (BLiMP) and alignment with human reading time data. Our results indicate that thes
arXiv 100d ago Research Safety & alignmentFinance, VC & PE

Where and What: Reasoning Dynamic and Implicit Preferences in Situated Conversational Recommendation

Situated conversational recommendation (SCR), which utilizes visual scenes grounded in specific environments and natural language dialogue to deliver contextually appropriate recommendations, has emerged as a promising research direction due to its close alignment with real-world scenarios. Compared to traditional recommendations, SCR requires a deeper understanding of dynamic and implicit user preferences, as the surrounding scene often influences users' underlying interests, while both may evo
arXiv 100d ago Research Safety & alignmentEnvironment

ONOTE: Benchmarking Omnimodal Notation Processing for Expert-level Music Intelligence

Omnimodal Notation Processing (ONP) represents a unique frontier for omnimodal AI due to the rigorous, multi-dimensional alignment required across auditory, visual, and symbolic domains. Current research remains fragmented, focusing on isolated transcription tasks that fail to bridge the gap between superficial pattern recognition and the underlying musical logic. This landscape is further complicated by severe notation biases toward Western staff and the inherent unreliability of "LLM-as-a-judg
arXiv 100d ago Research Safety & alignmentTransparency

ORPHEAS: A Cross-Lingual Greek-English Embedding Model for Retrieval-Augmented Generation

Effective retrieval-augmented generation across bilingual Greek--English applications requires embedding models capable of capturing both domain-specific semantic relationships and cross-lingual semantic alignment. Existing multilingual embedding models distribute their representational capacity across numerous languages, limiting their optimization for Greek and failing to encode the morphological complexity and domain-specific terminological structures inherent in Greek text. In this work, we
arXiv 100d ago Research Safety & alignment

To Intervene or Not: Guiding Inference-time Alignment with Probabilistic Model Blending

The wide deployment of LLMs has made model alignment necessary to make newly trained models safely and effectively respond to user instructions. Among different methods, inference-time alignment is often cheaper as it intervenes (i.e., offers guidances) only during output generation. Existing proposals apply guidances extracted from certain aligned models without properly assessing their reliability. Nonetheless, our systematic evaluation reveals that guidance effectiveness varies drastically ac
arXiv 101d ago Research Safety & alignment

Physics-Enhanced Deep Learning for Proactive Thermal Runaway Forecasting in Li-Ion Batteries

Accurate prediction of thermal runaway in lithium-ion batteries is essential for ensuring the safety, efficiency, and reliability of modern energy storage systems. Conventional data-driven approaches, such as Long Short-Term Memory (LSTM) networks, can capture complex temporal dependencies but often violate thermodynamic principles, resulting in physically inconsistent predictions. Conversely, physics-based thermal models provide interpretability but are computationally expensive and difficult t
arXiv 101d ago Research Safety & alignmentEnvironment

Cognitive Alignment At No Cost: Inducing Human Attention Biases For Interpretable Vision Transformers

For state-of-the-art image understanding, Vision Transformers (ViTs) have become the standard architecture but their processing diverges substantially from human attentional characteristics. We investigate whether this cognitive gap can be shrunk by fine-tuning the self-attention weights of Google's ViT-B/16 on human saliency fixation maps. To isolate the effects of semantically relevant signals from generic human supervision, the tuned model is compared against a shuffled control. Fine-tuning s
arXiv 101d ago Research Safety & alignmentFinance, VC & PE

What Makes a Good AI Review? Concern-Level Diagnostics for AI Peer Review

Evaluating AI-generated reviews by verdict agreement is widely recognized as insufficient, yet current alternatives rarely audit which concerns a system identifies, how it prioritizes them, or whether those priorities align with the review rationale that shaped the final assessment. We propose concern alignment, a diagnostic framework that evaluates AI reviews at the concern level rather than only at the verdict level. The framework's core data structure is the match graph, a bipartite alignment
arXiv 101d ago Research Safety & alignmentHealthcare

Semantic Prompting: Agentic Incremental Narrative Refinement through Spatial Semantic Interaction

Interactive spatial layouts empower users to synthesize information and organize findings for sensemaking. While Large Language Models (LLMs) can automate narrative generation from spatial layouts, current collage-based and re-generation methods struggle to support the incremental spatial refinements inherent to the sensemaking process. We identify three critical gaps in existing spatial-textual generation: interaction-revision misalignment, human-LLM intent misalignment, and lack of granular cu
arXiv 101d ago Research Safety & alignmentAgents & autonomy

Reinforcing privacy reasoning in LLMs via normative simulacra from fiction

Information handling practices of LLM agents are broadly misaligned with the contextual privacy expectations of their users. Contextual Integrity (CI) provides a principled framework, defining privacy as the appropriate flow of information within context-relative norms. However, existing approaches either double inference cost via supervisor-assistant architectures, or fine-tune on narrow task-specific data. We propose extracting normative simulacra (structured representations of norms and infor
arXiv 101d ago Research Safety & alignmentPrivacy

Taming Actor-Observer Asymmetry in Agents via Dialectical Alignment

Large Language Model agents have rapidly evolved from static text generators into dynamic systems capable of executing complex autonomous workflows. To enhance reliability, multi-agent frameworks assigning specialized roles are increasingly adopted to enable self-reflection and mutual auditing. While such role-playing effectively leverages domain expert knowledge, we find it simultaneously induces a human-like cognitive bias known as Actor-Observer Asymmetry (AOA). Specifically, an agent acting
arXiv 101d ago Research Bias & fairnessSafety & alignment

Four-Axis Decision Alignment for Long-Horizon Enterprise AI Agents

Long-horizon enterprise agents make high-stakes decisions (loan underwriting, claims adjudication, clinical review, prior authorization) under lossy memory, multi-step reasoning, and binding regulatory constraints. Current evaluation reports a single task-success scalar that conflates distinct failure modes and hides whether an agent is aligned with the standards its deployment environment requires. We propose that long-horizon decision behavior decomposes into four orthogonal alignment axes, ea
arXiv 101d ago Research RegulationSafety & alignment

Sherpa.ai Privacy-Preserving Multi-Party Entity Alignment without Intersection Disclosure for Noisy Identifiers

Federated Learning (FL) enables collaborative model training among multiple parties without centralizing raw data. There are two main paradigms in FL: Horizontal FL (HFL), where all participants share the same feature space but hold different samples, and Vertical FL (VFL), where parties possess complementary features for the same set of samples. A prerequisite for VFL training is privacy-preserving entity alignment (PPEA), which establishes a common index of samples across parties (alignment) w
arXiv 101d ago Research Safety & alignmentPrivacy

Reasoning-Aware AIGC Detection via Alignment and Reinforcement

The rapid advancement and widespread adoption of Large Language Models (LLMs) have elevated the need for reliable AI-generated content (AIGC) detection, which remains challenging as models evolve. We introduce AIGC-text-bank, a comprehensive multi-domain dataset with diverse LLM sources and authorship scenarios, and propose REVEAL, a detection framework that generates interpretable reasoning chains before classification. Our approach uses a two-stage training strategy: supervised fine-tuning to
arXiv 102d ago Research Safety & alignment

The Rise of Verbal Tics in Large Language Models: A Systematic Analysis Across Frontier Models

As Large Language Models (LLMs) continue to evolve through alignment techniques such as Reinforcement Learning from Human Feedback (RLHF) and Constitutional AI, a growing and increasingly conspicuous phenomenon has emerged: the proliferation of verbal tics--repetitive, formulaic linguistic patterns that pervade model outputs. These range from sycophantic openers ("That's a great question!", "Awesome!") to pseudo-empathetic affirmations ("I completely understand your concern", "I'm right here to
arXiv 102d ago Research Safety & alignment

ProjLens: Unveiling the Role of Projectors in Multimodal Model Safety

Multimodal Large Language Models (MLLMs) have achieved remarkable success in cross-modal understanding and generation, yet their deployment is threatened by critical safety vulnerabilities. While prior works have demonstrated the feasibility of backdoors in MLLMs via fine-tuning data poisoning to manipulate inference, the underlying mechanisms of backdoor attacks remain opaque, complicating the understanding and mitigation. To bridge this gap, we propose ProjLens, an interpretability framework d
arXiv 102d ago Research Safety & alignment

Local Linearity of LLMs Enables Activation Steering via Model-Based Linear Optimal Control

Inference-time LLM alignment methods, particularly activation steering, offer an alternative to fine-tuning by directly modifying activations during generation. Existing methods, however, often rely on non-anticipative interventions that ignore how perturbations propagate through transformer layers and lack online error feedback, resulting in suboptimal, open-loop control. To address this, we show empirically that, despite the nonlinear structure of transformer blocks, layer-wise dynamics across
arXiv 102d ago Research Safety & alignment

Reasoning Structure Matters for Safety Alignment of Reasoning Models

Large reasoning models (LRMs) achieve strong performance on complex reasoning tasks but often generate harmful responses to malicious user queries. This paper investigates the underlying cause of these safety risks and shows that the issue lies in the reasoning structure itself. Based on this insight, we claim that effective safety alignment can be achieved by altering the reasoning structure. We propose AltTrain, a simple yet effective post training method that explicitly alters the reasoning s
arXiv 102d ago Research Safety & alignmentFinance, VC & PE

Personalized Benchmarking: Evaluating LLMs by Individual Preferences

With the rise in capabilities of large language models (LLMs) and their deployment in real-world tasks, evaluating LLM alignment with human preferences has become an important challenge. Current benchmarks average preferences across all users to compute aggregate ratings, overlooking individual user preferences when establishing model rankings. Since users have varying preferences in different contexts, we call for personalized LLM benchmarks that rank models according to individual needs. We co
arXiv 102d ago Research Safety & alignment

Harmful Intent as a Geometrically Recoverable Feature of LLM Residual Streams

Aligned language models refuse harmful instructions, but the representations through which they recognise such instructions are less well characterised than the behaviours they produce. Harmful intent is linearly separable from residual-stream activations across 12 models spanning four architectural families (Qwen2.5, Qwen3.5, Llama-3.2, Gemma-3) and three alignment variants (base, instruction-tuned, abliterated), with parameter scales from 0.5B to 1.3B and a within-family scale extension to 9B
arXiv 102d ago Research Safety & alignment

The Triadic Loop: A Framework for Negotiating Alignment in AI Co-hosted Livestreaming

AI systems are increasingly embedded in multi-user social environments, yet most alignment frameworks conceptualize interaction as a dyadic relationship between a single user and an AI system. Livestreaming platforms challenge this assumption: interaction unfolds among streamers and audiences in real time, producing dynamic affective and social feedback loops. In this paper, we introduce the Triadic Loop, a conceptual framework that reconceptualizes alignment in AI co-hosted livestreaming as a t
arXiv 102d ago Research Safety & alignmentEnvironment

Human-Guided Harm Recovery for Computer Use Agents

As LM agents gain the ability to execute actions on real computer systems, we need ways to not only prevent harmful actions at scale but also effectively remediate harm when prevention fails. We formalize a solution to this neglected challenge in post-execution safeguards as harm recovery: the problem of optimally steering an agent from a harmful state back to a safe one in alignment with human preferences. We ground preference-aligned recovery through a formative user study that identifies valu
arXiv 102d ago Research Safety & alignmentAgents & autonomy

ARES: Adaptive Red-Teaming and End-to-End Repair of Policy-Reward System

Reinforcement Learning from Human Feedback (RLHF) is central to aligning Large Language Models (LLMs), yet it introduces a critical vulnerability: an imperfect Reward Model (RM) can become a single point of failure when it fails to penalize unsafe behaviors. While existing red-teaming approaches primarily target policy-level weaknesses, they overlook what we term systemic weaknesses cases where both the core LLM and the RM fail in tandem. We present ARES, a framework that systematically discover
arXiv 102d ago Research RegulationSafety & alignment
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