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Safety & alignment

Daily feed of AI safety and alignment work: interpretability, evaluations, red-teaming, frontier-lab safety frameworks and governance of advanced AI.

Hybrid-LoRA: Bridging Full Fine-Tuning and Low-Rank Adaptation for Post-Training

Post-training has become essential for adapting large language models (LLMs) to complex downstream behaviors, including instruction following, preference alignment, and multi-step reasoning. Reinforcement learning with verifiable rewards (RLVR) has recently emerged as a particularly effective post-training paradigm for improving reasoning capabilities, with critic-free algorithms such as GRPO and GSPO enabling scalable optimization. However, RLVR post-training with full fine-tuning (FFT) require
arXiv 80d ago Research Safety & alignment

No More, No Less: Task Alignment in Terminal Agents

Terminal agents are increasingly capable of executing complex, long-horizon tasks autonomously from a single user prompt. To do so, they must interpret instructions encountered in the environment (e.g., README files, code comments, stack traces) and determine their relevance to the task. This creates a fundamental challenge: relevant cues must be followed to complete a task, whereas irrelevant or misleading ones must be ignored. Existing benchmarks do not capture this ability. An agent may appea
arXiv 80d ago Research Safety & alignmentAgents & autonomy

Fused Gromov-Wasserstein Distance with Feature Selection

Fused Gromov-Wasserstein (FGW) distances provide a principled framework for comparing objects by jointly aligning structure and node features. However, existing FGW formulations treat all features uniformly, which limits interpretability and robustness in high-dimensional settings where many features may be irrelevant or noisy. We introduce FGW distances with feature selection, which incorporate adaptive feature suppression weights into the FGW objective to selectively downweight or suppress dif
arXiv 80d ago Research Safety & alignment

OmniRefine: Alignment-Aware Cooperative Compression for Efficient Omnimodal Large Language Models

Omnimodal large language models (Omni-LLMs) show strong capability in audio-video understanding, but their practical deployment remains limited by high inference cost of long video streams and dense audio sequences. Despite recent progress, existing compression methods for Omni-LLMs typically rely on fixed or native compression units, which can disrupt cross-modal correspondence and the complementary information required for audio-video reasoning, making it difficult to improve inference efficie
arXiv 80d ago Research Safety & alignment

Multimodal Alignment and Preference Optimization for Zero-Shot Conditional RNA Generation

The design of RNA molecules that interact with specific proteins is a critical challenge in experimental and computational biology. Despite recent progress in natural language modeling and deep learning-based protein design, there remains significant room to improve the frequency of successful interactions and the authenticity of generated sequences for functional applications. In this work, we frame conditional RNA sequence generation as a multi-stage alignment problem, introducing Moirain: a s
arXiv 80d ago Research Safety & alignmentBiotech

VideoSEAL: Mitigating Evidence Misalignment in Agentic Long Video Understanding by Decoupling Answer Authority

Long video question answering requires locating sparse, time-scattered visual evidence within highly redundant content. Although current MLLMs perform well on short videos, long videos introduce long-horizon search and verification, which often necessitates multi-turn, agentic interaction. We show that existing LVU agents can exhibit "evidence misalignment": they produce correct answers that are not supported by the retrieved or inspected evidence. To characterize this failure, we introduce two
arXiv 80d ago Research Safety & alignmentAgents & autonomy

On-Policy Self-Evolution via Failure Trajectories for Agentic Safety Alignment

Tool-using LLM agents fail through trajectories rather than only final responses, as they may execute unsafe tool calls, follow injected instructions, comply with harmful requests, or over-refuse benign tasks despite producing a seemingly safe answer. Existing safety-alignment signals are largely response-level or off-policy, and often incur a safety-utility trade-off: improving agent safety comes at the cost of degraded task performance. Such sparse and single-objective rewards severely limit r
arXiv 80d ago Research RegulationSafety & alignment

Modulation Consistency-based Contrastive Learning for Self-Supervised Automatic Modulation Classification

Deep learning-based AMC methods have achieved remarkable performance, but their practical deployment remains constrained by the high cost of labeled data. Although self-supervised learning (SSL) reduces the reliance on labels, existing SSL-based AMC methods often rely on task-agnostic pretext objectives misaligned with modulation classification, leading to representations entangled with nuisance factors such as symbol, channel, and noise. In this paper, we identify intra-instance modulation cons
arXiv 80d ago Research Safety & alignment

Two Wrongs, No Right: Auditing Social-Desirability Bias in LLM Annotators for Computational Social Science

LLM annotators are increasingly used in computational social science (CSS), but it is unclear whether their alignment-shaped errors preserve the empirical conclusions a researcher would report. We audit three open-source 7B instruction-tuned models (Zephyr, Mistral-Instruct, Qwen2.5-Instruct) across six TweetEval tasks under four prompt conditions (72 cells) and find that social-desirability failures do not run in a single direction. Zephyr exhibits leniency bias, systematically under-applying h
arXiv 80d ago Research Bias & fairnessSafety & alignment

SafeSteer: A Decoding-level Defense Mechanism for Multimodal Large Language Models

Multimodal large language models (MLLMs) are gaining increasing attention. Due to the heterogeneity of their input features, they face significant challenges in terms of jailbreak defenses. Current defense methods rely on costly fine-tuning or inefficient post-hoc interventions, limiting their ability to address novel attacks and involving performance trade-offs. To address the above issues, we explore the inherent safety capabilities within MLLMs and quantify their intrinsic ability to discern
arXiv 80d ago Research Safety & alignmentMilitary & security

Toward Stable Value Alignment: Introducing Independent Modules for Consistent Value Guidance

Aligning large language models (LLMs) with human values typically relies on post-training or inference-time steering that directly manipulates the backbone's parameters or representation space. However, a critical gap exists: the model's residual stream is highly dynamic, in which values exist as fragile, low-dimensional properties, inherently incompatible with the stability required for consistent value expression. In this paper, we propose the Stable Value Guidance Transformer (SVGT), which ad
arXiv 80d ago Research Safety & alignment

Measuring What Matters Beyond Text: Evaluating Multimodal Summaries by Quality, Alignment, and Diversity

Multimodal Large Language Models (MLLMs) have facilitated Multimodal Summarization with Multimodal Output (MSMO), wherein systems generate concise textual summaries accompanied by salient visuals from multimodal sources. However, current MSMO evaluation remains fragmented: text quality, image-text alignment, and visual diversity are typically assessed in isolation using unimodal metrics, making it difficult to capture whether the modalities jointly support a faithful and useful summary. To addre
arXiv 80d ago Research Safety & alignment

Explaining and Breaking the Safety-Helpfulness Ceiling via Preference Dimensional Expansion

In the realm of multi-objective alignment for large language models, balancing disparate human preferences often manifests as a zero-sum conflict. Specifically, the intrinsic tension between competing goals dictates that aggressively optimizing for one metric (e.g., helpfulness) frequently incurs a substantial penalty on another (e.g., harmlessness). While prior work mainly focuses on data selection, parameter merging, or algorithmic balancing during training, these approaches merely force compr
arXiv 80d ago Research Bias & fairnessSafety & alignment

Macro: Enhancing Multilingual Counterfactual Explanations through Alignment-as-Preference Optimization

Self-generated counterfactual explanations (SCEs) are minimally modified inputs (minimality) generated by large language models (LLMs) that flip their own predictions (validity), offering a causally grounded approach to unraveling black-box LLM behavior. Yet extending them beyond English remains challenging: existing methods struggle to produce valid SCEs in non-dominant languages, and a persistent trade-off between validity and minimality undermines explanation quality. We introduce Macro, a pr
arXiv 80d ago Research Safety & alignment

AcuityBench: Evaluating Clinical Acuity Identification and Uncertainty Alignment

We introduce AcuityBench, a benchmark for evaluating whether language models identify the appropriate urgency of care from user medical presentations. Existing health benchmarks emphasize medical question answering, broad health interactions, or narrow workflow-specific triage tasks, but they do not offer a unified evaluation of acuity identification across these settings. AcuityBench addresses this gap by harmonizing five public datasets spanning user conversations, online forum posts, clinical
arXiv 80d ago Research Safety & alignmentHealthcare

Gradient-Free Noise Optimization for Reward Alignment in Generative Models

Existing reward alignment methods for diffusion and flow models rely on multi-step stochastic trajectories, making them difficult to extend to deterministic generators. A natural alternative is noise-space optimization, but existing approaches require backpropagation through the generator and reward pipeline, limiting applicability to differentiable settings. To address this, here we present ZeNO (Zeroth-order Noise Optimization), a gradient-free framework that formulates noise optimization as a
arXiv 81d ago Research Safety & alignment

Rethinking external validation for the target population: Capturing patient-level similarity with a generative model

Background: External validation is essential for assessing the transportability of predictive models. However, its interpretation is often confounded by differences between external and development populations. This study introduces a framework to distinguish model deficiencies from case-mix effects. Method: We propose a framework that quantifies each external patient's similarity to the development data and measures performance in subgroups with varying levels of alignment to the development di
arXiv 81d ago Research Safety & alignmentHealthcare

Leveraging RAG for Training-Free Alignment of LLMs

Large language model (LLM) alignment algorithms typically consist of post-training over preference pairs. While such algorithms are widely used to enable safety guardrails and align LLMs with general human preferences, we show that state-of-the-art alignment algorithms require significant computational resources while being far less capable of enabling refusal guardrails for recent agentic attacks. Thus, to improve refusal guardrails against such attacks without drastically increasing computatio
arXiv 81d ago Research Safety & alignmentAgents & autonomy

Interpretability Can Be Actionable

Interpretability aims to explain the behavior of deep neural networks. Despite rapid growth, there is mounting concern that much of this work has not translated into practical impact, raising questions about its relevance and utility. This position paper argues that the central missing ingredient is not new methods, but evaluation criteria: interpretability should be evaluated by actionability--the extent to which insights enable concrete decisions and interventions beyond interpretability resea
arXiv 81d ago Research Safety & alignment

Training-Free Cultural Alignment of Large Language Models via Persona Disagreement

Large language models increasingly mediate decisions that turn on moral judgement, yet a growing body of evidence shows that their implicit preferences are not culturally neutral. Existing cultural alignment methods either require per-country preference data and fine-tuning budgets or assume white-box access to model internals that commercial APIs do not expose. In this work, we focus on this realistic black-box, public-data-only regime and observe that within-country sociodemographic disagreeme
arXiv 81d ago Research Safety & alignment

TrajPrism: A Multi-Task Benchmark for Language-Grounded Urban Trajectory Understanding

Urban mobility is naturally expressed both as trajectories in space and as natural-language descriptions of travel intent, constraints, and preferences. However, prior work rarely evaluates these two modalities together on the same real-world trajectories: trajectory modeling often stays geometry-centric, while language-centric mobility benchmarks frequently target route planning and tool use rather than fine-grained, verifiable alignment between text and the underlying route. We introduce TrajP
arXiv 81d ago Research Safety & alignment

Intrinsic Guardrails: How Semantic Geometry of Personality Interacts with Emergent Misalignment in LLMs

Fine-tuning Large Language Models (LLMs) on benign narrow data can sometimes induce broad harmful behaviors, a vulnerability termed emergent misalignment (EM). While prior work links these failures to specific directions in the activation space, their relationship to the model's broader persona remains unexplored. We map the latent personality space of LLMs through established psychometric profiles like the Big Five, Dark Triad, and LLM-specific behaviors (e.g. evil, sycophancy), and show that t
arXiv 81d ago Research Safety & alignment

The Open-Box Fallacy: Why AI Deployment Needs a Calibrated Verification Regime

AI deployment in sensitive domains such as health care, credit, employment, and criminal justice is often treated as unsafe to authorize until model internals can be explained. This often leads to an excessive reliance on mechanistic interpretability to address a deployment challenge beyond its intended scope. We argue that the gate should instead be calibrated verification: authorization should be domain-scoped, independently checkable, monitored after release, accountable, contestable, and rev
arXiv 81d ago Research Safety & alignmentJobs & economy

Acceptance Cards:A Four-Diagnostic Standard for Safe Fine-Tuning Defense Claims

Safe fine-tuning defenses are often endorsed on the basis of a held-out gap reduction, but the same reduction can come from sampling noise, subject artifacts, capability loss, or a mechanism that does not transfer. We introduce Acceptance Cards: an evaluation protocol, a documentation object, an executable audit package, and a claim-specific evidential standard for safe fine-tuning defense claims. The protocol checks statistical reliability, fresh semantic generalization, mechanism alignment, an
arXiv 81d ago Research Safety & alignmentHealthcare

Position: Let's Develop Data Probes to Fundamentally Understand How Data Affects LLM Performance

Data is fundamental to large language models (LLMs). However, understanding of what makes certain data useful for different stages of an LLM workflow, including training, tuning, alignment, in-context learning, etc., and why, remains an open question. Current approaches rely heavily on extensive experimentation with large public datasets to obtain empirical heuristics for data filtering and dataset construction. These approaches are compute intensive and lack a principled way of understanding th
arXiv 81d ago Research Safety & alignment

Phoenix-VL 1.5 Medium Technical Report

We introduce Phoenix-VL 1.5 Medium, a 123B-parameter natively multimodal and multilingual foundation model, adapted to regional languages and the Singapore context. Developed as a sovereign AI asset, it demonstrates that deep domain adaptation can be achieved with minimal degradation to broad-spectrum intelligence and alignment. Continued pretraining was performed on Mistral Medium 3.1 using a localized 1-trillion tokens multimodal corpus, followed by a 250-billion tokens long-context extension
arXiv 81d ago Research Safety & alignment

Positive Alignment: Artificial Intelligence for Human Flourishing

Existing alignment research is dominated by concerns about safety and preventing harm: safeguards, controllability, and compliance. This paradigm of alignment parallels early psychology's focus on mental illness: necessary but incomplete. What we call Positive Alignment is the development of AI systems that (i) actively support human and ecological flourishing in a pluralistic, polycentric, context-sensitive, and user-authored way while (ii) remaining safe and cooperative. It is a distinct and n
arXiv 81d ago Research RegulationSafety & alignment

E-TCAV: Formalizing Penultimate Proxies for Efficient Concept Based Interpretability

TCAV (Testing with Concept Activation Vectors) is an interpretability method that assesses the alignment between the internal representations of a trained neural network and human-understandable, high-level concepts. Though effective, TCAV suffers from significant computational overhead, inter-layer disagreement of TCAV scores, and statistical instability. This work takes a step toward addressing these challenges by introducing E-TCAV, a framework for efficient approximation of TCAV scores, whic
arXiv 81d ago Research Safety & alignment

TRACE: Distilling Where It Matters via Token-Routed Self On-Policy Alignment

On-policy self-distillation (self-OPD) densifies reinforcement learning with verifiable rewards (RLVR) by letting a policy teach itself under privileged context. We find that when this guidance spans the full response, all-token KL spends gradients on mostly redundant positions and amplifies privileged-information leakage, causing entropy rise, shortened reasoning, and out-of-distribution degradation in long-horizon math training. We propose Token-Routed Alignment for Critical rEasoning (TRACE),
arXiv 81d ago Research RegulationSafety & alignment

ProteinOPD: Towards Effective and Efficient Preference Alignment for Protein Design

Designing proteins with desired functions or properties represents a core goal in synthetic biology and drug discovery. Recent advances in protein language models (PLMs) have enabled the generation of highly designable protein sequences, while preference alignment provides a promising way to steer designs toward desired functions and properties. Nevertheless, they often trigger catastrophic forgetting of pretrained knowledge, degrading basic designability and failing to balance multiple competin
arXiv 81d ago Research Safety & alignmentHealthcare

Metis: Learning to Jailbreak LLMs via Self-Evolving Metacognitive Policy Optimization

Red teaming is critical for uncovering vulnerabilities in Large Language Models (LLMs). While automated methods have improved scalability, existing approaches often rely on static heuristics or stochastic search, rendering them brittle against advanced safety alignment. To address this, we introduce Metis, a framework that reformulates jailbreaking as inference-time policy optimization within an adversarial Partially Observable Markov Decision Process (POMDP). Metis employs a self-evolving metac
arXiv 81d ago Research RegulationSafety & alignment

EchoDistill:Alignment Noisy-to-Clean Self-Distillation for Robust Audio LLMs

Audio Large Language Models (ALLMs) are highly vulnerable to real-world noise, which often induces severe semantic drift and hallucinations. Existing robustness methods primarily rely on waveform-level acoustic enhancement, answer-level supervision, or the internal suppression of noise representations. To address these issues, we propose echodistill, an alignment-based noisy-to-clean self-distillation framework. Echodistill leverages a frozen clean-audio teacher to provide semantic references fo
arXiv 81d ago Research Safety & alignment

Dimensional Balance Improves Large Scale Spatiotemporal Prediction Performance

Accurate spatiotemporal pattern analysis is critical in fields such as urban traffic, meteorology, and public health monitoring. However, existing methods face performance bottlenecks, typically yielding only incremental gains and often exhibiting limited cross-domain transferability. We analyze this bottleneck through spatial and temporal entropy measures, which are used as diagnostic indicators of spatiotemporal complexity mismatch rather than as guarantees that entropy alignment alone yields
arXiv 81d ago Research Safety & alignmentHealthcare

Guided Streaming Stochastic Interpolant Policy

Inference-time guidance is essential for steering generative robot policies toward dynamic objectives without retraining, yet existing methods are largely confined to chunk-based architectures that exhibit high latency and lack the reactivity needed for test-time preference alignment or obstacle avoidance. In this work, we formally derive the optimal guidance term for Stochastic Interpolants (SI) by analyzing the value function's time evolution via the Backward Kolmogorov Equation, establishing
arXiv 81d ago Research RegulationSafety & alignment

Pseudo-Deliberation in Language Models: When Reasoning Fails to Align Values and Actions

Large language models (LLMs) are often evaluated based on their stated values, yet these do not reliably translate into their actions, a discrepancy termed "value-action gap." In this work, we argue that this gap persists even under explicit reasoning, revealing a deeper failure mode we call "Pseudo-Deliberation": the appearance of principled reasoning without corresponding behavioral alignment. To study this systematically, we introduce VALDI, a framework for measuring alignment between stated
arXiv 81d ago Research Safety & alignment

Flag Varieties: A Geometric Framework for Deep Network Alignment

Alignment, the tendency of adjacent weight matrices in deep networks to develop compatible subspace orientations, underlies gradient flow, Neural Collapse, and representation similarity across architectures. Despite extensive empirical documentation, these phenomena have resisted unified theoretical treatment: existing explanations are post-hoc, each fitted to a specific observation with whatever mathematics is at hand. We reverse this direction by deriving the mathematical structure that layerw
arXiv 81d ago Research Safety & alignment

EvoPref: Multi-Objective Evolutionary Optimization Discovers Diverse LLM Alignments Beyond Gradient Descent

Gradient-based preference optimization methods for large language model (LLM) alignment suffer from preference collapse, converging to narrow behavioral modes while neglecting preference diversity. We introduce EvoPref, a multi-objective evolutionary algorithm that maintains populations of Low-Rank Adaptation (LoRA) adapters optimized across helpfulness, harmlessness, and honesty objectives using Non-dominated Sorting Genetic Algorithm II (NSGA-II) selection with archive-based diversity preserva
arXiv 82d ago Research Safety & alignment

The Wittgensteinian Representation Hypothesis: Is Language the Attractor of Multimodal Convergence?

Understanding why independently trained neural networks from different modalities converge toward shared representations, and where this convergence leads, remains an open question in representation learning. All existing evidence relies on symmetric similarity measures, which can detect convergence but are structurally blind to its direction. We introduce directional convergence analysis using cycle-kNN, an asymmetric alignment measure, applied across dozens of independently trained unimodal mo
arXiv 82d ago Research Safety & alignment

RuPLaR : Efficient Latent Compression of LLM Reasoning Chains with Rule-Based Priors From Multi-Step to One-Step

The Chain-of-Thought (CoT) paradigm, while enhancing the interpretability of Large Language Models (LLMs), is constrained by the inefficiencies and expressive limits of natural language. Latent Chain-of-Thought (latent CoT) reasoning, which operates in a continuous latent space, offers a promising alternative but faces challenges from structural complexities in existing multi-step or multi-model paradigms, such as error propagation and coordination overhead. In this paper, we introduce One-Model
arXiv 82d ago Research Safety & alignment

How LLMs Are Persuaded: A Few Attention Heads, Rerouted

Language models can be persuaded to abandon factual knowledge. This vulnerability is central to AI safety, but its internal mechanism remains poorly understood. We uncover a compact causal mechanism for persuasion-induced factual errors. A small set of mid-layer attention heads almost entirely determines the model's answer. These heads write answer options into a low-dimensional polyhedron, with options occupying distinct vertices. Persuasion does not blur belief or merely reduce confidence; it
arXiv 82d ago Research Safety & alignment
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