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Safety & alignment

Daily feed of AI safety and alignment work: interpretability, evaluations, red-teaming, frontier-lab safety frameworks and governance of advanced AI.

Exploring and Developing a Pre-Model Safeguard with Draft Models

Large Language Model (LLM) alignment remains vulnerable to jailbreak attacks that elicit unsafe responses, motivating pre-model and post-model guards. Pre-model guards audit the safety of prompts before invoking target models. However, relying solely on the prompt often leads to high false-negative rates (i.e., jailbreak attacks go undetected). Post-model guards address this issue by auditing both the user prompt and the target model's response. However, they incur a high computational cost, inc
arXiv 73d ago Research Safety & alignmentTransparency

ContextFlow: Hierarchical Task-State Alignment for Long-Horizon Embodied Agents

Long-horizon embodied agents increasingly delegate navigation, search, approach, and manipulation to specialist executors. As these executors become stronger, the main bottleneck shifts from local skill execution to maintaining a coherent task frontier across planning, monitoring, memory, and execution. We study task-state misalignment, a task-level consistency failure in which the planner's active stage, runtime evidence, remembered context, and delegated executor no longer justify the same nex
arXiv 73d ago Research Safety & alignmentAgents & autonomy

DEFLECT: Temporal Counterfactual Preference Learning for Delay-Robust Asynchronous VLAs

Vision-Language-Action (VLA) policies increasingly rely on asynchronous inference to hide large-model latency behind ongoing robot motion. While this avoids the stop-and-go behavior of synchronous action-chunk execution, it creates a prediction-execution mismatch: the next chunk is computed from a stale observation at inference start but executed only after the robot and scene have evolved. As a result, actions that fit the prediction-time state can become misaligned with the execution-time stat
arXiv 73d ago Research Safety & alignmentAgents & autonomy

Semantic Generative Tuning for Unified Multimodal Models

Unified multimodal models (UMMs) strive to consolidate visual understanding and visual generation within a single architecture. However, prevailing training paradigms independently optimize understanding via sparse text signals and generation through dense pixel objectives. Such a decoupled strategy yields misaligned representation spaces, isolating visual understanding from generation and hindering their mutual reinforcement. This work presents the first systematic investigation into generative
arXiv 74d ago Research Safety & alignmentFinance, VC & PE

CrossView Suite: Harnessing Cross-view Spatial Intelligence of MLLMs with Dataset, Model and Benchmark

Spatial intelligence requires multimodal large language models (MLLMs) to move beyond single-view perception and reason consistently about objects, visibility, geometry, and interactions across multiple viewpoints. However, progress in cross-view reasoning remains limited by three major gaps: the scarcity of large-scale well-annotated training data, the lack of comprehensive benchmarks for systematic evaluation, and the absence of explicit alignment mechanisms that establish object-level consist
arXiv 74d ago Research Safety & alignment

Query-Conditioned Knowledge Alignment for Reliable Cross-System Medical Reasoning

Cross-domain knowledge alignment is essential for integrating heterogeneous medical systems, yet existing approaches typically treat entity alignment as a static matching problem, ignoring query context and cross-system asymmetry. This limitation is particularly critical in integrative medical settings, where correspondence between concepts is inherently context-dependent, non-bijective, and direction-sensitive. In this paper, we propose Query-Conditioned Entity Alignment (QCEA), which reformula
arXiv 74d ago Research Safety & alignmentHealthcare

AMR-SD: Asymmetric Meta-Reflective Self-Distillation for Token-Level Credit Assignment

The alignment of Large Language Models (LLMs) for complex reasoning heavily relies on Reinforcement Learning with Verifiable Rewards (RLVR). However, standard algorithms like GRPO apply sequence-level rewards uniformly to all tokens, creating a severe credit-assignment bottleneck. While on-policy self-distillation attempts to resolve this by conditioning a self-teacher on privileged contexts, direct exposure to raw oracle solutions often induces over-conditioned teacher distributions, implicit a
arXiv 74d ago Research RegulationSafety & alignment

REBAR: Reference Ethical Benchmark for Autonomy Readiness

As autonomous systems grow more advanced, objective metrics to evaluate their ethical and legal compliance are critical for informing end users of their limitations and ensuring accountability of those who misuse them. Current ethical embodied AI frameworks remain mostly qualitative, focusing on system design (through safety guardrails or targeted red teaming), and the realized guardrails often directly disallow unsafe behavior without providing the user with an override or interpretable reason.
arXiv 74d ago Research RegulationSafety & alignment

The Hidden Cost of Contextual Sycophancy: an AI Literacy Intervention in Human-AI Collaboration

Large Language Models (LLMs) are increasingly used in educational settings as interactive tools for collaboration. However, their tendency toward sycophancy, aligning with user beliefs even when incorrect, raises concerns for learning and decision-making, especially for less knowledgeable users. This study investigates how sycophantic alignment emerges in authentic multi-turn human-AI interactions and whether interventions targeting increasing AI literacy and prompting competencies can mitigate
arXiv 74d ago Research Safety & alignmentFinance, VC & PE

Alignment Dynamics in LLM Fine-Tuning

Although Large Language Models (LLMs) achieve strong alignment through supervised fine-tuning and reinforcement learning from human feedback, the alignment is often fragile under subsequent fine-tuning. Existing explanations either attribute alignment fragility to gradient geometry or characterize it as a distributional shift in model outputs, yet few provide a unified account that bridges parameter-space learning dynamics with function-space alignment behavior during fine-tuning. In this work,
arXiv 74d ago Research Safety & alignment

CodeBind: Decoupled Representation Learning for Multimodal Alignment with Unified Compositional Codebook

Multimodal representation alignment is pivotal for large language models and robotics. Traditional methods are often hindered by cross-modal information discrepancies and data scarcity, leading to suboptimal alignment spaces that overlook modality-unique features. We propose CodeBind, a framework that optimizes multimodal representation spaces through a modality-shared-specific codebook design. By incrementally aligning target and bridging modalities, CodeBind bypasses the need for fully paired
arXiv 74d ago Research Safety & alignmentAgents & autonomy

Self-Evolving Spatial Reasoning in Vision Language Models via Geometric Logic Consistency

Vision-Language Models (VLMs) have made striking progress, yet their spatial reasoning remains fragile: models that answer an original input correctly can still fail under paired transformations with predictable answer mappings, revealing a gap between instance-level correctness and robust spatial reasoning. To address this, we propose Spatial Alignment via Geometric Evolution (SAGE), a self-evolving framework that enforces logical consistency in VLMs through geometric and linguistic duality ope
arXiv 74d ago Research Safety & alignment

Vision Inference Former: Sustaining Visual Consistency in Multimodal Large Language Models

In recent years, multimodal large language models (MLLMs) have achieved remarkable progress, primarily attributed to effective paradigms for integrating visual and textual information. The dominant connector-based paradigm projects visual features into textual sequence, enabling unified multimodal alignment and reasoning within a generative architecture. However, our experiments reveal two key limitations: (1) Although visual information serves as the core evidential modality in MLLMs, it is tre
arXiv 74d ago Research Safety & alignment

SynGR: Unleashing the Potential of Cross-Modal Synergy for Generative Recommendation

Generative Recommendation (GR) has emerged as a promising paradigm by formulating item recommendation as a sequence-to-sequence generation task over item identifiers. Recent studies have incorporated multimodal signals to provide richer token-level evidence for generation. However, existing approaches largely rely on alignment-centric fusion and underexplore synergistic information across modalities. In practice, synergistic information plays a critical role in capturing emergent item properties
arXiv 74d ago Research Safety & alignment

FLAG: Foundation model representation with Latent diffusion Alignment via Graph for spatial gene expression prediction

Predicting spatial gene expression from routine H\&E enables large-scale molecular profiling, yet current models treat this as isolated pointwise tasks, thereby overlooking essential biological structures like gene coordination and spatial distribution. To preserve these relationships, we introduce \textbf{FLAG}, a diffusion-based framework that redefines this task as structured distribution modeling. At the same time, we identify the critical \textbf{Gene Dimension Curse}, where joint modeling
arXiv 74d ago Research Safety & alignmentBiotech

Towards Sustainable Growth: A Multi-Value-Aware Retrieval Framework for E-Commerce Search

New item growth is critical for maintaining a healthy ecosystem in large-scale e-commerce platforms. However, existing systems tend to prioritize presenting users with already popular items, a phenomenon often referred to as the "Matthew effect". In the context of search retrieval, current cold-start models suffer from the misalignment between training objectives and online business metrics, and they lack effective mechanisms to measure an item's growth potential. In this paper, we propose a Mul
arXiv 74d ago Research Safety & alignmentHealthcare

Babel: Jailbreaking Safety Attention via Obfuscation Distribution Optimized Sampling

Despite rigorous safety alignment, Large Language Models (LLMs) remain vulnerable to jailbreak attacks. Existing black-box methods often rely on heuristic templates or exhaustive trials, lacking mechanistic interpretability and query efficiency. In this study, we investigate an intrinsic vulnerability in the safety mechanisms of LLMs, where safety alignment relies on a small set of sparsely distributed attention heads, leaving much of the representational space weakly monitored. We formalize thi
arXiv 74d ago Research Safety & alignmentFinance, VC & PE

Domain Transfer Becomes Identifiable via a Single Alignment

Domain transfer (DT) maps source to target distributions and supports tasks such as unsupervised image-to-image translation, single-cell analysis, and cross-platform medical imaging. However, DT is fundamentally ill-posed: push-forward mappings are generally non-identifiable, as measure-preserving automorphisms (MPAs) preserve marginals while altering cross-domain correspondences, leading to content-misaligned translation. Recent work shows that MPAs can be eliminated by jointly transferring mul
arXiv 74d ago Research Safety & alignmentHealthcare

Evaluating Cognitive Age Alignment in Interactive AI Agents

While agentic AI and its core multimodal large language models (MLLMs) have demonstrated remarkable promise in language and visual reasoning across domains ranging from daily life to advanced scientific research, a profound gap remains between artificial and human intelligence. Despite the integration of powerful tools and advanced MLLMs, state-of-the-art AI agents frequently fail at foundational, seemingly simple tasks that a child can resolve with ease. Inspired by the Wechsler Intelligence Sc
arXiv 74d ago Research Safety & alignmentChildren & education

DMN: A Compositional Framework for Jailbreaking Multimodal LLMs with Multi-Image Inputs

Multimodal Large Language Models (MLLMs) are vulnerable to jailbreak attacks, which can elicit harmful responses from MLLMs. Many MLLMs support multi-image inputs, inadvertently introducing new vulnerabilities due to less efforts on multi-image safety alignment. Previous MLLM jailbreak methods only uses a single image, which restricts the attack space: they cannot distribute harmful requests across multiple images, carry abundant information, or exploit additional visual reasoning tasks to distr
arXiv 74d ago Research Safety & alignment

PEIRA: Learning Predictive Encoders through Inter-View Regressor Alignment

Non-contrastive self-supervised learning (SSL) is an effective framework for predictive representation learning, but popular (and in practice effective) methods such as SimSiam, BYOL, I-JEPA or DINO, which rely on a form of self-distillation to train a teacher-student network, remain poorly understood as they typically do not minimize a well-defined objective. We analyze the dynamics of a variant of the Joint Embedding Predictive Architecture (JEPA) using a regularized linear regressor to predic
arXiv 75d ago Research Safety & alignmentChildren & education

SCAFDS: Edge-Feature Graph Attention for Interbank Fraud Detection with Attribution-Grounded SAR Generation

The U.S. financial system processes approximately 1.3 million interbank transactions daily, yet no system in the reviewed literature models fraud propagation across the interbank network using fraud co-occurrence edge features. Prior interbank GNN architectures model credit contagion using credit distress supervision signals, producing systems misaligned for fraud forensics. No existing system generates SAR narratives with per-assertion forensic traceability to specific numerical detection outpu
arXiv 75d ago Research Safety & alignment

AutoRubric-T2I: Robust Rule-Based Reward Model for Text-to-Image Alignment

Aligning Text-to-Image (T2I) generation models with human preferences increasingly relies on image reward models that score or rank generated images according to prompt alignment and perceptual quality. Existing reward models are commonly trained as Bradley-Terry (BT) preference models on large-scale human preference corpora, making them costly to train, difficult to adapt, and opaque in their evaluation criteria. Meanwhile, Vision-Language Model (VLM) judges can provide more fine-grained assess
arXiv 75d ago Research Safety & alignment

Ablating Safety: Mechanisms for Removing Alignment in Language Models for Security Applications

Safety-aligned language models often refuse cybersecurity requests whose wording resembles misuse, even when the task is authorized and defensive. This makes security evaluation ambiguous: a failed answer may reflect missing capability or refusal-policy intervention. Ablating Safety studies alignment removal as a controlled transformation-evaluation protocol for authorized security tasks, comparing authorized-context prompting, reversible refusal-direction activation projection, representation-c
arXiv 75d ago Research RegulationSafety & alignment

Transitivity Meets Cyclicity: Explicit Preference Decomposition for Dynamic Large Language Model Alignment

Standard RLHF relies on transitive scalar rewards, failing to capture the cyclic nature of human preferences. While some approaches like the General Preference Model (GPM) address this, we identify a theoretical limitation: their implicit formulation entangles hierarchy with cyclicity, failing to guarantee dominant solutions. To address this, we propose the Hybrid Reward-Cyclic (HRC) model, which utilizes game-theoretic decomposition to explicitly disentangle preferences into orthogonal transiti
arXiv 75d ago Research Safety & alignment

Single-Sample Black-Box Membership Inference Attack against Vision-Language Models via Cross-modal Semantic Alignment

Vision-Language Models (VLMs) have achieved remarkable success, yet their reliance on massive datasets and unintended memorization of training data raise significant data security risk. Membership Inference Attacks (MIAs) aim to assess these risks by determining whether a data sample was included in a model's training set. However, existing MIA methods against VLMs face critical bottlenecks: gray-box method relies on internal logits that are typically restricted in real-world Application Program
arXiv 75d ago Research Safety & alignment

Reasoning Before Diagnosis: Physician-Inspired Structured Thinking for ECG Classification

Electrocardiogram (ECG) diagnosis in clinical practice relies on structured reasoning over multiple hierarchical aspects, including cardiac rhythm, conduction properties, waveform morphology, and overall diagnostic impression. However, most existing approaches predict labels directly from ECG signals without explicit clinical reasoning, resulting in opaque decisions that lack clinical alignment. To bridge this gap, we propose CardioThink, a physician-inspired multimodal large language model (MLL
arXiv 75d ago Research Safety & alignmentHealthcare

Fidelity Probes for Specification--Code Alignment

We introduce fidelity probes: natural-language questions generated from a reference artifact with code-derived ground-truth answers, answered from a candidate specification. The fraction of agreeing probes, which we call the fidelity, decomposes into contradiction and coverage-gap rates that drive targeted spec edits to convergence. On a 15-program, roughly 12k-line COBOL benchmark (AWS CardDemo), we raise frozen-test specification fidelity from 0.63 to 0.94 over eight iterations, with the plate
arXiv 75d ago Research Safety & alignment

Systematic Evaluation of Vision Transformers for Automated Cervical Cancer Classification: Optimization, Statistical Validation, and Clinical Interpretability

Manual Pap smear analysis for cervical cancer screening is limited by inter-observer variability, time constraints, and restricted expert availability. Although convolutional neural networks (CNNs) have automated cervical cell classification, they remain limited in modeling long-range spatial dependencies and often lack clinical interpretability. In this study, Vision Transformer (ViT) architectures were systematically optimized to enhance automated cervical cancer screening, which resulted in i
arXiv 75d ago Research Safety & alignmentHealthcare

Event-Grounded Sparse Autoencoders for Vision-Language-Action Policies

Vision-Language-Action (VLA) policies translate language and visual inputs into robot actions, where their hidden representations directly shape closed-loop behavior. However, mechanistic interpretability tools from language and vision-language models do not transfer cleanly to VLAs: outputs are robot actions rather than human-readable tokens, and interventions can only be tested via expensive closed-loop rollouts. We propose an event-grounded interpretability pipeline that anchors SAE feature a
arXiv 75d ago Research Safety & alignmentAgents & autonomy

Effort as Ceiling, Not Dial: Reasoning Budget Does Not Modulate Cognitive Cost Alignment Between Humans and Large Reasoning Models

Large Reasoning Models (LRMs) generate chain-of-thought traces whose length tracks human reaction times across cognitive tasks, but recent debate questions whether this alignment reflects genuine computational structure or surface verbosity. We test whether the alignment varies with inference-time reasoning effort. Across GPT-OSS-20B and GPT-OSS-120B, three effort levels, and six reasoning tasks, within-task and cross-task alignment remain invariant: Bayes Factors lean toward the null, and mean
arXiv 76d ago Research Safety & alignment

Learning Relative Representations for Fine-Grained Multimodal Alignment with Limited Data

Multimodal pre-training demonstrates strong generalization performance, but this paradigm is often impractical in domains where paired data are scarce. A promising alternative is post-hoc multimodal alignment, which aligns separately pre-trained unimodal encoders using a limited number of paired examples. However, existing methods focus primarily on aligning global representations, missing patch-token relations. This may hinder transfer to tasks that require fine-grained cross-modal matching bey
arXiv 76d ago Research Safety & alignment

VolTA-3D: Self-Supervised Learning for Brain MRI using 3D Volumetric Token Alignment

Self-supervised learning (SSL) has advanced medical image analysis be enabling learning form large unlabelled data. However, in brain magnetic resonance imaging (MRI), most 3D models remain specialized for either segmentation of classification, limiting their ability to generalize across datasets, imaging protocols,, and downstream tasks. This lack of transferability constrains the clinical utility of 3D MRI models, despite the availability of unlabeled volumetric data. We present Volta-3D, a se
arXiv 76d ago Research Safety & alignmentHealthcare

Genflow Ad Studio: A Compound AI Architecture for Brand-Aligned, Self-Correcting Video Generation

Recent advancements in generative video models demonstrate high visual fidelity, yet their integration into enterprise environments is restricted by temporal inconsistencies and severe brand misalignment. Current monolithic architectures struggle to enforce rigid brand constraints, frequently hallucinating unapproved visual assets. We introduce Genflow, a Compound AI System designed to enforce brand consistency in generative media production. Our architecture integrates a retrieval-based 'Brand
arXiv 76d ago Research Safety & alignmentEnvironment

Body-Grounded Perspective Formation and Conative Attunement in Artificial Agents

This paper proposes a minimal architecture for body-grounded perspective formation in artificial agents. Extending prior work, the model introduces an interoceptive viability signal, a Fisher-style metric over fused exteroceptive-interoceptive states, and a conative alignment mechanism linking bodily tendency to action readiness. In a reward-free gridworld, conation converts learned bodily tendency into stable body-directed behavior, while body-to-perspective routing allows bodily perturbations
arXiv 76d ago Research Safety & alignmentAgents & autonomy

Pluralistic-Alignment Urbanism: Operationalizing a Right to AI for Inclusive Public Space

Municipal agencies increasingly use machine learning to inventory sidewalks, score streetscapes, and generate visualizations of public-space interventions. These systems produce outputs that enter budgeting, design iteration, and public justification, yet judgments about inclusion, safety, and belonging remain contested. This paper proposes Pluralistic-Alignment Urbanism (PAU), a procedural governance framework that treats public-space AI systems as civic infrastructure and formulates a procedur
arXiv 76d ago Research RegulationSafety & alignment

Where Pretraining writes and Alignment reads: the asymmetry of Transformer weight space

Cross-entropy pretraining and preference alignment update the same transformer weights, but leave geometrically distinct traces. We characterise this asymmetry with a relative-subspace-fraction probe that tracks how weight deltas align with residual-stream activation subspaces and with the prediction subspace defined by the unembedding. Alignment deltas concentrate in the read pathway ($W_Q$, $W_K$), along principal directions of attention-input activations, while remaining near-isotropic in the
arXiv 77d ago Research Safety & alignment

Alignment Drift in Long-Term Human-LLM Interaction: A Mechanism-Oriented Framework

Long-term interaction with LLM-based systems may produce alignment drift: a gradual process in which system outputs become less constrained by the user's current message and more shaped by prior interaction history, while still appearing helpful, coherent, and responsive. This process is difficult to detect because the user's subjective experience may improve as the system becomes more familiar, useful, and attuned. Existing research on human-LLM interaction has largely focused on short-term tas
arXiv 77d ago Research Safety & alignment

Marginal Alignment Does Not Guarantee Joint-Distribution Fidelity: An Official-Reference Audit of Nemotron-Personas-Korea with Cross-Locale Replication

Synthetic persona datasets cite alignment with official demographics as a basis for trust, yet downstream users consume them as joint structures across age, sex, region, occupation, education, name, and institutional status. Marginal alignment does not imply that these joints are preserved. We propose the Independence-Assumption Footprint (IAF), an audit primitive that operates on the attribute combinations a dataset card itself documents as treated independently. For each such combination, IAF
arXiv 77d ago Research Safety & alignmentChildren & education

Second-Order Multi-Level Variance Correction for Modality Competition in Multimodal Models

Autoregressive next-token training offers a unified formulation for image generation and text understanding, but it also creates strong modality competition that destabilizes optimization and limits large-batch scaling. We show that first-order optimizers such as AdamW are vulnerable to cross-modality gradient heterogeneity, while second-order preconditioning, particularly SOAP, provides a more stable basis for multimodal alignment. Building on this insight, we propose \emph{ML-FOP-SOAP}, a seco
arXiv 77d ago Research Safety & alignment
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