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Regulation

Every AI regulation development as it happens: EU AI Act implementation, US federal and state action, UK, China and international standards.

Towards an automated AI-based framework for floor plan compliance checks for residential buildings

To improve residents' well-being in Australia's urban areas, governments have introduced policy reforms such as SEPP65, BADS, and SPP7.3 to enhance apartment design quality. These regulations require precise geometric and spatial analysis to evaluate health-related features, including daylight access, natural ventilation, privacy, and space efficiency. However, compliance checking remains challenging due to its manual, time-intensive nature. Additionally, evolving policies limit scalability for
arXiv 68d ago Research RegulationPrivacy

Credit-assigned Policy Gradient for Early Stage Retrieval in Two-stage Ranking

Large-scale search, recommendation, and retrieval-augmented generation (RAG) systems typically employ a two-stage architecture: an early-stage ranker (ESR) generates a candidate set, which is subsequently re-ranked by a late-stage ranker (LSR). While there are many reinforcement learning (RL) methods for training the LSR, end-to-end training of the ESR has proven challenging. In particular, naive application of "vanilla" policy gradient (V-PG) is not scalable for candidate-set sizes relevant for
arXiv 68d ago Research Regulation

VeriTrace: Evolving Mental Models for Deep Research Agents

Deep research agents face vast, interdependent, and pervasively uncertain information. Existing systems explore what evolving intermediate representations should look like, but leave their evolution to the LLM's implicit reasoning. Without explicit regulation, the intermediate layer is easily contaminated by mixed-quality information and propagates errors along its dependencies, so model scale often ends up substituting for absent regulation. We argue that an agent's mental model should instead
arXiv 68d ago Research RegulationAgents & autonomy

OASIS: Observation-Action Space Alignment via SE(3) Trajectory Prediction for Robotic Manipulation

Recent vision-language-action (VLA) models and world action models (WAMs) advance robotic manipulation by enriching intermediate representations with auxiliary spatial features or future visual-state prediction. However, these representations largely remain within the observation space and do not share the rigid-body geometry of the action space, forcing the action decoder to implicitly recover this geometry. We propose OASIS, a visuomotor policy that aligns the intermediate representation with
arXiv 68d ago Research RegulationSafety & alignment

KYA: A Framework-Agnostic Trust Layer for Autonomous Systems with Verifiable Provenance and Hierarchical Policy Composition

KYA (Know Your Agents) is an open-source, framework-agnostic trust and governance layer for autonomous systems, composed of five primitives: (1) a four-gate inbound apply pipeline; (2) an only-tighten composition algebra over a three-channel multi-tenant hierarchy; (3) KYP (Know Your Principal), a schema-level unification of trust scoring across human users, AI agents, and service accounts; (4) auditable interaction-multiplier amplification over an AIVSS-shaped additive baseline; and (5) two-axi
arXiv 69d ago Research RegulationAgents & autonomy

Whose Alignment? Comparing LLM Process Alignment Across Diverse Organizational Decision Contexts

Steerable pluralism requires a model to faithfully represent one specified perspective. Organizations are a natural setting for this demand, since they deploy LLMs to make decisions that must reflect their own policy. Yet, most existing work fixes that perspective at the level of individuals or demographic groups. We rely on a decision-policy capturing method to measure process alignment in organizational settings, assessing whether an LLM faithfully reproduces the organization's decision policy
arXiv 69d ago Research RegulationSafety & alignment

Inverting the Shield: Systematically Generating Safety Tests from Policy Specifications

The widespread integration of Large Language Models (LLMs) necessitates rigorous and systematic safety evaluation. Existing paradigms either rely on constructed benchmarks to assess safety from predefined perspectives, or employ dynamic red-teaming to probe potential vulnerabilities. While effective, these approaches face challenges, as they depend heavily on expert domain knowledge, offer limited systematic guarantees, and are vulnerable to rapid obsolescence. To address these limitations, we i
arXiv 70d ago Research RegulationSafety & alignment

Generative AI as a Design Variable: An Evidence-Centered Framework for Principled Governance in STEM Assessment

Generative Artificial Intelligence (GenAI) presents a governance challenge for STEM assessment. Unrestricted GenAI access enables task outsourcing that undermines the validity of traditional assessments; blanket prohibitions are difficult to enforce, may push use underground, and do little to prepare students for workplaces where GenAI-supported workflows are increasingly common. This paper addresses this dilemma by proposing a framework grounded in Evidence-Centered Design (ECD) that treats Gen
arXiv 70d ago Research RegulationChildren & education

Specifying AI-SDLC Processes: A Protocol Language for Human-Agent Boundaries

AI agents now participate as first-class team members across the software development lifecycle, yet no specification language exists for expressing the human-agent responsibility boundaries, approval gates, and governance constraints this collaboration requires. Existing approaches encode process in agent prompts (subject to drift), target adjacent domains (workflow management, business processes), or address only fragments (access control, approval gates). We propose a domain-specific language
arXiv 70d ago Research RegulationAgents & autonomy

Agent Manufacturing: Foundation-Model Agents as First-Class Industrial Entities

Manufacturing has passed through four widely recognized paradigms - mechanization, electrification, programmable automation, and Smart Manufacturing - each defined by the kind of work it shifted from humans to machines. In every case, one layer of industrial work remained fundamentally human: the coordinative cognition of production, comprising the interpretive, allocative, diagnostic, negotiative, and governance work exercised by engineers, planners, and operational managers. We argue that a fi
arXiv 70d ago Research RegulationJobs & economy

Who judges the judges? Governance from metrics: a runtime framework for continuous LLM compliance monitoring

Current approaches to AI compliance treat conformity as a binary, audit-time verdict rather than a continuous, measurable property of production systems. We argue that this compliance fiction is structurally ill-suited to the requirements of the EU AI Act, which demands ongoing human oversight and the detection of emergent behavioural drift in deployed systems. We introduce governance from metrics, a principle whereby regulatory compliance is derived as a continuous signal from runtime observabi
arXiv 70d ago Research RegulationTransparency

Fundamental Limitation in Explaining AI

While large-scale models such as LLMs and diffusion models have achieved practical success, public institutions have emphasized the importance of explainability in AI. Existing methods for explaining AI, however, are not designed to provide completely faithful explanations of the behavior of large-scale AI systems. Although a completely faithful and interpretable explanation of the behavior of an AI system might be useful for AI governance, it has not been known whether providing such an explana
arXiv 70d ago Research RegulationTransparency

The Governance Inversion Hypothesis: Why More AI Regulation May Produce Less Organisational Control

This paper introduces the Governance Inversion Hypothesis (GIH) to explain a growing paradox in artificial intelligence (AI) governance: under conditions of increasing regulatory expansion and technological complexity, organisations may become more formally governed while simultaneously experiencing a decline in operational control over AI systems. Existing AI governance frameworks generally assume that stronger regulation improves accountability, oversight, and organisational control. This pape
arXiv 70d ago Research RegulationTransparency

From Replacement to Orchestration: A Socio-Technical Architecture for Agentic AI in Corporate R&D

Purpose: Corporate R&D faces a persistent productivity paradox: rising investment and expanding scientific knowledge have not translated into proportional innovation output. In pharmaceuticals this is captured as Eroom's Law; analogous patterns appear across engineering, materials science, and healthcare. The core cause is not insufficient tools but cognitive saturation: researchers spend an increasing share of their effort on coordination, documentation, and data governance -- hidden work that
arXiv 70d ago Research RegulationJobs & economy

Auditable Climate Risk Intelligence from Fragmented ESG Data: Deterministic Orchestration and Imbalance-Aware Learning for Scope 1-3 Validation

ESG and climate risk data remain fragmented across heterogeneous Scope 1, Scope 2, and Scope 3 reporting environments, while conventional validation pipelines lack provenance aware auditability, hidden drift detection, and reproducibility oriented governance. This paper proposes a deterministic climate risk intelligence framework integrating single source of truth orchestration, temporal anomaly detection, imbalance aware ensemble learning, and explainability oriented governance for auditable ES
arXiv 70d ago Research RegulationTransparency

Is Decentralized AI Governable? From Regulative Policy to Constitutive Protocol

Every major framework for governing artificial intelligence presupposes an identifiable entity -- a developer, deployer, or operator -- who can be held responsible and compelled to comply. Decentralized AI (DeAI) dissolves this presupposition. We analyze DeAI as a six-layer decentralizing stack -- model, training, compute, harness, identity, and ownership -- and show how partial decentralization across layers compounds into what we call the \emph{governance vacuum}: a condition in which AI syste
arXiv 70d ago Research Regulation

FoodMonitor: Benchmarking MLLMs for Explainable Compliance Analysis

As AI-powered compliance monitoring becomes increasingly important in public governance and industrial safety, the ability to provide verifiable evidence and traceable accountability signals is essential. However, existing video anomaly detection datasets focus on event-level binary classification, lacking the rule-driven, explainable analysis required for real-world compliance scenarios. We introduce FoodMonitor, a benchmark for explainable compliance analysis in commercial kitchen surveillance
arXiv 70d ago Research RegulationPrivacy

Balancing Fairness, Privacy, and Accuracy: A Multitask Adversarial Framework for Centralized Data-Driven Systems

The integration of fairness and privacy in centralized data-driven applications is critical, especially as these systems increasingly influence sectors with significant societal impact. Current methods rarely address privacy, fairness, and accuracy together, which can potentially compromise ethical standards and privacy regulations. However, balancing these three objectives is quite challenging since each of objective often imposes conflicting requirements on the design and training of models, m
arXiv 71d ago Research Bias & fairnessRegulation

From Frontier to Shadow AI: A Simmering Threat to Assurance and Security in Critical Infrastructure

Frontier AI systems, including large language models and emerging agentic AI tools, offer significant operational benefits but present unique challenges to critical infrastructure (CI) environments due to their non-deterministic and emergent properties. While formal adoption is inherently cautious and tightly controlled due to strict regulatory oversight, widespread accessibility has catalysed shadow AI: the unsanctioned use of frontier AI outside established organisational controls. In CI setti
arXiv 71d ago Research RegulationAgents & autonomy

A governance horizon for ethical-use constraints in open-weight AI models

Ethical constraints on open-weight AI models are both a reflection of societal concerns and a foundation for AI governance policy. They are expected to propagate to downstream derivatives while implemented as voluntary metadata disclosures that must be restated at each generation of reuse. We audit 2,142,823 model repositories on Hugging Face Hub to test whether this disclosure-based governance infrastructure can sustain traceability across deep model lineages. Restriction evidence decays with a
arXiv 71d ago Research RegulationTransparency

Modernizing User Privacy Preference Measurement through GPPI: A GDPR-aligned Privacy Preference Item Bank

Privacy measurement instruments (e.g., CFIP, IUIPC, PAQ) predate GDPR by over a decade and measure privacy concerns, distinct from preferences for regulatory protections (e.g., data portability, erasure, automated decision-making rights). This leaves practitioners without tools to assess whether users value the GDPR mechanisms implemented in compliant policies. We developed a GDPR-grounded privacy preference measurement item bank by extracting 669 statements from all 99 GDPR articles, validated
arXiv 71d ago Research RegulationPrivacy

How Well Do Models Follow Their Constitutions?

Frontier AI developers now train models against long written behavioral specifications, such as Anthropic's constitution (Anthropic, 2025a) and OpenAI's Model Spec (OpenAI, 2025a), integrated into post-training via methods like character training (Anthropic, 2024) and deliberative alignment (Guan et al., 2024). These documents serve a governance function, but it is unclear how well models actually follow them under adversarial, multi-turn pressure similar to what they would face in real-world de
arXiv 71d ago Research RegulationSafety & alignment

Knowledge Graph Modulated Deep Learning for Limited-Sample Clinical Data Analysis

Biological systems are governed by structured molecular interactions, where pathways, regulatory circuits, and functional gene relationships shape cellular behavior and disease progression. Much of this knowledge is naturally represented as graphs. However, most biomedical AI models cannot directly use graph-encoded biological knowledge and instead require compressed low-dimensional representations, which can lose important structure and reduce performance, especially in limited-sample clinical
arXiv 71d ago Research RegulationHealthcare

Palette: A Modular, Controllable, and Efficient Framework for On-demand Authorized Safety Alignment Relaxation in LLMs

Current safety alignment of foundation models largely follows a \emph{one-size-fits-all} paradigm, applying the same refusal policy across users and contexts. As a result, models may refuse requests that are unsafe for general users but legitimate for authorized professionals, limiting helpfulness in specialized professional settings. Existing approaches either require costly realignment or rely on inference-time steering that suffers from imprecise control and added latency. To this end, we pro
arXiv 71d ago Research RegulationSafety & alignment

Benchmarking LLMs for Community Governance Simulation with Life-history Narratives

Effective community governance hinges on understanding what specific residents think and need. Recent work has used large language models (LLMs) to simulate human respondents, offering a scalable, reproducible way to study human attitudes and behaviors at low cost. However, these studies typically prompt the model with just a few demographic variables (age, gender, income), simulating only general role types. This is insufficient for community governance, where decisions depend on the views of s
arXiv 71d ago Research Regulation

One Policy, Infinite NPCs: Persona-Traceable Shared RL Policies for Scalable Game Agents

On a 300-persona life-simulation benchmark, pcsp achieves compositional zero-shot persona identification up to 17x above chance, Spearman rho approx 0.73 semantic-behavioral alignment, and 22x faster inference than an LLM-as-policy baseline. Life simulation games require hundreds to thousands of non-player characters (NPCs) that behave consistently with distinct personalities while remaining controllable through designer-authored natural language. Existing methods fail on constraints like person
arXiv 71d ago Research RegulationSafety & alignment

Precise: SDE-Consistent Stochastic Sampling for RL Post-Training of Flow-Matching Models

Reinforcement learning (RL) has become an effective way to improve prompt alignment and perceptual quality in diffusion and flow-matching generators. A critical step for applying online RL to flow matching is turning the deterministic sampling trajectory into a stochastic policy, typically by replacing the reverse-time Ordinary Differential Equation (ODE) with a Stochastic Differential Equation (SDE). The stochastic sampler, controlling the exploration behavior and denoising dynamics, is thus pa
arXiv 71d ago Research RegulationSafety & alignment

Heterogeneous Multi-Agent Modeling for Measurement and Network Analysis of the Data Service Market

With the increasing complexity of collaboration among various social entities and user demands, the factors affecting the stable development of the data service market are also growing. These factors include the widespread dissemination of information enhancing subjective consciousness, the continuous improvement in intelligence, and the complexification of structural relationships. To achieve effective governance and regulation of the data service market, it is crucial to conduct simulation exp
arXiv 71d ago Research RegulationAgents & autonomy

Ontological Knowledge Blocks: Executable Compliance and Profile-Based Validation for Trustworthy AI Systems

AI-enabled services deployed in critical digital infrastructure are subject to governance obligations spanning transparency, accountability, fairness, and traceability. Compliance today remains documentation-centric: obligations are described in prose, audits rely on static checklists, and verification depends on manual review. Such approaches do not scale to automated AI systems. This paper introduces Ontological Knowledge Blocks (OKBs), a programmable governance infrastructure that compiles re
arXiv 72d ago Research Bias & fairnessRegulation

Infra-Bayesian Reinforcement Learning Agents Outperform Classical RL For Worst-Case Robustness

Classical reinforcement learning assumes the agent interacts with a fixed environment whose behavior does not depend on the agent's policy. This assumption breaks down in non-realizable settings where other actors might anticipate the agent's behavior, including environments crucial to AI safety, where the agent interacts with predictors, humans, other AI agents, and institutions. In such settings, the agent's model class fails to capture the world in which it operates. Under such misspecificati
arXiv 72d ago Research RegulationSafety & alignment

Dream machine -- the next creative economy

We examine the structural transformation of creative industries under generative artificial intelligence, drawing on 374 primary sources spanning policy documents, industry data, creator surveys, and platform analytics. Beginning with the December 2024 release of OpenAI's Sora video model as a watershed event, we trace the historical pattern of creative resistance to technological disruption, then develop an analytical framework -- the Human-AI Agency Continuum for mapping the spectrum of human
arXiv 72d ago Research RegulationJobs & economy

One-Way Policy Optimization for Self-Evolving LLMs

Reinforcement Learning with Verifiable Rewards (RLVR) has become a promising paradigm for scaling reasoning capabilities of Large Language Models (LLMs). However, the sparsity of binary verifier rewards often leads to low efficiency and optimization instability. To stabilize training, existing methods typically impose token-level constraints relative to a reference policy. We identify that such constraints penalize deviations indiscriminately; this can flip verifier-determined direction when the
arXiv 72d ago Research Regulation

Efficient Agentic Reasoning Through Self-Regulated Simulative Planning

How should an agent decide when and how to plan? A dominant approach builds agents as reactive policies with adaptive computation (e.g., chain-of-thought), trained end-to-end expecting planning to emerge implicitly. Without control over the presence, structure, or horizon of planning, these systems dramatically increase reasoning length, yielding inefficient token use without reliable accuracy gains. We argue efficient agentic reasoning benefits from decomposing decision-making into three system
arXiv 73d ago Research RegulationAgents & autonomy

ECPO: Evidence-Coupled Policy Optimization for Evidence-Certified Candidate Ranking

Ranking systems used in decision-support settings should not only order candidates but also expose evidence that can be independently checked. We study evidence-certified candidate ranking: given an intent_id, a predefined plan skeleton, a window-local candidate roster, and text-derived candidate trajectories with span provenance, a system must output a Top-K list together with doc_id:span evidence certificates whose cited spans are sufficient to recover the decision. We instantiate this task on
arXiv 73d ago Research Regulation

Machine Learning as Performative Materialist Practice: Thirteen Theses on the Epistemology, Methodology, and Politics of Applied ML

Machine learning practice in institutional decision-support contexts -- government, public policy, public health, criminal justice, resource allocation -- rests on a set of largely unexamined epistemological commitments inherited from classical statistics and computer science: that models represent stable regularities, that validation can be context-free, that performance metrics are politically neutral, and that feature importance reveals system structure. This paper challenges these commitment
arXiv 73d ago Research RegulationHealthcare

From Licensing to Open Access: Designing a Sustainable Transition in Operational Weather Data

This translational article documents the European Centre for Medium-Range Weather Forecasts (ECMWF) transition from a restricted data licensing model to open access under CC BY 4.0, completed in October 2025. The policy context included EU open data requirements and alignment with international data exchange frameworks. The transition was implemented through a tiered service model that kept core forecast data open while offering operationally supported delivery as a cost-recovered service. Betwe
arXiv 73d ago Research RegulationSafety & alignment

Hierarchical Variational Policies for Reward-Guided Diffusion

Adapting pretrained diffusion models to downstream objectives such as inverse problems often requires expensive test-time guidance or optimization. We propose a principled framework for generating high-quality reward-aligned samples at substantially reduced inference cost. Our approach formulates test-time adaptation as a hierarchical variational model, where control is amortized into a lightweight yet expressive stochastic policy. This formulation naturally supports few-step diffusion sampling:
arXiv 73d ago Research Regulation

AOP-Wiki EMOD 3.0: Data Model Expansions and Content Evaluation Framework for Using Agentic AI to Improve Integration between AOPs and New Approach Methodologies (NAMs)

Adverse Outcome Pathways (AOP) are logic models that causally link biological mechanisms that can be measured in a lab to adverse outcomes, relevant to chemical regulatory endpoints. AOPs contextualize new approach methodologies (NAMs), in vitro and in silico methods used as alternatives to animal testing and the sequential events in an AOP serve as multi-scale models spanning biological scales. The AOP-Wiki serves as the global repository for AOPs. While the AOP-Wiki has played a central role i
arXiv 73d ago Research RegulationAgents & autonomy

CR4T: Rewrite-Based Guardrails for Adolescent LLM Safety

Large language models (LLMs) are increasingly embedded in adolescent digital environments, mediating information seeking, advice, and emotionally sensitive interactions. Yet existing safety mechanisms remain largely grounded in adult-centric norms and operationalize safety through refusal-oriented suppression. While such approaches may reduce immediate policy violations, they can also create conversational dead-ends, limit constructive guidance, and fail to address the developmental vulnerabilit
arXiv 73d ago Research RegulationEnvironment

PREFINE: Preference-Based Implicit Reward and Cost Fine-Tuning for Safety Alignment

We address the problem of making a pre-trained reinforcement learning (RL) policy safety-aware by incorporating cost constraints without retraining it from scratch. While costs could be numerically encoded, we assume a more general setting is when costs are provided as preferences. Given a reward-optimized policy and a small dataset of preferred (low-cost) and dispreferred (high-cost) trajectories, our goal is to fine-tune the policy to generate low-cost behaviors while retaining high rewards. U
arXiv 73d ago Research RegulationSafety & alignment
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