Research · RSS feed
New papers on fairness, safety, alignment and governance.
Sequential Fairness Auditing with Limited Output Access
External evaluations are becoming increasingly central to the governance of AI systems. In practice, however, independent auditors often have limited access to deployed models and must rely on query-based interactions. Most existing fairness evaluation methods assume static datasets and fixed-sample statistical tests, making them poorly suited to real-world auditing scenarios in which evidence must be collected sequentially under query constraints. In this work, we formulate fairness auditing as
Accelerometry-Derived Digital Biomarkers for Cardiometabolic Risk: A Population-Representative Tabular Benchmark with Uncertainty Quantification
Structured tabular data dominates clinical medicine, yet existing benchmarks fail to reflect real-world properties like complex survey sampling, demographic oversampling, and subgroup fairness. We introduce the NHANES Accelerometry Cardiometabolic Benchmark, derived from NHANES 2003-2006, comprising 1,381 adults with hip-worn accelerometry, fasting laboratory biomarkers, dietary intake, and anthropometrics. We evaluate three tabular learning methods -- ridge regression, XGBoost, and the foundati
Supervised machine learning classifiers for schizophrenia and bipolar disorder using speech and language: a systematic review, meta-analysis, and novel quality assessment framework
This paper presents a systematic review and meta-analysis of 62 studies that developed speech- and language-based AI for severe mental illnesses (SMI) (i.e., characterized by substantial communication problems affecting speech production and language). We employed a random-effects meta-analysis using Restricted Maximum Likelihood (REML). We evaluated these studies using our proposed rigorous 16-item quality assessment framework, grouped into three domains: Study Design, Fairness and Explainabili
Adaptive Financial Transformer with Regime-Gated Attention for Stock Return Prediction
Adaptive Financial Transformer (AFT) is proposed for stock return prediction under non-stationary financial markets. The model incorporates a Market Regime Encoder, an Adaptive Gate Network, and an Adaptive Financial Context module to dynamically bias self-attention based on semantic relationships between financial indicators. Unlike conventional Transformer architectures that treat all input features uniformly, the proposed approach groups 95 engineered financial features into 11 semantic categ
Deterministic Decisions for High-Stakes AI. A Zero-Egress Pipeline with the Deployability of RAG and the Accuracy of Machine Learning
We identify intervention bias as a previously unquantified failure mode of zero-shot large-language-model (LLM) educational advisory agents: without task-specific training, they recommend action when a hindsight-optimal oracle policy mandates inaction. In a six-arm ablation on the Open University Learning Analytics Dataset (N=800 students, four temporal cutoffs), at day 56 -- when the oracle designates 70.1% of students as needing no intervention -- zero-shot GPT-4o recommends action for 73%, a
Fairness Attacks on Recommender Systems
The unfairness of recommender systems has become a topic of concern due to its significant social and ethical implications. Although existing works have shown the effectiveness of attacks on the performance of recommender systems (e.g., promotion and demotion attack), the study of fairness attacks on recommender systems remains largely under-explored. To this end, we propose a novel structure-aware reinforcement learning-based fairness attack method designed to exacerbate the unfairness of targe
Aristotelian Virtue Profiling of LLMs through Ethical Dilemmas
Large Language Models (LLMs) often face ethical tradeoffs in which several responses may be defensible but express different priorities, such as fairness, honesty, courage, or restraint. We introduce VirtueMap, a framework for describing these patterns through an Aristotelian virtue-ethics lens. Instead of asking for a single correct answer, VirtueMap asks humans or LLMs to rank all five responses to each of seven general, non-lethal, non-political, and non-religious ethical dilemmas. To define
Reproducing FACTER: Fairness via Conformal Thresholding and Prompt Repair
Fayyazi et al. (2025) recently proposed FACTER, a model-agnostic framework designed to jointly enforce fairness and statistical coverage in LLM-based recommendation through conformal thresholding and iterative prompt repair. In this work, we conduct a reproducibility study of the FACTER framework across diverse architectures and dataset sparsity levels, evaluating both the original open-ended generation task and a constrained re-ranking extension. Under the strict reproduction, we observe a dive
Generative AI Literacy Training Improves Intelligence Analysts' Discrimination of Real and AI-Generated Images
Across social and online platforms, people are increasingly exposed to AI-generated images. As a consequence, the task of distinguishing AI-generated from authentic images is becoming a central challenge for information ecosystems. While humans perform better than chance, accuracy falls short of many operational needs. Initial evidence shows that visually oriented training can improve deepfake detection but does not improve participants' ability to identify real images as real. Here, we investig
Cognitive Episodes in LLM Reasoning Traces Enable Interpretable Human Item Difficulty Prediction
Predicting human item difficulty is central to educational assessment, where reliable estimates support fairness and effective test construction. Existing methods often depend on costly human calibration or item-level textual representations, providing limited evidence about the cognitive processes that make items difficult. We argue that difficulty should be viewed not only as a property of item text, but also as an observable consequence of the problem-solving burden an item induces. Large Rea
Dangerous Liaisons of Convex Learning and Non-Affine Aggregation
Last-iterate convergence and generalization guarantees in first-order convex learning hinge on the monotonicity of the update operator. While linear averaging preserves the monotonicity of gradient updates, this property is often violated when gradients are aggregated non-affinely, as in modern pipelines enforcing constraints like adaptivity, privacy, robustness or fairness. Whether it is possible to design non-affine aggregation rules that maintain monotonicity has remained an open question. We
Fair Classification with Efficient and Post-hoc Controllable Fairness-Accuracy Trade-off
Post-hoc controllability of fair machine learning models, the ability to control the trade-off between fairness and accuracy after training, is valuable for practical deployment. Existing post-processing methods provide such post-hoc controllability but often suffer from significant accuracy degradation, whereas in-processing methods achieve efficient trade-offs but require computationally expensive retraining for each change in trade-off ratio. To achieve both post-hoc controllability and effic
Adaptive Utility driven Resource Orchestration for Resilient AI (AURORA-AI)
Modern AI systems are increasingly deployed under non-stationary computational, demographic, and operational conditions in which static resource allocation strategies degrade both predictive performance and human-centric properties such as fairness and explainability. This paper presents AURORA-AI, an Adaptive Utility-driven Resource Orchestration framework for Resilient AI that unifies Hamilton-Jacobi-Bellman feedback control, Lyapunov-based stability monitoring, and a fairness-aware composite
Retrieval-Warmed Energy-Based Reasoning: A Five-Arm Ablation Methodology for Diffusion-as-Inference on Structured Reasoning Tasks
Warm-started diffusion samplers accelerate iterative inference, but it is rarely clear which part of the pipeline carries the gain. We study \textbf{retrieval-warmed energy-based reasoning (RW-EBR)} -- an IRED energy-based diffusion model \cite{du2024ired} augmented with a Modern Hopfield trajectory memory -- and contribute a \textbf{five-arm ablation methodology} (oracle, best-constant, per-query-random, shuffled, aligned) that separates three confounded effects: class-prior bias shift, stochas
Scoring Is Not Enough: Addressing Gaps in Utility-fairness Trade-offs for Ranking
Scoring functions are used to represent the relevance of individual documents. In modern information retrieval or recommendation systems, they are often learned from data and play a pivotal role in ranking sets of documents or items in a way that maximizes utility to a query or user. With the recent interest in algorithmic fairness, the success of scoring has naturally led to methods that learn scores that simultaneously trade off fairness and utility. In this work, we show that in stark contras
Detect, Unlearn, Restore: Defending Text Summarization Models Against Data Poisoning
Training-time data poisoning during fine-tuning poses a significant threat to large language models (LLMs) deployed for abstractive text summarization, where small task-specific datasets exert disproportionate influence on model behavior. In this setting, adversaries manipulate fine-tuning data to induce persistent summarization failures, such as biased or harmful summaries, while preserving standard evaluation metrics. We present a unified post-hoc defense framework for detecting and remediatin
Statistical and Structural Approaches to Algorithmic Fairness
Modern machine learning systems have outgrown their origins as isolated predictive constructs, evolving into complex socio-technical architectures that actively mediate human opportunity. As algorithms increasingly determine access to economic and social opportunities, it has become widely recognized that these systems are deeply embedded with the structural inequalities and prejudices of their environments. The field of algorithmic fairness emerged in response to the growing recognition that mo
FLUX3D: High-Fidelity 3D Gaussian Generation with Diffusion-Aligned Sparse Representation
Sparse voxel representation has emerged as a scalable foundation for image-to-3D Gaussian Splatting (3DGS) generation, yet current methods struggle to preserve high-frequency visual details of input images due to two structural bottlenecks. First, they adopt discriminative 2D features optimized for semantic abstraction to construct sparse voxel latents, which suppress reconstructive cues and induce a representation bottleneck. Second, in the generation stage, standard diffusion transformers lack
MMed-Bench-IR: A Heterogeneous Benchmark for Multilingual Medical Information Retrieval
Retrieval-augmented generation (RAG) in clinical settings increasingly requires multilingual retrieval against predominantly English evidence corpora. Multilingual medical retrieval demands three capabilities: cross-lingual alignment, concept discrimination, and evidence retrieval. However, existing benchmarks evaluate these only in isolation, leaving the interaction between biomedical expertise and multilingual coverage unmeasured. We introduce MMed-Bench-IR, a benchmark designed to disentangle
Breaking the Filter Bubble: A Semantic Pareto-DQN Framework for Multi-Objective Recommendation
Recommender systems often induce filter bubbles and semantic homogenization by monolithically optimizing for immediate user engagement. Standard single-objective models, including traditional Deep Q-Networks, are ill-equipped to navigate the trade-offs between platform retention and critical societal values like information diversity and provider fairness. To address these limitations, we introduce a multi-objective reinforcement learning framework that formalizes recommendation as a semantic mu
Affective AI Safety: The Missing Piece in LLM Safety
AI safety research has focused predominantly on epistemic and physical harms (e.g., misinformation, bias, system reliability) while the risks that arise from AI systems' engagement with human emotional life have remained fragmented and undertheorised. We propose affective safety as a unified class of AI safety concerns grounded in the fact that humans are affective beings. We develop a taxonomy of affective harms and identify recurring harm types: (1) affective self-alienation, (2) fairness and
Physics-governed executable modelling of triboelectric nanogenerators
Predictive modelling of triboelectric nanogenerators (TENGs) remains fragmented across analytical theories, finite-geometry solvers and disconnected simulation workflows. These disparate approaches must be unified into an executable framework to advance quantitative TENG research.Here we introduce a charge-defined modelling framework and implement it as TENG-CLAW, a physics-governed platform for traceable TENG simulation. The framework establishes a self-consistent electrostatic hierarchy in whi
ScalingAttention: Discovering Intrinsic Sparse Attention Topology for Video Diffusion Transformers
While Diffusion Transformers (DiTs) have revolutionized high-fidelity video generation, their reliance on 3D full attention creates a quadratic computational bottleneck. Existing sparse methods face a dilemma: dynamic pruning suffers from prohibitive runtime overhead and memory fragmentation, while static heuristics fail to capture fine-grained dependencies. In this work, we propose ScalingAttention, a training-free framework grounded in a key inductive bias: while individual activations are inp
The Unseen Hand: Manipulating Model Fairness and SHAP with Targeted Identity Re-Association Attacks
As machine learning models grow more influential and opaque, algorithmic fairness and explainability are critical for ensuring accountability. However, we demonstrate that these auditing mechanisms are themselves vulnerable to subtle manipulation, camouflaging the influence of protected features. While prior work on data-agnostic attacks has exposed this vulnerability, they leave behind detectable artifacts that compromise their stealth. We introduce Targeted Identity Re-Association (TIRA) attac
Resume Screening, Fast and Slow: (Biased) AI Recommendations' Influence on Human Decision Making
AI is increasingly being used collaboratively with people to make decisions in high-stakes domains, but this new paradigm is still not well-understood in many respects -- particularly regarding how AI that replicates human social biases influences people's decision making processes and how that can influence outcomes. In this study, we analyzed the time people spend viewing candidate resumes from an experiment investigating biased AI resume screening to evaluate decision-making fairness and cogn
PeerCheck: Enhancing LLM-Generated Academic Reviews Towards Human-Level Quality
As academic submissions grow, the traditional peer review process struggles to keep up, raising concerns about quality and fairness. A trend of using large language models (LLMs) for assistance has emerged. In this work, we take a critical step toward improving the quality of LLM-generated reviews. We propose the PeerCheck framework, which investigates LLM-human review differences (RQ1) and explores methods to improve LLM-generated review quality (RQ2). We first analyzed the human-written review
Data Bias Mitigation under Coverage Constraints & The Price of Fairness
Machine learning models have been shown to exhibit discriminatory outcomes or degraded performance for individuals at the intersection of multiple sensitive attributes, such as race and gender. This stems in part from two interrelated challenges: the lack of principled measures for quantifying bias (potentially intersectional), and insufficient representation of intersectional subgroups in training data. We extend a recent bias mitigation framework to incorporate coverage constraints that enforc
A Variational Framework for LLM Generator-Regulator Games
This paper develops a variational framework for regulated language generation. Starting from autoregressive token sampling, we derive the induced distribution over complete messages and relate it to an entropy-regularized Gibbs law. Regulation is modeled as an optimal discriminator whose convex-dual value is an f-divergence, and the generator-regulator interaction is formulated as a saddle-point problem. The framework applies to moderation, censorship, AI deception detection, compliance auditing
Learning Fair Pareto-Optimal Policies in Multi-Objective Reinforcement Learning
Fairness is an important aspect of decision-making in multi-objective reinforcement learning (MORL), where policies must ensure both optimality and equity across multiple, potentially conflicting objectives. While single-policy MORL methods can learn fair policies for fixed user preferences using welfare functions such as the generalized Gini welfare function (GGF), they fail to provide the diverse set of policies necessary for dynamic or unknown user preferences. To address this limitation, we
No-Free-Fairness: Fundamental Limits and Trade-offs in Learning Systems
In this paper, we establish a set of theoretical impossibility results, termed the No-Free-Fairness theorems, that identify three fundamental sources of disparity in learning systems. First, we show that when a task exhibits irreducible cost on a subgroup, any decision rule must trade off overall performance with disparity, yielding an inherent fairness--cost frontier. Second, we prove that even in ideal, noise-free settings where a perfectly fair and accurate solution exists, finite-sample lear
Geometrical fairness in graph neural networks
Graph-based learning methods have become increasingly prominent due to their strong performance across diverse applications. Among these, recent frameworks grounded in diffusion processes provide a unifying perspective that extends traditional graph neural network formulations while addressing limitations of standard message-passing mechanisms. Despite these advances, concerns remain regarding the fairness of such models, as they may propagate or amplify biases present in the data. In this work,
SAGE: Retain-Aware Post-Hoc Sanitization of Final Unlearning Vector
Large Language Model (LLM) unlearning aims to remove undesirable knowledge or behaviors while preserving retained capabilities. Current unlearning methods all involve a trade-off between unlearning and retention. We have found that the retention activation bias can also be used to quantify the damage an unlearning method inflicts on retention, without considering the specific implementation of the unlearning process. This allows us to restore retention performance for any unlearning method using
Decoupling Semantics from Distortions: Multi-Scale Two-Stream Vision-Language Alignment for AI-Generated Image Quality Assessment
Existing vision-language model (VLM)-based AI-generated image quality assessment (AIGIQA) methods suffer from a fundamental semantic-distortion dimensional conflict: monolithic representations optimized for semantic discrimination inherently entangle compositional understanding with low-level perceptual sensitivity, rendering them blind to fine-grained quality degradations. We introduce MST-CLIPIQA, a multi-scale two-stream framework that achieves hierarchical vision-language alignment through e
AgentFairBench: Do LLM Agents Discriminate When They Act?
Large language model (LLM) agents increasingly take actions (screening applicants, recommending credit, triaging patients), yet fairness for LLMs is still measured by grading answers. We introduce AgentFairBench, a cheap, reproducible, multi-domain benchmark for demographic disparity in the actions of LLM agents. Grounded in a companion framework, the Bias Conduction Framework (BCF, restated here), it spans three regulator-anchored domains: hiring, lending, and medical triage. Synthetic, demogra
Using AI in engineering education: a balancing act, driven by clear purpose
Based on a questionnaire of 100 higher-education students, predominantly from engineering-related fields, and a critical review of recent literature, this chapter examines how students use and perceive Large Language Models (LLMs) in engineering education. Students primarily value LLMs for writing support, conceptual clarification, coding assistance, and brainstorming, while simultaneously expressing concerns about inaccuracies, bias, overreliance, academic integrity, and the burden of verificat
Entity Labels Are Not Entity Signals: A Framework for Observable Relevance in Document Re-Ranking
Entity-aware document retrieval uses query-associated entities as ranking signals, assuming that semantically relevant entities are also useful retrieval signals. We show this assumption is insufficient- and explain why. Unlike terms, which are ground-truth observations, entity links are hypotheses produced by an imperfect linker: an entity can be topically central yet provide no discriminative signal if the linker fires indiscriminately across relevant and non-relevant documents. We formalize t
Bridging Geographic Bias in Urban Streetscape Inference via Lifelong Learning with Visual-Semantic Pivoting
Visual perception of urban streetscapes underpins evidence-based decisions in landscape planning, public health, and place-making. Yet models trained on a few well-photographed metropolises systematically misjudge underrepresented districts, propagating geographic bias into downstream policy. We address this gap with HVSP-LL, a lifelong learning framework that couples a stratified visual-semantic pivoting module with an equity-aware rehearsal mechanism. The pivoting module organises landscape co
Beyond the Algorithm: Professional Experiences and Perceptions of AI Bias
The purpose of this qualitative multi-case study was to examine how social bias emerges, is perceived, and can be mitigated within artificial intelligence and machine learning systems by practitioners directly involved in their design, development, and governance. Although examples from healthcare, criminal justice, employment, and education were used to illustrate domains where automated systems shape everyday life, the study focused on the lived experiences and professional insights of AI prac
Separable Neural Architectures as Physical World Models: from Mathematical Theory to Applications
This work introduces the Separable Neural Architecture (SNA), a function representational class combining neural approximation with tensor decomposition. The SNA decouples localized coordinate functions (atoms) from global interactions governed by a sparse, low-rank interaction object. This architecture possesses a compact and smooth inductive bias well-suited for solving partial differential equations (PDEs). When viewed as a Galerkin trial space under the variational SNA (VSNA) framework, the
Jury Duty: Calibration and Orientation Failures in MLLM-as-a-Judge Under Cultural Ambiguity
MLLM-as-a-Judge is conventionally validated by agreement with human annotations, but this metric is undefined when the human pool is culturally heterogeneous. We introduce VOIR DIRE, a multimodal benchmark of 626 culturally paired image--prompt artifacts spanning U.S. and mainland Chinese contexts across food, fashion, and architecture, with annotator pools that are within-pool reliable (a = 0.86/0.74) but cross-pool divergent on evaluation (Q1 r = -0.12). Across six MLLMs, the bias decomposes i