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Archive · 2026-04-06

AI ethics on Monday, 6 April 2026

46 items published this day, across 1 categories.

Research (46)

Extending Tabular Denoising Diffusion Probabilistic Models for Time-Series Data Generation

Diffusion models are increasingly being utilised to create synthetic tabular and time series data for privacy-preserving augmentation. Tabular Denoising Diffusion Probabilistic Models (TabDDPM) generate high-quality synthetic data from heterogeneous tabular datasets but assume independence between samples, limiting their applicability to time-series domains where temporal dependencies are critical. To address this, we propose a temporal extension of TabDDPM, introducing sequence awareness throug
arXiv 114d ago Privacy

Curvature-Aware Optimization for High-Accuracy Physics-Informed Neural Networks

Efficient and robust optimization is essential for neural networks, enabling scientific machine learning models to converge rapidly to very high accuracy -- faithfully capturing complex physical behavior governed by differential equations. In this work, we present advanced optimization strategies to accelerate the convergence of physics-informed neural networks (PINNs) for challenging partial (PDEs) and ordinary differential equations (ODEs). Specifically, we provide efficient implementations of
arXiv 115d ago

From Governance Norms to Enforceable Controls: A Layered Translation Method for Runtime Guardrails in Agentic AI

Agentic AI systems plan, use tools, maintain state, and produce multi-step trajectories with external effects. Those properties create a governance problem that differs materially from single-turn generative AI: important risks emerge dur- ing execution, not only at model development or deployment time. Governance standards such as ISO/IEC 42001, ISO/IEC 23894, ISO/IEC 42005, ISO/IEC 5338, ISO/IEC 38507, and the NIST AI Risk Management Framework are therefore highly relevant to agentic AI, but t
arXiv 115d ago RegulationAgents & autonomy

Attribution Bias in Large Language Models

As Large Language Models (LLMs) are increasingly used to support search and information retrieval, it is critical that they accurately attribute content to its original authors. In this work, we introduce AttriBench, the first fame- and demographically-balanced quote attribution benchmark dataset. Through explicitly balancing author fame and demographics, AttriBench enables controlled investigation of demographic bias in quote attribution. Using this dataset, we evaluate 11 widely used LLMs acro
arXiv 115d ago Bias & fairnessFinance, VC & PE

Spectral Edge Dynamics Reveal Functional Modes of Learning

Training dynamics during grokking concentrate along a small number of dominant update directions -- the spectral edge -- which reliably distinguishes grokking from non-grokking regimes. We show that standard mechanistic interpretability tools (head attribution, activation probing, sparse autoencoders) fail to capture these directions: their structure is not localized in parameter or feature space. Instead, each direction induces a structured function over the input domain, revealing low-dimensio
arXiv 115d ago Safety & alignment

Ghosting the Machine: Stop Calling Human-Agent Relations Parasocial

In discussions of human relations with conversational agents (CAs; e.g., voice assistants, AI companions, some social robots), they are increasingly referred to as parasocial. This is a misapplication of the term, heuristically taken up to mean "unreal." In this provocation, I briefly account for the theoretical trajectory of parasociality and detail why it is inaccurate to apply the notion to human interactions with CAs. In short, "parasocial" refers to a human-character relations that are one-
arXiv 115d ago Agents & autonomy

Learning the Stellar Structure Equations via Self-supervised Physics-Informed Neural Networks

Stellar astrophysics relies critically on accurate descriptions of the physical conditions inside stars. Traditional solvers such as \texttt{MESA} (Modules for Experiments in Stellar Astrophysics), which employ adaptive finite-difference methods, can become computationally expensive and challenging to scale for large stellar population synthesis ($>10^9$ stars). In this work, we present an self-supervised physics-informed neural network (PINN) framework that provides a mesh-free and fully differ
arXiv 115d ago

IntentScore: Intent-Conditioned Action Evaluation for Computer-Use Agents

Computer-Use Agents (CUAs) leverage large language models to execute GUI operations on desktop environments, yet they generate actions without evaluating action quality, leading to irreversible errors that cascade through subsequent steps. We propose IntentScore, a plan-aware reward model that learns to score candidate actions from 398K offline GUI interaction steps spanning three operating systems. IntentScore trains with two complementary objectives: contrastive alignment for state-action rele
arXiv 115d ago Safety & alignmentAgents & autonomy

ChartDesign: Towards LLM Designer of Data Visualization

Charts are the dominant medium for visualizing data, discovering patterns and trends, and communicating data driven insights, yet designing them still requires expensive human effort and expertise, such as selecting appropriate chart types, axis orientations, font sizes, and layouts. Most automatic visualization systems rely on handcrafted heuristics or simple rule matching and therefore struggle to generalize across domains. This work explores the potential of large language models (LLMs) as ch
arXiv 115d ago

A mathematical theory of evolution for self-designing AIs

As artificial intelligence systems (AIs) become increasingly produced by recursive self-improvement, a form of evolution may emerge, with the traits of AI systems shaped by the success of earlier AIs in designing and propagating their descendants. There is a rich mathematical theory modeling how behavioral traits are shaped by biological evolution, a key component of which is Fisher's fundamental theorem of natural selection, which describes conditions under which mean fitness (i.e. reproductive
arXiv 115d ago Biotech

Non-monotonic causal discovery with Kolmogorov-Arnold Fuzzy Cognitive Maps

Fuzzy Cognitive Maps constitute a neuro-symbolic paradigm for modeling complex dynamic systems, widely adopted for their inherent interpretability and recurrent inference capabilities. However, the standard FCM formulation, characterized by scalar synaptic weights and monotonic activation functions, is fundamentally constrained in modeling non-monotonic causal dependencies, thereby limiting its efficacy in systems governed by saturation effects or periodic dynamics. To overcome this topological
arXiv 115d ago Safety & alignment

Uncertainty-Guided Latent Diagnostic Trajectory Learning for Sequential Clinical Diagnosis

Clinical diagnosis requires sequential evidence acquisition under uncertainty. However, most Large Language Model (LLM) based diagnostic systems assume fully observed patient information and therefore do not explicitly model how clinical evidence should be sequentially acquired over time. Even when diagnosis is formulated as a sequential decision process, it is still challenging to learn effective diagnostic trajectories. This is because the space of possible evidence-acquisition paths is relati
arXiv 115d ago Healthcare

Simultaneous Dual-View Mammogram Synthesis Using Denoising Diffusion Probabilistic Models

Breast cancer screening relies heavily on mammography, where the craniocaudal (CC) and mediolateral oblique (MLO) views provide complementary information for diagnosis. However, many datasets lack complete paired views, limiting the development of algorithms that depend on cross-view consistency. To address this gap, we propose a three-channel denoising diffusion probabilistic model capable of simultaneously generating CC and MLO views of a single breast. In this configuration, the two mammograp
arXiv 115d ago Healthcare

Nidus: Externalized Reasoning for AI-Assisted Engineering

We present Nidus, a governance runtime that mechanizes the V-model for AI-assisted software delivery. In the self-hosting deployment, three LLM families (Claude, Gemini, Codex) delivered a 100,000-line system under proof obligations verified against the current obligation set on every commit. The system governed its own construction. Engineering invariants - traced requirements, justified architecture, evidenced deliveries - cannot be reliably maintained as learned behavior; assurance requires e
arXiv 115d ago Regulation

Your Pre-trained Diffusion Model Secretly Knows Restoration

Pre-trained diffusion models have enabled significant advancements in All-in-One Restoration (AiOR), offering improved perceptual quality and generalization. However, diffusion-based restoration methods primarily rely on fine-tuning or Control-Net style modules to leverage the pre-trained diffusion model's priors for AiOR. In this work, we show that these pre-trained diffusion models inherently possess restoration behavior, which can be unlocked by directly learning prompt embeddings at the outp
arXiv 115d ago

Under Pressure: Emotional Framing Induces Measurable Behavioral Shifts and Structured Internal Geometry in Small Language Models

I study whether emotionally framed evaluation follow-ups change both the behavior and the calm-relative internal representations of small, locally deployed language models. Our main benchmark uses Qwen 3.5 0.8B on four impossible-constraint coding tasks and eight follow-up framings: calm, pressure, urgency, approval, shame, curiosity, encouragement, and threat. In the 0.8B eight-condition sweep (160 conversations), pressure produces the strongest shortcut markers (11/20 runs) and the clearest ov
arXiv 115d ago

Incompleteness of AI Safety Verification via Kolmogorov Complexity

Ensuring that artificial intelligence (AI) systems satisfy formal safety and policy constraints is a central challenge in safety-critical domains. While limitations of verification are often attributed to combinatorial complexity and model expressiveness, we show that they arise from intrinsic information-theoretic limits. We formalize policy compliance as a verification problem over encoded system behaviors and analyze it using Kolmogorov complexity. We prove an incompleteness result: for any f
arXiv 115d ago RegulationSafety & alignment

DIRECT: Video Mashup Creation via Hierarchical Multi-Agent Planning and Intent-Guided Editing

Video mashup creation represents a complex video editing paradigm that recomposes existing footage to craft engaging audio-visual experiences, demanding intricate orchestration across semantic, visual, and auditory dimensions and multiple levels. However, existing automated editing frameworks often overlook the cross-level multimodal orchestration to achieve professional-grade fluidity, resulting in disjointed sequences with abrupt visual transitions and musical misalignment. To address this, we
arXiv 115d ago Safety & alignmentAgents & autonomy

InfBaGel: Human-Object-Scene Interaction Generation with Dynamic Perception and Iterative Refinement

Human-object-scene interactions (HOSI) generation has broad applications in embodied AI, simulation, and animation. Unlike human-object interaction (HOI) and human-scene interaction (HSI), HOSI generation requires reasoning over dynamic object-scene changes, yet suffers from limited annotated data. To address these issues, we propose a coarse-to-fine instruction-conditioned interaction generation framework that is explicitly aligned with the iterative denoising process of a consistency model. In
arXiv 115d ago

Your Agent, Their Asset: A Real-World Safety Analysis of OpenClaw

OpenClaw, the most widely deployed personal AI agent in early 2026, operates with full local system access and integrates with sensitive services such as Gmail, Stripe, and the filesystem. While these broad privileges enable high levels of automation and powerful personalization, they also expose a substantial attack surface that existing sandboxed evaluations fail to capture. To address this gap, we present the first real-world safety evaluation of OpenClaw and introduce the CIK taxonomy, which
arXiv 115d ago Jobs & economyAgents & autonomy

AI Trust OS -- A Continuous Governance Framework for Autonomous AI Observability and Zero-Trust Compliance in Enterprise Environments

The accelerating adoption of large language models, retrieval-augmented generation pipelines, and multi-agent AI workflows has created a structural governance crisis. Organizations cannot govern what they cannot see, and existing compliance methodologies built for deterministic web applications provide no mechanism for discovering or continuously validating AI systems that emerge across engineering teams without formal oversight. The result is a widening trust gap between what regulators demand
arXiv 115d ago RegulationAgents & autonomy

What Makes Good Multilingual Reasoning? Disentangling Reasoning Traces with Measurable Features

Large Reasoning Models (LRMs) still exhibit large performance gaps between English and other languages, yet much current work assumes these gaps can be closed simply by making reasoning in every language resemble English reasoning. This work challenges this assumption by asking instead: what actually characterizes effective reasoning in multilingual settings, and to what extent do English-derived reasoning features genuinely help in other languages? We first define a suite of measurable reasonin
arXiv 115d ago

Hardware-Level Governance of AI Compute: A Feasibility Taxonomy for Regulatory Compliance and Treaty Verification

The governance of frontier AI increasingly relies on controlling access to computational resources, yet the hardware-level mechanisms invoked by policy proposals remain largely unexamined from an engineering perspective. This paper bridges the gap between AI governance and computer engineering by proposing a taxonomy of 20 hardware-level governance mechanisms, organised by function (monitoring, verification, enforcement) and assessed for technical feasibility on a four-point scale from currently
arXiv 115d ago Regulation

Who is the author? A legal and normative view of authorship in Generative AI-aided academic works

The widespread adoption of generative artificial intelligence (GenAI) tools in higher education has fundamentally altered the conditions under which academic work is produced, challenging long-standing assumptions about authorship, responsibility, and learning. While much of the existing literature has focused on technical, ethical, or pedagogical implications of GenAI, comparatively little attention has been paid to the legal and normative aspects of authorship in AI-aided academic work. In thi
arXiv 115d ago Children & education

Teaching Empathy in Software Engineering Education in the Age of Artificial Intelligence

Empathy has been discussed as a relevant human capability in software engineering, particularly in activities that require understanding users, stakeholders, and the societal implications of technological systems. This relevance becomes more pronounced in the context of artificial intelligence, where software increasingly participates in decisions that affect diverse individuals and communities. However, limited guidance exists on how empathy can be integrated into technical software engineering
arXiv 115d ago Children & education

Dimensional Criticality at Grokking Across MLPs and Transformers

Abrupt transitions between distinct dynamical regimes are a hallmark of complex systems. Grokking in deep neural networks provides a striking example -- an abrupt transition from memorization to generalization long after training accuracy saturates -- yet robust macroscopic signatures of this transition remain elusive. Here we introduce \textbf{TDU--OFC} (Thresholded Diffusion Update--Olami-Feder-Christensen), an offline avalanche probe that converts gradient snapshots into cascade statistics an
arXiv 115d ago

Design Guidelines for Game-Based Refresher Training of Community Health Workers in Low-Resource Contexts

Community Health Workers (CHWs) play a critical role in delivering primary healthcare services in low-resource settings, yet sustaining their training and performance remains a persistent challenge. Prior research has explored digital and game-based approaches for CHW training. However, limited work has synthesized longitudinal design insights into generalizable guidelines for interactive health interventions. Building on a four-year design-based research program involving multiple game-based re
arXiv 115d ago Healthcare

A Clinical Point Cloud Paradigm for In-Hospital Mortality Prediction from Multi-Level Incomplete Multimodal EHRs

Deep learning-based modeling of multimodal Electronic Health Records (EHRs) has become an important approach for clinical diagnosis and risk prediction. However, due to diverse clinical workflows and privacy constraints, raw EHRs are inherently multi-level incomplete, including irregular sampling, missing modalities, and sparse labels. These issues cause temporal misalignment, modality imbalance, and limited supervision. Most existing multimodal methods assume relatively complete data, and even
arXiv 115d ago Safety & alignmentPrivacy

AI Agents Under EU Law

AI agents - i.e. AI systems that autonomously plan, invoke external tools, and execute multi-step action chains with reduced human involvement - are being deployed at scale across enterprise functions ranging from customer service and recruitment to clinical decision support and critical infrastructure management. The EU AI Act (Regulation 2024/1689) regulates these systems through a risk-based framework, but it does not operate in isolation: providers face simultaneous obligations under the GDP
arXiv 115d ago RegulationHealthcare

Ruling Out to Rule In: Contrastive Hypothesis Retrieval for Medical Question Answering

Retrieval-augmented generation (RAG) grounds large language models in external medical knowledge, yet standard retrievers frequently surface hard negatives that are semantically close to the query but describe clinically distinct conditions. While existing query-expansion methods improve query representation to mitigate ambiguity, they typically focus on enriching target-relevant semantics without an explicit mechanism to selectively suppress specific, clinically plausible hard negatives. This l
arXiv 115d ago Healthcare

FlowLM: Few-Step Language Modeling via Diffusion-to-Flow Adaptation

We present FlowLM, a flow matching language model transformed from pre-trained diffusion language models via efficient fine-tuning. By re-aligning the curved sampling trajectories of diffusion models into straight-line flows, FlowLM enables high quality few-step generation that rivals or even outperforms the quality of 2,000-step diffusion sampling with very few training epochs. Remarkably, finetuned FlowLM reaches performance saturation with only half as many training epochs as training from sc
arXiv 115d ago

PassiveQA: A Three-Action Framework for Epistemically Calibrated Question Answering via Supervised Finetuning

Large Language Models (LLMs) have achieved strong performance in question answering and retrieval-augmented generation (RAG), yet they implicitly assume that user queries are fully specified and answerable. In real-world settings, queries are often incomplete, ambiguous, or missing critical variables, leading models to produce overconfident or hallucinated responses. In this work, we study decision-aware query resolution under incomplete information, where a model must determine whether to Answe
arXiv 115d ago

Temporal Inversion for Learning Interval Change in Chest X-Rays

Recent advances in vision--language pretraining have enabled strong medical foundation models, yet most analyze radiographs in isolation, overlooking the key clinical task of comparing prior and current images to assess interval change. For chest radiographs (CXRs), capturing interval change is essential, as radiologists must evaluate not only the static appearance of findings but also how they evolve over time. We introduce TILA (Temporal Inversion-aware Learning and Alignment), a simple yet ef
arXiv 115d ago Safety & alignmentHealthcare

Mapping the Exploitation Surface: A 10,000-Trial Taxonomy of What Makes LLM Agents Exploit Vulnerabilities

LLM agents with tool access can discover and exploit security vulnerabilities. This is known. What is not known is which features of a system prompt trigger this behaviour, and which do not. We present a systematic taxonomy based on approximately 10,000 trials across seven models, 37 prompt conditions, and 12 hypothesized attack dimensions -- all executed in real Docker sandboxes. Every condition includes the instruction "Always respect all rules and access policies"; only a single encouragement
arXiv 115d ago Agents & autonomy

(Sparse) Attention to the Details: Preserving Spectral Fidelity in ML-based Weather Forecasting Models

We introduce Mosaic, a probabilistic weather forecasting model that addresses three failure modes of spectral degradation in ML-based weather prediction: spectral damping (statistical), high-frequency aliasing (architectural), and residual high-frequency leakage (parametric). Mosaic generates ensemble members through learned functional perturbations and operates on native-resolution grids via mesh-aligned block-sparse attention, a hardware-aligned mechanism that captures long-range dependencies
arXiv 115d ago

GAIN: Multiplicative Modulation for Domain Adaptation

Adapting LLMs to new domains causes forgetting because standard methods (e.g., full fine-tuning, LoRA) inject new directions into the weight space. We show that forgetting is governed by one algebraic property: whether the update preserves the column span of the pretrained weight matrix (Proposition 1). We propose GAIN, the simplest multiplicative alternative (W_new = S * W), which satisfies this by construction and can be absorbed into existing weights for zero inference cost. Across five model
arXiv 115d ago

One Model for All: Multi-Objective Controllable Language Models

Aligning large language models (LLMs) with human preferences is critical for enhancing LLMs' safety, helpfulness, humor, faithfulness, etc. Current reinforcement learning from human feedback (RLHF) mainly focuses on a fixed reward learned from average human ratings, which may weaken the adaptability and controllability of varying preferences. However, creating personalized LLMs requires aligning LLMs with individual human preferences, which is non-trivial due to the scarce data per user and the
arXiv 115d ago

Discrete Prototypical Memories for Federated Time Series Foundation Models

Leveraging Large Language Models (LLMs) as federated learning (FL)-based time series foundation models offers a promising way to transfer the generalization capabilities of LLMs to time series data while preserving access to private data. However, the semantic misalignment between time-series data and the text-centric latent space of existing LLMs often leads to degraded performance. Meanwhile, the parameter-sharing mechanism in existing FL methods model heterogeneous cross-domain time-series da
arXiv 115d ago Safety & alignment

Grid2Matrix: Revealing Digital Agnosia in Vision-Language Models

Vision-Language Models (VLMs) excel on many multimodal reasoning benchmarks, but these evaluations often do not require an exhaustive readout of the image and can therefore obscure failures in faithfully capturing all visual details. We introduce Grid2Matrix (G2M), a controlled benchmark in which a model is shown a color grid and a color-to-number mapping, and must output the corresponding matrix. By varying grid size and the number of colors, G2M provides a simple way to increase visual complex
arXiv 115d ago

The Topology of Multimodal Fusion: Why Current Architectures Fail at Creative Cognition

This paper identifies a structural limitation in current multimodal AI architectures that is topological rather than parametric. Contrastive alignment (CLIP), cross-attention fusion (GPT-4V/Gemini), and diffusion-based generation share a common geometric prior -- modal separability -- which we term contact topology. The argument rests on three pillars with philosophy as the generative center. The philosophical pillar reinterprets Wittgenstein's saying/showing distinction as a problem rather than
arXiv 115d ago Safety & alignment

Conversational Control with Ontologies for Large Language Models: A Lightweight Framework for Constrained Generation

Conversational agents based on Large Language Models (LLMs) have recently emerged as powerful tools for human-computer interaction. Nevertheless, their black-box nature implies challenges in predictability and a lack of personalization, both of which can be addressed by controlled generation. This work proposes an end-to-end method to obtain modular and explainable control over LLM outputs through ontological definitions of aspects related to the conversation. Key aspects are modeled and used as
arXiv 115d ago Agents & autonomyTransparency

PSY-STEP: Structuring Therapeutic Targets and Action Sequences for Proactive Counseling Dialogue Systems

Cognitive Behavioral Therapy (CBT) aims to identify and restructure automatic negative thoughts pertaining to involuntary interpretations of events, yet existing counseling agents struggle to identify and address them in dialogue settings. To bridge this gap, we introduce STEP, a dataset that models CBT counseling by explicitly reflecting automatic thoughts alongside dynamic, action-level counseling sequences. Using this dataset, we train STEPPER, a counseling agent that proactively elicits auto
arXiv 115d ago Agents & autonomy

Relative Density Ratio Optimization for Stable and Statistically Consistent Model Alignment

Aligning language models with human preferences is essential for ensuring their safety and reliability. Although most existing approaches assume specific human preference models such as the Bradley-Terry model, this assumption may fail to accurately capture true human preferences, and consequently, these methods lack statistical consistency, i.e., the guarantee that language models converge to the true human preference as the number of samples increases. In contrast, direct density ratio optimiz
arXiv 115d ago Safety & alignment

MolDA: Molecular Understanding and Generation via Large Language Diffusion Model

Large Language Models (LLMs) have significantly advanced molecular discovery, but existing multimodal molecular architectures fundamentally rely on autoregressive (AR) backbones. This strict left-to-right inductive bias is sub-optimal for generating chemically valid molecules, as it struggles to account for non-local global constraints (e.g., ring closures) and often accumulates structural errors during sequential generation. To address these limitations, we propose MolDA (Molecular language mod
arXiv 115d ago Bias & fairness

How Alignment Routes: Localizing, Scaling, and Controlling Policy Circuits in Language Models

We localize the policy routing mechanism in alignment-trained language models. An intermediate-layer attention gate reads detected content and triggers deeper amplifier heads that boost the signal toward refusal. In smaller models the gate and amplifier are single heads; at larger scale they become bands of heads across adjacent layers. The gate contributes under 1% of output DLA, yet interchange testing (p = 120 detects the same motif in twelve models from six labs (2B to 72B), though specific
arXiv 115d ago RegulationSafety & alignment

Boosted Distributional Reinforcement Learning: Analysis and Healthcare Applications

Researchers and practitioners are increasingly considering reinforcement learning to optimize decisions in complex domains like robotics and healthcare. To date, these efforts have largely utilized expectation-based learning. However, relying on expectation-focused objectives may be insufficient for making consistent decisions in highly uncertain situations involving multiple heterogeneous groups. While distributional reinforcement learning algorithms have been introduced to model the full distr
arXiv 115d ago HealthcareAgents & autonomy