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Archive · 2026-03-22

AI ethics on Sunday, 22 March 2026

28 items published this day, across 1 categories.

Research (28)

Behavioural feasible set: Value alignment constraints on AI decision support

When organisations adopt commercial AI systems for decision support, they inherit value judgements embedded by vendors that are neither transparent nor renegotiable. The governance puzzle is not whether AI can support decisions but which recommendations the system can actually produce given how its vendor has configured it. I formalise this as a behavioural feasible set, the range of recommendations reachable under vendor-imposed alignment constraints, and characterise diagnostic thresholds for
arXiv 130d ago RegulationSafety & alignment

Why AI Readiness Is an Organizational Learning Problem, Not a Technology Purchase

Global corporate AI investment reached $252.3 billion in 2024, yet only 6% of firms report significant earnings impact. This article argues that AI project failure is fundamentally an organizational learning problem rather than a technology deficit. Drawing on a systematic synthesis of 19 large-scale industry and academic sources, including surveys of nearly 10,000 organizational leaders, we identify two categories of failure: organizational (culture, leadership alignment, governance, and human-
arXiv 130d ago RegulationSafety & alignment

Efficient Fine-Tuning Methods for Portuguese Question Answering: A Comparative Study of PEFT on BERTimbau and Exploratory Evaluation of Generative LLMs

Although large language models have transformed natural language processing, their computational costs create accessibility barriers for low-resource languages such as Brazilian Portuguese. This work presents a systematic evaluation of Parameter-Efficient Fine-Tuning (PEFT) and quantization techniques applied to BERTimbau for Question Answering on SQuAD-BR, the Brazilian Portuguese translation of SQuAD v1. We evaluate 40 configurations combining four PEFT methods (LoRA, DoRA, QLoRA, QDoRA) acros
arXiv 130d ago

Silent Commitment Failure in Instruction-Tuned Language Models: Evidence of Governability Divergence Across Architectures

As large language models are deployed as autonomous agents with tool execution privileges, a critical assumption underpins their security architecture: that model errors are detectable at runtime. We present empirical evidence that this assumption fails for two of three instruction-following models evaluable for conflict detection. We introduce governability -- the degree to which a model's errors are detectable before output commitment and correctable once detected -- and demonstrate it varies
arXiv 130d ago Agents & autonomy

Personality-Driven Student Agent-Based Modeling in Mathematics Education: How Well Do Student Agents Align with Human Learners?

It is crucial to explore the impact of different teaching methods on student learning in educational research. However, real-person experiments face significant ethical constraints, and we cannot conduct repeated teaching experiments on the same student. LLM-based generative agents offer a promising avenue for simulating student behavior. Before large-scale experiments, a fundamental question must be addressed: are student agents truly credible, and can they faithfully simulate human learning? I
arXiv 130d ago Children & educationAgents & autonomy

RoboAlign: Learning Test-Time Reasoning for Language-Action Alignment in Vision-Language-Action Models

Improving embodied reasoning in multimodal-large-language models (MLLMs) is essential for building vision-language-action models (VLAs) on top of them to readily translate multimodal understanding into low-level actions. Accordingly, recent work has explored enhancing embodied reasoning in MLLMs through supervision of vision-question-answering type. However, these approaches have been reported to result in unstable VLA performance, often yielding only marginal or even negative gains. In this pap
arXiv 130d ago Safety & alignment

ARYA: A Physics-Constrained Composable & Deterministic World Model Architecture

This paper presents ARYA, a composable, physics-constrained, deterministic world model architecture built on five foundational principles: nano models, composability, causal reasoning, determinism, and architectural AI safety. We demonstrate that ARYA satisfies all canonical world model requirements, including state representation, dynamic prediction, causal and physical awareness, temporal consistency, generalization, learnability, and planning and control. Unlike monolithic foundation models,
arXiv 130d ago Safety & alignment

DeepXplain: XAI-Guided Autonomous Defense Against Multi-Stage APT Campaigns

Advanced Persistent Threats (APTs) are stealthy, multi-stage attacks that require adaptive and timely defense. While deep reinforcement learning (DRL) enables autonomous cyber defense, its decisions are often opaque and difficult to trust in operational environments. This paper presents DeepXplain, an explainable DRL framework for stage-aware APT defense. Building on our prior DeepStage model, DeepXplain integrates provenance-based graph learning, temporal stage estimation, and a unified XAI pip
arXiv 130d ago Military & securityTransparency

Conversation Tree Architecture: A Structured Framework for Context-Aware Multi-Branch LLM Conversations

Large language models (LLMs) are increasingly deployed for extended, multi-topic conversations, yet the flat, append-only structure of current conversation interfaces introduces a fundamental limitation: all context accumulates in a single unbounded window, causing topically distinct threads to bleed into one another and progressively degrade response quality. We term this failure mode logical context poisoning. In this paper, we introduce the Conversation Tree Architecture (CTA), a hierarchical
arXiv 130d ago

Aggregation Alignment for Federated Learning with Mixture-of-Experts under Data Heterogeneity

Large language models (LLMs) increasingly adopt Mixture-of-Experts (MoE) architectures to scale model capacity while reducing computation. Fine-tuning these MoE-based LLMs often requires access to distributed and privacy-sensitive data, making centralized fine-tuning impractical. Federated learning (FL) therefore provides a paradigm to collaboratively fine-tune MoE-based LLMs, enabling each client to integrate diverse knowledge without compromising data privacy. However, the integration of MoE-b
arXiv 130d ago Safety & alignmentPrivacy

The Library Theorem: How External Organization Governs Agentic Reasoning Capacity

Externalized reasoning is already exploited by transformer-based agents through chain-of-thought, but structured retrieval -- indexing over one's own reasoning state -- remains underexplored. We formalize the transformer context window as an I/O page and prove that tool-augmented agents with indexed external memory achieve exponentially lower retrieval cost than agents restricted to sequential scanning: $O(\log_b N)$ versus $Ω(N)$ page reads per query, and $O(T \log_b T)$ versus $Θ(T^2)$ cumulat
arXiv 130d ago Agents & autonomy

Graph of States: Solving Abductive Tasks with Large Language Models

Logical reasoning encompasses deduction, induction, and abduction. However, while Large Language Models (LLMs) have effectively mastered the former two, abductive reasoning remains significantly underexplored. Existing frameworks, predominantly designed for static deductive tasks, fail to generalize to abductive reasoning due to unstructured state representation and lack of explicit state control. Consequently, they are inevitably prone to Evidence Fabrication, Context Drift, Failed Backtracking
arXiv 130d ago

Domain Elastic Transform: Bayesian Function Registration for High-Dimensional Scientific Data

Nonrigid registration is conventionally divided into point set registration, which aligns sparse geometries, and image registration, which aligns continuous intensity fields on regular grids. However, this dichotomy creates a critical bottleneck for emerging scientific data, such as spatial transcriptomics, where high-dimensional vector-valued functions, e.g., gene expression, are defined on irregular, sparse manifolds. Consequently, researchers currently face a forced choice: either sacrifice s
arXiv 130d ago

QMoP: Query Guided Mixture-of-Projector for Efficient Visual Token Compression

Multimodal large language models suffer from severe computational and memory bottlenecks, as the number of visual tokens far exceeds that of textual tokens. While recent methods employ projector modules to align and compress visual tokens into text-aligned features, they typically depend on fixed heuristics that limit adaptability across diverse scenarios. In this paper, we first propose Query Guided Mixture-of-Projector (QMoP), a novel and flexible framework that adaptively compresses visual to
arXiv 130d ago

When Convenience Becomes Risk: A Semantic View of Under-Specification in Host-Acting Agents

Host-acting agents promise a convenient interaction model in which users specify goals and the system determines how to realize them. We argue that this convenience introduces a distinct security problem: semantic under-specification in goal specification. User instructions are typically goal-oriented, yet they often leave process constraints, safety boundaries, persistence, and exposure insufficiently specified. As a result, the agent must complete missing execution semantics before acting, and
arXiv 130d ago Agents & autonomy

Too much of a good thing? Entrepreneurial orientation and the non-linear governance effects of SaaS platforms

This study investigates how entrepreneurial orientation (EO) affects governance of SaaS platforms in SMEs, including strategy alignment and long-term governance performance. This study uses SaaS as a hybrid governance model to examine how transaction cost variables affect strategic alignment and how EO moderates these associations. The research uses multi-study design. Study 1 examined 180 UK and US entrepreneurs' survey data using PLS-SEM with reflecting constructs. Study 2 used a quasi-experim
arXiv 130d ago RegulationSafety & alignment

Reward Sharpness-Aware Fine-Tuning for Diffusion Models

Reinforcement learning from human feedback (RLHF) has proven effective in aligning large language models with human preferences, inspiring the development of reward-centric diffusion reinforcement learning (RDRL) to achieve similar alignment and controllability. While diffusion models can generate high-quality outputs, RDRL remains susceptible to reward hacking, where the reward score increases without corresponding improvements in perceptual quality. We demonstrate that this vulnerability arise
arXiv 130d ago Safety & alignment

Can LLMs Fool Graph Learning? Exploring Universal Adversarial Attacks on Text-Attributed Graphs

Text-attributed graphs (TAGs) enhance graph learning by integrating rich textual semantics and topological context for each node. While boosting expressiveness, they also expose new vulnerabilities in graph learning through text-based adversarial surfaces. Recent advances leverage diverse backbones, such as graph neural networks (GNNs) and pre-trained language models (PLMs), to capture both structural and textual information in TAGs. This diversity raises a key question: How can we design univer
arXiv 130d ago

TRACE: A Multi-Agent System for Autonomous Physical Reasoning for Seismology

Inferring physical mechanisms that govern earthquake sequences from geophysical observations remains a challenging task, particularly across tectonically distinct environments where similar seismic patterns can reflect different underlying processes. Current seismological processing and interpretation rely heavily on experts' choice of parameters and the synthesis of various seismological products, limiting reproducibility and the formation of generalizable knowledge across settings. Here we pre
arXiv 130d ago Agents & autonomyEnvironment

Emergent Formal Verification: How an Autonomous AI Ecosystem Independently Discovered SMT-Based Safety Across Six Domains

An autonomous AI ecosystem (SUBSTRATE S3), generating product specifications without explicit instructions about formal methods, independently proposed the use of Z3 SMT solver across six distinct domains of AI safety: verification of LLM-generated code, tool API safety for AI agents, post-distillation reasoning correctness, CLI command validation, hardware assembly verification, and smart contract safety. These convergent discoveries, occurring across 8 products over 13 days with Jaccard simila
arXiv 130d ago Safety & alignmentAgents & autonomy

DMMRL: Disentangled Multi-Modal Representation Learning via Variational Autoencoders for Molecular Property Prediction

Molecular property prediction constitutes a cornerstone of drug discovery and materials science, necessitating models capable of disentangling complex structure-property relationships across diverse molecular modalities. Existing approaches frequently exhibit entangled representations--conflating structural, chemical, and functional factors--thereby limiting interpretability and transferability. Furthermore, conventional methods inadequately exploit complementary information from graphs, sequenc
arXiv 130d ago Safety & alignmentHealthcare

Tracing Users' Privacy Concerns Across the Lifecycle of a Romantic AI Companion

Romantic AI chatbots have quickly attracted users, but their emotional use raises concerns about privacy and safety. As people turn to these systems for intimacy, comfort, and emotionally significant interaction, they often disclose highly sensitive information. Yet the privacy implications of such disclosure remain poorly understood in platforms shaped by persistence, intimacy, and opaque data practices. In this paper, we examine public Reddit discussions about privacy in romantic AI chatbot ec
arXiv 130d ago PrivacyTransparency

Representation-Level Adversarial Regularization for Clinically Aligned Multitask Thyroid Ultrasound Assessment

Thyroid ultrasound is the first-line exam for assessing thyroid nodules and determining whether biopsy is warranted. In routine reporting, radiologists produce two coupled outputs: a nodule contour for measurement and a TI-RADS risk category based on sonographic criteria. Yet both contouring style and risk grading vary across readers, creating inconsistent supervision that can degrade standard learning pipelines. In this paper, we address this workflow with a clinically guided multitask framewor
arXiv 130d ago

Explainable AML Triage with LLMs: Evidence Retrieval and Counterfactual Checks

Anti-money laundering (AML) transaction monitoring generates large volumes of alerts that must be rapidly triaged by investigators under strict audit and governance constraints. While large language models (LLMs) can summarize heterogeneous evidence and draft rationales, unconstrained generation is risky in regulated workflows due to hallucinations, weak provenance, and explanations that are not faithful to the underlying decision. We propose an explainable AML triage framework that treats triag
arXiv 130d ago RegulationTransparency

SpatialFly: Implicit 3D Prior-Guided Visual Reparameterization for Continuous UAV Vision-and-Language Navigation

UAVs play an important role in applications such as autonomous exploration, disaster response, and infrastructure inspection. However, UAV VLN in complex 3D environments remains challenging. A key difficulty is the structural representation mismatch between 2D visual perception and the 3D trajectory decision space, which limits spatial reasoning. To this end, we propose SpatialFly, a geometry-guided spatial representation framework for UAV VLN. Operating on RGB observations without explicit 3D r
arXiv 130d ago Environment

First-Mover Bias in Gradient Boosting Explanations: Mechanism, Detection, and Resolution

We identify first-mover bias -- path-dependent concentration of SHAP feature importance from sequential residual fitting in gradient boosting -- as a mechanistic contributor to attribution instability under multicollinearity. Scaling up a single model amplifies this effect: a Large Single Model matching our method's total tree count produces the poorest attribution reproducibility of any approach tested. We show that model independence largely neutralizes first-mover bias. Both DASH (Diversified
arXiv 130d ago Bias & fairness

$\mathrm{ECI}_{\mathrm{sem}}$: Semantic Residual Effective Contrastive Information for Evaluating Hard Negatives

Hard-negative source selection for dense retrieval is usually decided only after fine-tuning and downstream evaluation. We propose $\mathrm{ECI}_{\mathrm{sem}}$, a semantic residual variant of Effective Contrastive Information (ECI) that ranks candidate negative sources using frozen target-encoder embeddings. $\mathrm{ECI}_{\mathrm{sem}}$ is training-free, not label-free: each scored example requires a query, a labeled positive, and an explicit candidate negative. $\mathrm{ECI}_{\mathrm{sem}}$ b
arXiv 130d ago

AutoMOOSE: An Agentic AI for Autonomous Phase-Field Simulation

Multiphysics simulation frameworks such as MOOSE provide rigorous engines for phase-field materials modeling, yet adoption is constrained by the expertise required to construct valid input files, coordinate parameter sweeps, diagnose failures, and extract quantitative results. We introduce AutoMOOSE, an open-source agentic framework that orchestrates the full simulation lifecycle from a single natural-language prompt. AutoMOOSE deploys a five-agent pipeline in which the Input Writer coordinates
arXiv 130d ago HealthcareAgents & autonomy