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Archive · 2026-03-15

AI ethics on Sunday, 15 March 2026

31 items published this day, across 1 categories.

Research (31)

Punctuated Equilibria in Artificial Intelligence: The Institutional Scaling Law and the Speciation of Sovereign AI

The dominant narrative of artificial intelligence development assumes that progress is continuous and that capability scales monotonically with model size. We challenge both assumptions. Drawing on punctuated equilibrium theory from evolutionary biology, we show that AI development proceeds not through smooth advancement but through extended periods of stasis interrupted by rapid phase transitions that reorganize the competitive landscape. We identify five such eras since 1943 and four epochs wi
arXiv 136d ago RegulationBiotech

Argumentation for Explainable and Globally Contestable Decision Support with LLMs

Large language models (LLMs) exhibit strong general capabilities, but their deployment in high-stakes domains is hindered by their opacity and unpredictability. Recent work has taken meaningful steps towards addressing these issues by augmenting LLMs with post-hoc reasoning based on computational argumentation, providing faithful explanations and enabling users to contest incorrect decisions. However, this paradigm is limited to pre-defined binary choices and only supports local contestation for
arXiv 137d ago Transparency

Anterior's Approach to Fairness Evaluation of Automated Prior Authorization System

Increasing staffing constraints and turnaround-time pressures in Prior authorization (PA) have led to increasing automation of decision systems to support PA review. Evaluating fairness in such systems poses unique challenges because legitimate clinical guidelines and medical necessity criteria often differ across demographic groups, making parity in approval rates an inappropriate fairness metric. We propose a fairness evaluation framework for prior authorization models based on model error rat
arXiv 137d ago Bias & fairnessJobs & economy

EcoFair-CH-MARL: Scalable Constrained Hierarchical Multi-Agent RL with Real-Time Emission Budgets and Fairness Guarantees

Global decarbonisation targets and tightening market pressures demand maritime logistics solutions that are simultaneously efficient, sustainable, and equitable. We introduce EcoFair-CH-MARL, a constrained hierarchical multi-agent reinforcement learning framework that unifies three innovations: (i) a primal-dual budget layer that provably bounds cumulative emissions under stochastic weather and demand; (ii) a fairness-aware reward transformer with dynamically scheduled penalties that enforces ma
arXiv 137d ago Bias & fairnessAgents & autonomy

PA3: Policy-Aware Agent Alignment through Chain-of-Thought

Conversational assistants powered by large language models (LLMs) excel at tool-use tasks but struggle with adhering to complex, business-specific rules. While models can reason over business rules provided in context, including all policies for every query introduces high latency and wastes compute. Furthermore, these lengthy prompts lead to long contexts, harming overall performance due to the "needle-in-the-haystack" problem. To address these challenges, we propose a multi-stage alignment met
arXiv 137d ago RegulationSafety & alignment

Adapting Critic Match Loss Landscape Visualization to Off-policy Reinforcement Learning

This work extends an established critic match loss landscape visualization method from online to off-policy reinforcement learning (RL), aiming to reveal the optimization geometry behind critic learning. Off-policy RL differs from stepwise online actor-critic learning in its replay-based data flow and target computation. Based on these two structural differences, the critic match loss landscape visualization method is adapted to the Soft Actor-Critic (SAC) algorithm by aligning the loss evaluati
arXiv 137d ago Regulation

Evidential Domain Adaptation for Remaining Useful Life Prediction with Incomplete Degradation

Accurate Remaining Useful Life (RUL) prediction without labeled target domain data is a critical challenge, and domain adaptation (DA) has been widely adopted to address it by transferring knowledge from a labeled source domain to an unlabeled target domain. Despite its success, existing DA methods struggle significantly when faced with incomplete degradation trajectories in the target domain, particularly due to the absence of late degradation stages. This missing data introduces a key extrapol
arXiv 137d ago

Expert Mind: A Retrieval-Augmented Architecture for Expert Knowledge Preservation in the Energy Sector

The departure of subject-matter experts from industrial organizations results in the irreversible loss of tacit knowledge that is rarely captured through conventional documentation practices. This paper proposes Expert Mind, an experimental system that leverages Retrieval-Augmented Generation (RAG), large language models (LLMs), and multimodal capture techniques to preserve, structure, and make queryable the deep expertise of organizational knowledge holders. Drawing on the specific context of t
arXiv 137d ago Environment

Emotional Cost Functions for AI Safety: Teaching Agents to Feel the Weight of Irreversible Consequences

Humans learn from catastrophic mistakes not through numerical penalties, but through qualitative suffering that reshapes who they are. Current AI safety approaches replicate none of this. Reward shaping captures magnitude, not meaning. Rule-based alignment constrains behaviour, but does not change it. We propose Emotional Cost Functions, a framework in which agents develop Qualitative Suffering States, rich narrative representations of irreversible consequences that persist forward and actively
arXiv 137d ago Safety & alignmentAgents & autonomy

VLA-Thinker: Boosting Vision-Language-Action Models through Thinking-with-Image Reasoning

Vision-Language-Action (VLA) models have shown promising capabilities for embodied intelligence, but most existing approaches rely on text-based chain-of-thought reasoning where visual inputs are treated as static context. This limits the ability of the model to actively revisit the environment and resolve ambiguities during long-horizon tasks. We propose VLA-Thinker, a thinking-with-image reasoning framework that models perception as a dynamically invocable reasoning action. To train such a sys
arXiv 137d ago Environment

Learning to Forget: Sleep-Inspired Memory Consolidation for Resolving Proactive Interference in Large Language Models

Large language models (LLMs) suffer from proactive interference (PI): outdated information in the context window disrupts retrieval of current values. This interference degrades retrieval accuracy log-linearly as stale associations accumulate, a bottleneck that persists regardless of context length and resists prompt-engineering mitigations. Biological brains resolve an analogous challenge through sleep-dependent memory consolidation: synaptic downscaling, selective replay, and targeted forgetti
arXiv 137d ago Biotech

Trust-Region Noise Search for Black-Box Alignment of Diffusion and Flow Models

Optimizing the noise samples of diffusion and flow models is an increasingly popular approach to align these models to target rewards at inference time. However, we observe that these approaches are usually restricted to differentiable or cheap reward models, the formulation of the underlying pretrained generative model, or are memory/compute inefficient. We instead propose a simple trust-region based search algorithm (TRS) which treats the pre-trained generative and reward models as a black-box
arXiv 137d ago Safety & alignment

The Provenance Paradox in Multi-Agent LLM Routing: Delegation Contracts and Attested Identity in LDP

Multi-agent LLM systems delegate tasks across trust boundaries, but current protocols do not govern delegation under unverifiable quality claims. We show that when delegates can inflate self-reported quality scores, quality-based routing produces a provenance paradox: it systematically selects the worst delegates, performing worse than random. We extend the LLM Delegate Protocol (LDP) with delegation contracts that bound authority through explicit objectives, budgets, and failure policies; a cla
arXiv 137d ago Agents & autonomy

Bridging the Gap in the Responsible AI Divides

Tensions between AI Safety (AIS) and AI Ethics (AIE) have increasingly surfaced in AI governance and public debates about AI, leading to what we term the "responsible AI divides". We introduce a model that categorizes four modes of engagement with the tensions: radical confrontation, disengagement, compartmentalized coexistence, and critical bridging. We then investigate how critical bridging, with a particular focus on bridging problems, offers one of the most viable constructive paths for adva
arXiv 137d ago RegulationSafety & alignment

DASH: Dynamic Audio-Driven Semantic Chunking for Efficient Omnimodal Token Compression

Omnimodal large language models (OmniLLMs) jointly process audio and visual streams, but the resulting long multimodal token sequences make inference prohibitively expensive. Existing compression methods typically rely on fixed window partitioning and attention-based pruning, which overlook the piecewise semantic structure of audio-visual signals and become fragile under aggressive token reduction. We propose Dynamic Audio-driven Semantic cHunking (DASH), a training-free framework that aligns to
arXiv 137d ago

Whether, Not Which: Mechanistic Interpretability Reveals Dissociable Affect Reception and Emotion Categorization in LLMs

Large language models appear to develop internal representations of emotion -- "emotion circuits," "emotion neurons," and structured emotional manifolds have been reported across multiple model families. But every study making these claims uses stimuli signalled by explicit emotion keywords, leaving a fundamental question unanswered: do these circuits detect genuine emotional meaning, or do they detect the word "devastated"? We present the first clinical validity test of emotion circuit claims u
arXiv 137d ago Safety & alignmentHealthcare

Questionnaire Responses Do not Capture the Safety of AI Agents

As AI systems advance in capabilities, measuring their safety and alignment to human values is becoming paramount. A fast-growing field of AI research is devoted to developing such assessments. However, most current advances therein may be ill-suited for assessing AI systems across real-world deployments. Standard methods prompt large language models (LLMs) in a questionnaire-style to describe their values or behavior in hypothetical scenarios. By focusing on unaugmented LLMs, they fall short of
arXiv 137d ago Safety & alignmentAgents & autonomy

PGcGAN: Pathological Gait-Conditioned GAN for Human Gait Synthesis

Pathological gait analysis is constrained by limited and variable clinical datasets, which restrict the modeling of diverse gait impairments. To address this challenge, we propose a Pathological Gait-conditioned Generative Adversarial Network (PGcGAN) that synthesises pathology-specific gait sequences directly from observed 3D pose keypoint trajectories data. The framework incorporates one-hot encoded pathology labels within both the generator and discriminator, enabling controlled synthesis acr
arXiv 137d ago Bias & fairnessHealthcare

Motivation in Large Language Models

Motivation is a central driver of human behavior, shaping decisions, goals, and task performance. As large language models (LLMs) become increasingly aligned with human preferences, we ask whether they exhibit something akin to motivation. We examine whether LLMs "report" varying levels of motivation, how these reports relate to their behavior, and whether external factors can influence them. Our experiments reveal consistent and structured patterns that echo human psychology: self-reported moti
arXiv 137d ago

State-Dependent Safety Failures in Multi-Turn Language Model Interaction

Safety alignment in large language models is typically evaluated under isolated queries, yet real-world use is inherently multi-turn. Although multi-turn jailbreaks are empirically effective, the structure of conversational safety failure remains insufficiently understood. In this work, we study safety failures from a state-space perspective and show that many multi-turn failures arise from structured contextual state evolution rather than isolated prompt vulnerabilities. We introduce STAR, a st
arXiv 137d ago Safety & alignment

Autonomous Agents Coordinating Distributed Discovery Through Emergent Artifact Exchange

We present ScienceClaw + Infinite, a framework for autonomous scientific investigation in which independent agents conduct research without central coordination, and any contributor can deploy new agents into a shared ecosystem. The system is built around three components: an extensible registry of over 300 interoperable scientific skills, an artifact layer that preserves full computational lineage as a directed acyclic graph (DAG), and a structured platform for agent-based scientific discourse
arXiv 137d ago Agents & autonomyFinance, VC & PE

FactorSmith: Agentic Simulation Generation via Markov Decision Process Decomposition with Planner-Designer-Critic Refinement

Generating executable simulations from natural language specifications remains a challenging problem due to the limited reasoning capacity of large language models (LLMs) when confronted with large, interconnected codebases. This paper presents FactorSmith, a framework that synthesizes playable game simulations in code from textual descriptions by combining two complementary ideas: factored POMDP decomposition for principled context reduction and a hierarchical planner-designer-critic agentic wo
arXiv 137d ago Agents & autonomy

DiFlowDubber: Discrete Flow Matching for Automated Video Dubbing via Cross-Modal Alignment and Synchronization

Video dubbing requires content accuracy, expressive prosody, high-quality acoustics, and precise lip synchronization, yet existing approaches struggle on all four fronts. To address these issues, we propose DiFlowDubber, the first video dubbing framework built upon a discrete flow matching backbone with a novel two-stage training strategy. In the first stage, a zero-shot text-to-speech (TTS) system is pre-trained on large-scale corpora, where a deterministic architecture captures linguistic stru
arXiv 137d ago Safety & alignment

To LLM, or Not to LLM: How Designers and Developers Navigate LLMs as Tools or Teammates

Large language models (LLMs) are increasingly integrated into design and development workflows, yet decisions about their use are rarely binary or purely technical. We report findings from a constructivist grounded theory study based on interviews with 33 designers and developers across three large technology organisations. Rather than evaluating LLMs solely by capability, participants reasoned about the role an LLM could occupy within a workflow and how that role would interact with existing st
arXiv 137d ago

GoldenStart: Q-Guided Priors and Entropy Control for Distilling Flow Policies

Flow-matching policies hold great promise for reinforcement learning (RL) by capturing complex, multi-modal action distributions. However, their practical application is often hindered by prohibitive inference latency and ineffective online exploration. Although recent works have employed one-step distillation for fast inference, the structure of the initial noise distribution remains an overlooked factor that presents significant untapped potential. This overlooked factor, along with the challe
arXiv 137d ago

Membership Inference for Contrastive Pre-training Models with Text-only PII Queries

Contrastive pretraining models such as CLIP and CLAP, serve as the ubiquitous perceptual backbones for modern multimodal large models, yet their reliance on web-scale data raises growing concerns about memorizing Personally Identifiable Information (PII). Auditing such models via membership inference is challenging in practice: shadow-model MIAs are computationally prohibitive for large multimodal backbones, and existing multimodal auditing methods typically require querying the target with pair
arXiv 137d ago Transparency

A Real-Time Neuro-Symbolic Ethical Governor for Safe Decision Control in Autonomous Robotic Manipulation

Ethical decision governance has become a critical requirement for autonomous robotic systems operating in human-centered and safety-sensitive environments. This paper presents a real-time neuro-symbolic ethical governor designed to enable risk-aware supervisory control in autonomous robotic manipulation tasks. The proposed framework integrates transformer-based ethical reasoning with a probabilistic ethical risk field formulation and a threshold-based override control mechanism. language-grounde
arXiv 137d ago RegulationAgents & autonomy

UniFusion: A Unified Image Fusion Framework with Robust Representation and Source-Aware Preservation

Image fusion aims to integrate complementary information from multiple source images to produce a more informative and visually consistent representation, benefiting both human perception and downstream vision tasks. Despite recent progress, most existing fusion methods are designed for specific tasks (i.e., multi-modal, multi-exposure, or multi-focus fusion) and struggle to effectively preserve source information during the fusion process. This limitation primarily arises from task-specific arc
arXiv 137d ago

Cryptographic Runtime Governance for Autonomous AI Systems: The Aegis Architecture for Verifiable Policy Enforcement

Contemporary AI governance frameworks rely heavily on post hoc oversight, policy guidance, and behavioral alignment techniques, yet these mechanisms become fragile as systems gain autonomy, speed, and operational opacity. This paper presents Aegis, a runtime governance architecture for autonomous AI systems that treats policy and legal constraints as execution conditions rather than advisory principles. Aegis binds each governed agent to a cryptographically sealed Immutable Ethics Policy Layer (
arXiv 137d ago RegulationSafety & alignment

ChArtist: Generating Pictorial Charts with Unified Spatial and Subject Control

A pictorial chart is an effective medium for visual storytelling, seamlessly integrating visual elements with data charts. However, creating such images is challenging because the flexibility of visual elements often conflicts with the rigidity of chart structures. This process thus requires a creative deformation that maintains both data faithfulness and visual aesthetics. Current methods that extract dense structural cues from natural images (e.g., edge or depth maps) are ill-suited as conditi
arXiv 137d ago

Walking Further: Semantic-aware Multimodal Gait Recognition Under Long-Range Conditions

Gait recognition is an emerging biometric technology that enables non-intrusive and hard-to-spoof human identification. However, most existing methods are confined to short-range, unimodal settings and fail to generalize to long-range and cross-distance scenarios under real-world conditions. To address this gap, we present \textbf{LRGait}, the first LiDAR-Camera multimodal benchmark designed for robust long-range gait recognition across diverse outdoor distances and environments. We further prop
arXiv 137d ago PrivacyEnvironment